We are live on ! Find out more
NP

NorthRock Partners Portfolio holdings

AUM $6.89B
1-Year Est. Return 19.83%
This Fund
S&P 500
This Quarter Est. Return
-1.47%
1 Year Est. Return
+19.83%
3 Year Est. Return
+62.84%
5 Year Est. Return
+74.26%
10 Year Est. Return
+264.52%
AUM
$6.2B
AUM Growth
+$276M
Cap. Flow
+$677M
Cap. Flow %
10.91%
Top 10 Hldgs %
44.48%
Holding
729
New
110
Increased
334
Reduced
198
Closed
51

Top Buys

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$130M
2
IGF icon
iShares Global Infrastructure ETF
IGF
+$80.3M
3
VGT icon
Vanguard Information Technology ETF
VGT
+$64.1M
4
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$39.6M
5
JMTG
JPMorgan Mortgage-Backed Securities ETF
JMTG
+$34.5M

Top Sells

Rank Stock Value
1
OEF icon
iShares S&P 100 ETF
OEF
+$21.8M
2
DYNF icon
BlackRock US Equity Factor Rotation ETF
DYNF
+$8.56M
3
IAU icon
iShares Gold Trust
IAU
+$7.18M
4
ROUS icon
Hartford Multifactor US Equity ETF
ROUS
+$3.88M
5
SPHQ icon
Invesco S&P 500 Quality ETF
SPHQ
+$3.84M

Sector Composition

Rank Sector Weight
1 Technology 6.34%
2 Consumer Staples 2.38%
3 Financials 2.27%
4 Healthcare 1.19%
5 Consumer Discretionary 1.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JMTG
1
JPMorgan Mortgage-Backed Securities ETF
JMTG
$6.81B
$497M 8.01%
9,745,400
+672,967
+7% +$34.5M
VOO icon
2
Vanguard S&P 500 ETF
VOO
$1.03T
$352M 5.67%
588,417
+34,062
+6% +$21.3M
SPYM
3
State Street SPDR Portfolio S&P 500 ETF
SPYM
$168B
$319M 5.14%
4,164,509
+355,073
+9% +$28.4M
VGSH icon
4
Vanguard Short-Term Treasury ETF
VGSH
$30.2B
$285M 4.59%
4,867,688
+135,541
+3% +$7.96M
SPYV icon
5
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.6B
$259M 4.18%
4,586,305
+169,114
+4% +$9.81M
SGOV icon
6
iShares 0-3 Month Treasury Bond ETF
SGOV
$101B
$226M 3.64%
2,242,910
+223,483
+11% +$22.5M
QQQ icon
7
Invesco QQQ Trust
QQQ
$478B
$225M 3.63%
389,838
+14,320
+4% +$8.7M
SPYG icon
8
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$54.9B
$215M 3.46%
2,194,615
+99,203
+5% +$10.3M
AAPL icon
9
Apple
AAPL
$4.45T
$196M 3.17%
774,012
+43,158
+6% +$11.2M
SPY icon
10
State Street SPDR S&P 500 ETF Trust
SPY
$807B
$185M 2.99%
284,894
-5,098
-2% -$3.47M
IGF icon
11
iShares Global Infrastructure ETF
IGF
$10.7B
$179M 2.88%
2,668,843
+1,224,062
+85% +$80.3M
HEFA icon
12
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.75B
$131M 2.11%
3,074,762
+361,968
+13% +$15.6M
MDYV icon
13
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.87B
$114M 1.84%
1,343,748
+40,077
+3% +$3.53M
IWB icon
14
iShares Russell 1000 ETF
IWB
$50B
$106M 1.71%
298,262
-504
-0.2% -$188K
MDYG icon
15
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.94B
$104M 1.68%
1,083,341
+28,549
+3% +$2.8M
JMST icon
16
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.14B
$76M 1.23%
1,491,349
+307,333
+26% +$15.7M
SLYV icon
17
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.06B
$75.5M 1.22%
797,912
+16,239
+2% +$1.57M
ROUS icon
18
Hartford Multifactor US Equity ETF
ROUS
$723M
$75.3M 1.21%
1,274,569
-64,675
-5% -$3.88M
IWR icon
19
iShares Russell Mid-Cap ETF
IWR
$57.7B
$68.8M 1.11%
707,769
-11,153
-2% -$1.11M
EFA icon
20
iShares MSCI EAFE ETF
EFA
$79.9B
$66.4M 1.07%
683,676
+856
+0.1% +$85.6K
IEMG icon
21
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
$66M 1.06%
945,629
+95,960
+11% +$6.93M
SLYG icon
22
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.2B
$65.9M 1.06%
682,296
+21,854
+3% +$2.17M
NVDA icon
23
NVIDIA
NVDA
$5.27T
$58.8M 0.95%
337,012
+14,359
+4% +$2.63M
MSFT icon
24
Microsoft
MSFT
$3.74T
$58.2M 0.94%
157,278
+8,603
+6% +$3.6M
IUSB icon
25
iShares Core Universal USD Bond ETF
IUSB
$43.2B
$55.1M 0.89%
1,191,852
+29,586
+3% +$1.38M
1
2 3 4 5

Similar funds

AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
SBH
Segall Bryant & Hamill Chicago, Illinois $6.98B AUM 34.78% 1-Year Est. Return
DE
Defiance ETFs New York $6.98B AUM
CF
Cantor Fitzgerald New York $6.78B AUM 28.97% 1-Year Est. Return
CWM
Circle Wealth Management Summit, New Jersey $7.02B AUM 19.32% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return

NorthRock Partners's Q1 2026 Portfolio in Review

As of Q1 2026, NorthRock Partners held 729 positions worth $6.2B, up 4.7% from $5.93B the previous quarter. Its ten largest holdings account for 44% of the portfolio.

NorthRock Partners deployed $677M of net new capital in Q1 2026, opening 110 new positions and adding to 334 existing holdings. Its largest new stake was WisdomTree Japan Hedged Equity Fund: 24,576 shares worth $3.9M.

By sector, the portfolio is most concentrated in Technology at 6.3% of assets, down from 6.8% a quarter earlier, followed by Consumer Staples and Financials.

On the sell side, the largest reduction was iShares S&P 100 ETF, an estimated $21.8M trimmed.

  • NorthRock Partners's largest Q1 2026 buy was WisdomTree Japan Hedged Equity Fund: 24,576 shares worth $3.9M.
  • NorthRock Partners added most to iShares Russell 1000 Growth ETF in Q1 2026, an estimated $130M increase.
  • NorthRock Partners's biggest Q1 2026 reduction was iShares S&P 100 ETF, cutting an estimated $21.8M.
  • NorthRock Partners fully exited Comerica in Q1 2026, selling an estimated $1.33M.
  • NorthRock Partners's ten largest holdings make up 44% of its $6.2B portfolio in Q1 2026.
  • NorthRock Partners opened 110 new positions and closed 51 in Q1 2026.
  • NorthRock Partners's portfolio value rose 4.7% quarter-over-quarter to $6.2B.

Based on NorthRock Partners's 13F filing for Q1 2026, filed 15 May 2026.