We are live on ! Find out more
NP

NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
-9.98%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$159M
AUM Growth
-$57.6M
Cap. Flow
+$39.4M
Cap. Flow %
24.84%
Top 10 Hldgs %
89.99%
Holding
56
New
8
Increased
18
Reduced
13
Closed
13

Top Buys

Rank Stock Value
1
MODV
ModivCare
MODV
+$42.8M
2
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$9.83M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$7.94M
4
UNH icon
UnitedHealth
UNH
+$7.7M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$7.35M

Top Sells

Rank Stock Value
1
AMP icon
Ameriprise Financial
AMP
+$29.5M
2
TGT icon
Target
TGT
+$10M
3
MSFT icon
Microsoft
MSFT
+$1.33M
4
FOR icon
Forestar Group
FOR
+$1.12M
5
AXP icon
American Express
AXP
+$911K

Sector Composition

Rank Sector Weight
1 Financials 3.39%
2 Consumer Staples 2.78%
3 Healthcare 1.92%
4 Real Estate 1.73%
5 Industrials 1.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$35.4M 22.31%
184,826
-1,750
-0.9% -$355K
IWF icon
2
iShares Russell 1000 Growth ETF
IWF
$121B
$16.6M 10.46%
1,006,648
+298,888
+42% +$7.35M
IWD icon
3
iShares Russell 1000 Value ETF
IWD
$82.2B
$15.8M 9.96%
241,347
+80,033
+50% +$7.94M
CEM
4
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$15M 9.48%
177,643
+18,958
+12% +$2.04M
IWS icon
5
iShares Russell Mid-Cap Value ETF
IWS
$15.6B
$14M 8.8%
208,280
+34,026
+20% +$2.42M
IWP icon
6
iShares Russell Mid-Cap Growth ETF
IWP
$19.8B
$13.2M 8.3%
297,498
+60,072
+25% +$2.85M
IJT icon
7
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.26B
$12.7M 8%
335,752
+153,570
+84% +$9.83M
IJS icon
8
iShares S&P Small-Cap 600 Value ETF
IJS
$8.12B
$11.7M 7.37%
223,400
+41,234
+23% +$2.29M
AMP icon
9
Ameriprise Financial
AMP
$48.3B
$5.13M 3.23%
59,142
-250,262
-81% -$29.5M
TGT icon
10
Target
TGT
$65.6B
$3.29M 2.07%
34,595
-125,509
-78% -$10M
CSG
11
DELISTED
CHAMBERS STR PPTYS COM
CSG
$2.74M 1.73%
422,378
-61,290
-13% -$437K
MMM icon
12
3M
MMM
$90.9B
$1.51M 0.95%
12,743
-5,300
-29% -$652K
MODV
13
DELISTED
ModivCare
MODV
$1.42M 0.89%
+933,383
New +$42.8M
CELG
14
DELISTED
Celgene Corp
CELG
$1.07M 0.68%
9,793
-4,001
-29% -$497K
HWKN icon
15
Hawkins
HWKN
$2.67B
$1.03M 0.65%
53,774
-990
-2% -$18.7K
AAPL icon
16
Apple
AAPL
$4.54T
$950K 0.6%
34,448
+2,272
+7% +$66.6K
PG icon
17
Procter & Gamble
PG
$336B
$914K 0.58%
12,700
+145
+1% +$10.9K
MSFT icon
18
Microsoft
MSFT
$3.45T
$558K 0.35%
12,583
-29,518
-70% -$1.33M
DBC icon
19
Invesco DB Commodity Index Tracking Fund
DBC
$1.69B
$512K 0.32%
34,920
+7,155
+26% +$112K
XOM icon
20
ExxonMobil
XOM
$644B
$462K 0.29%
6,220
+109
+2% +$8.4K
DIS icon
21
Walt Disney
DIS
$167B
$324K 0.2%
3,175
+350
+12% +$38.1K
T icon
22
AT&T
T
$159B
$312K 0.2%
12,697
+13
+0.1% +$331
BBY icon
23
Best Buy
BBY
$18.2B
$306K 0.19%
61,054
+39,209
+179% +$1.34M
MDY icon
24
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.6B
$274K 0.17%
+1,100
New +$291K
UNH icon
25
UnitedHealth
UNH
$376B
$271K 0.17%
69,770
+64,299
+1,175% +$7.7M
1
2 3

Similar funds

WIA
World Investment Advisors Santa Barbara, California $6.2B AUM 19.68% 1-Year Est. Return
LBA
Letko, Brosseau & Associates Montreal, Quebec, Canada $6.2B AUM 38.92% 1-Year Est. Return
B
Barings Charlotte, North Carolina $6.19B AUM 16.5% 1-Year Est. Return
EIP
Energy Income Partners Westport, Connecticut $6.22B AUM 18.97% 1-Year Est. Return
CA
Cambridge Associates Boston, Massachusetts $6.27B AUM 14.78% 1-Year Est. Return
ACM
AKRE Capital Management Middleburg, Virginia $6.13B AUM 15.27% 1-Year Est. Return
AWA
Arkadios Wealth Advisors Atlanta, Georgia $6.13B AUM 23.41% 1-Year Est. Return
DTC
Deep Track Capital Greenwich, Connecticut $6.12B AUM 144% 1-Year Est. Return

NorthRock Partners's Q3 2015 Portfolio in Review

As of Q3 2015, NorthRock Partners held 56 positions worth $159M, down 27% from $216M the previous quarter. Its ten largest holdings account for 90% of the portfolio.

NorthRock Partners deployed $39.4M of net new capital in Q3 2015, opening 8 new positions and adding to 18 existing holdings. Its largest new stake was ModivCare: 933,383 shares worth $1.42M.

By sector, the portfolio is most concentrated in Financials at 3.4% of assets, down from 19% a quarter earlier, followed by Consumer Staples and Healthcare.

On the sell side, the largest reduction was Ameriprise Financial, an estimated $29.5M trimmed.

  • NorthRock Partners's largest Q3 2015 buy was ModivCare: 933,383 shares worth $1.42M.
  • NorthRock Partners added most to iShares S&P Small-Cap 600 Growth ETF in Q3 2015, an estimated $9.83M increase.
  • NorthRock Partners's biggest Q3 2015 reduction was Ameriprise Financial, cutting an estimated $29.5M.
  • NorthRock Partners fully exited Forestar Group in Q3 2015, selling an estimated $1.12M.
  • NorthRock Partners's ten largest holdings make up 90% of its $159M portfolio in Q3 2015.
  • NorthRock Partners opened 8 new positions and closed 13 in Q3 2015.
  • NorthRock Partners's portfolio value fell 27% quarter-over-quarter to $159M.

Based on NorthRock Partners's 13F filing for Q3 2015, filed 12 Nov 2015.