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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
-4.62%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$860M
AUM Growth
-$102M
Cap. Flow
-$215M
Cap. Flow %
-25.01%
Top 10 Hldgs %
63.26%
Holding
333
New
29
Increased
99
Reduced
150
Closed
33

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$4.64M
2
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$2.67M
3
WMT icon
Walmart Inc
WMT
+$720K
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$678K
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$660K

Top Sells

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$121M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$34.9M
3
TGT icon
Target
TGT
+$32.4M
4
AAPL icon
Apple
AAPL
+$2.63M
5
MBB icon
iShares MBS ETF
MBB
+$2.47M

Sector Composition

Rank Sector Weight
1 Technology 10.06%
2 Consumer Staples 9.59%
3 Healthcare 4.12%
4 Financials 4%
5 Consumer Discretionary 2.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$771B
$164M 19.1%
460,204
-5,395
-1% -$2.14M
SPYV icon
2
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.2B
$80.8M 9.39%
2,342,352
-30,581
-1% -$1.16M
AAPL icon
3
Apple
AAPL
$4.97T
$55.3M 6.43%
400,362
-16,764
-4% -$2.63M
SPYG icon
4
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$49.4B
$54M 6.27%
1,077,625
-8,047
-0.7% -$453K
MDYV icon
5
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.76B
$43.3M 5.03%
748,302
-17,242
-2% -$1.1M
SLYV icon
6
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
$37M 4.3%
551,685
-24,057
-4% -$1.81M
MDYG icon
7
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.76B
$31.1M 3.61%
515,130
-24,079
-4% -$1.59M
SLYG icon
8
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5B
$30M 3.48%
439,682
-20,566
-4% -$1.54M
MDLZ icon
9
Mondelez International
MDLZ
$83.4B
$29.1M 3.38%
529,924
-20,245
-4% -$1.26M
IWF icon
10
iShares Russell 1000 Growth ETF
IWF
$117B
$19.4M 2.26%
369,556
-10,820
-3% -$636K
TGT icon
11
Target
TGT
$66.3B
$15M 1.75%
101,293
-202,245
-67% -$32.4M
PM icon
12
Philip Morris
PM
$309B
$13M 1.51%
156,964
-15,772
-9% -$1.5M
MSFT icon
13
Microsoft
MSFT
$2.9T
$12.5M 1.46%
53,868
-1,146
-2% -$303K
AMP icon
14
Ameriprise Financial
AMP
$47.8B
$8.08M 0.94%
32,087
+833
+3% +$219K
BUFR icon
15
FT Vest Fund of Buffer ETFs
BUFR
$9.99B
$6.95M 0.81%
333,583
+8,523
+3% +$190K
AMZN icon
16
Amazon
AMZN
$2.44T
$6.93M 0.8%
61,293
-13
-0% -$1.64K
MO icon
17
Altria Group
MO
$125B
$6.62M 0.77%
163,917
-22,349
-12% -$975K
KHC icon
18
Kraft Heinz
KHC
$32.8B
$6.34M 0.74%
190,127
-10,977
-5% -$408K
JPST icon
19
JPMorgan Ultra-Short Income ETF
JPST
$40.1B
$6.15M 0.71%
122,534
-28,566
-19% -$1.43M
VTI icon
20
Vanguard Total Stock Market ETF
VTI
$646B
$5.97M 0.69%
33,256
-1,979
-6% -$394K
IWP icon
21
iShares Russell Mid-Cap Growth ETF
IWP
$19.4B
$5.68M 0.66%
72,406
-3,486
-5% -$300K
EFA icon
22
iShares MSCI EAFE ETF
EFA
$76.4B
$5.67M 0.66%
101,197
+74,483
+279% +$4.64M
GOOGL icon
23
Alphabet (Google) Class A
GOOGL
$4.12T
$5.39M 0.63%
56,342
-1,094,718
-95% -$121M
BRK.B icon
24
Berkshire Hathaway Class B
BRK.B
$1.1T
$4.78M 0.56%
17,903
+1,036
+6% +$295K
TSLA icon
25
Tesla
TSLA
$1.18T
$4.75M 0.55%
17,893
+529
+3% +$148K
1
2 3 4 5

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WIA
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LBA
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B
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EIP
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CA
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ACM
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AWA
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DTC
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NorthRock Partners's Q3 2022 Portfolio in Review

As of Q3 2022, NorthRock Partners held 333 positions worth $860M, down 11% from $962M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

NorthRock Partners withdrew a net $215M in Q3 2022, closing 33 positions and reducing 150 holdings. Its most notable exit was Schwab 1000 Index ETF, an estimated $1.28M position sold in full.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9.5% a quarter earlier, followed by Consumer Staples and Healthcare.

Against the trend, NorthRock Partners opened a new position in iShares Preferred and Income Securities ETF worth $2.52M.

  • NorthRock Partners's largest Q3 2022 buy was iShares Preferred and Income Securities ETF: 79,560 shares worth $2.52M.
  • NorthRock Partners added most to iShares MSCI EAFE ETF in Q3 2022, an estimated $4.64M increase.
  • NorthRock Partners's biggest Q3 2022 reduction was Alphabet (Google) Class A, cutting an estimated $121M.
  • NorthRock Partners fully exited Schwab 1000 Index ETF in Q3 2022, selling an estimated $1.28M.
  • NorthRock Partners's ten largest holdings make up 63% of its $860M portfolio in Q3 2022.
  • NorthRock Partners opened 29 new positions and closed 33 in Q3 2022.
  • NorthRock Partners's portfolio value fell 11% quarter-over-quarter to $860M.

Based on NorthRock Partners's 13F filing for Q3 2022, filed 2 Nov 2022.