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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+0.53%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$193M
AUM Growth
+$21.8M
Cap. Flow
+$20.3M
Cap. Flow %
10.53%
Top 10 Hldgs %
91.64%
Holding
54
New
14
Increased
14
Reduced
13
Closed
5

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$12.5M
2
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
+$8.52M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$7.1M
4
IWD icon
iShares Russell 1000 Value ETF
IWD
+$6.79M
5
FOR icon
Forestar Group
FOR
+$574K

Top Sells

Rank Stock Value
1
AMP icon
Ameriprise Financial
AMP
+$4.1M
2
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$3.27M
3
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$3.26M
4
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$2.94M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$2.93M

Sector Composition

Rank Sector Weight
1 Consumer Staples 2.35%
2 Real Estate 2.26%
3 Healthcare 1.2%
4 Industrials 1.13%
5 Financials 0.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$771B
$52.9M 27.49%
257,602
+63,879
+33% +$12.5M
IWF icon
2
iShares Russell 1000 Growth ETF
IWF
$117B
$25.8M 13.39%
1,033,956
+300,420
+41% +$7.1M
IWD icon
3
iShares Russell 1000 Value ETF
IWD
$81.4B
$25M 12.96%
252,562
+72,445
+40% +$6.79M
CEM
4
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$22M 11.4%
323,573
+135,171
+72% +$8.52M
IWS icon
5
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
$12.1M 6.3%
170,947
-49,621
-22% -$3.27M
IWP icon
6
iShares Russell Mid-Cap Growth ETF
IWP
$19.4B
$11.5M 5.95%
248,824
-67,780
-21% -$2.93M
IJT icon
7
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.13B
$10.3M 5.34%
165,604
-50,522
-23% -$2.94M
IJS icon
8
iShares S&P Small-Cap 600 Value ETF
IJS
$8.12B
$10M 5.21%
177,212
-62,764
-26% -$3.26M
GPT
9
DELISTED
Gramercy Property Trust
GPT
$3.62M 1.88%
140,863
-7,548
-5% -$169K
TGT icon
10
Target
TGT
$66.3B
$3.31M 1.72%
37,210
+2,513
+7% +$190K
MMM icon
11
3M
MMM
$91.8B
$1.95M 1.01%
13,953
+1,635
+13% +$210K
MODV
12
DELISTED
ModivCare
MODV
$1.1M 0.57%
21,559
+1,766
+9% +$82.6K
PG icon
13
Procter & Gamble
PG
$340B
$986K 0.51%
11,970
-833
-7% -$67.1K
HWKN icon
14
Hawkins
HWKN
$2.9B
$974K 0.51%
53,394
+1,550
+3% +$26.6K
AAPL icon
15
Apple
AAPL
$4.97T
$890K 0.46%
32,604
+816
+3% +$20.3K
FOR icon
16
Forestar Group
FOR
$1.48B
$742K 0.39%
+56,866
New +$574K
AMP icon
17
Ameriprise Financial
AMP
$47.8B
$728K 0.38%
7,770
-45,696
-85% -$4.1M
EFT
18
Eaton Vance Floating-Rate Income Trust
EFT
$283M
$596K 0.31%
50,290
-11,717
-19% -$144K
VONV icon
19
Vanguard Russell 1000 Value ETF
VONV
$20.5B
$551K 0.29%
+12,720
New +$521K
XLE icon
20
State Street Energy Select Sector SPDR ETF
XLE
$39B
$521K 0.27%
16,840
– –
PIPR icon
21
Piper Sandler
PIPR
$4.99B
$492K 0.26%
+39,656
New +$402K
XOM icon
22
ExxonMobil
XOM
$650B
$467K 0.24%
5,575
-672
-11% -$53.8K
UNH icon
23
UnitedHealth
UNH
$382B
$395K 0.21%
+3,070
New +$363K
WFC icon
24
Wells Fargo
WFC
$254B
$315K 0.16%
6,518
+1,489
+30% +$72.9K
MDT icon
25
Medtronic
MDT
$112B
$313K 0.16%
4,143
+594
+17% +$44.7K
1
2 3

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LBA
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B
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EIP
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NorthRock Partners's Q1 2016 Portfolio in Review

As of Q1 2016, NorthRock Partners held 54 positions worth $193M, up 13% from $171M the previous quarter. Its ten largest holdings account for 92% of the portfolio.

NorthRock Partners deployed $20.3M of net new capital in Q1 2016, opening 14 new positions and adding to 14 existing holdings. Its largest new stake was Forestar Group: 56,866 shares worth $742K.

By sector, the portfolio is most concentrated in Consumer Staples at 2.4% of assets, down from 2.5% a quarter earlier, followed by Real Estate and Healthcare.

On the sell side, the largest reduction was Ameriprise Financial, an estimated $4.1M trimmed.

  • NorthRock Partners's largest Q1 2016 buy was Forestar Group: 56,866 shares worth $742K.
  • NorthRock Partners added most to State Street SPDR S&P 500 ETF Trust in Q1 2016, an estimated $12.5M increase.
  • NorthRock Partners's biggest Q1 2016 reduction was Ameriprise Financial, cutting an estimated $4.1M.
  • NorthRock Partners fully exited Vanguard Growth ETF in Q1 2016, selling an estimated $507K.
  • NorthRock Partners's ten largest holdings make up 92% of its $193M portfolio in Q1 2016.
  • NorthRock Partners opened 14 new positions and closed 5 in Q1 2016.
  • NorthRock Partners's portfolio value rose 13% quarter-over-quarter to $193M.

Based on NorthRock Partners's 13F filing for Q1 2016, filed 13 May 2016.