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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+2.98%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$223M
AUM Growth
+$30.8M
Cap. Flow
+$24.5M
Cap. Flow %
10.96%
Top 10 Hldgs %
91.5%
Holding
53
New
4
Increased
22
Reduced
11
Closed
6

Top Buys

Rank Stock Value
1
TGT icon
Target
TGT
+$15M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.03M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$1.62M
4
AMP icon
Ameriprise Financial
AMP
+$1.43M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$1.26M

Top Sells

Rank Stock Value
1
FOR icon
Forestar Group
FOR
+$742K
2
PIPR icon
Piper Sandler
PIPR
+$492K
3
EFT
Eaton Vance Floating-Rate Income Trust
EFT
+$480K
4
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$300K
5
TIP icon
iShares TIPS Bond ETF
TIP
+$250K

Sector Composition

Rank Sector Weight
1 Consumer Staples 8.71%
2 Real Estate 1.71%
3 Industrials 1.41%
4 Healthcare 1.32%
5 Financials 1.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$771B
$57M 25.52%
272,198
+14,596
+6% +$3.03M
IWD icon
2
iShares Russell 1000 Value ETF
IWD
$81.4B
$27.7M 12.42%
268,633
+16,071
+6% +$1.62M
IWF icon
3
iShares Russell 1000 Growth ETF
IWF
$117B
$27.2M 12.19%
1,084,592
+50,636
+5% +$1.26M
CEM
4
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$25.8M 11.56%
324,392
+819
+0.3% +$61.4K
TGT icon
5
Target
TGT
$66.3B
$17.3M 7.77%
238,113
+200,903
+540% +$15M
IWS icon
6
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
$12.4M 5.55%
166,804
-4,143
-2% -$300K
IWP icon
7
iShares Russell Mid-Cap Growth ETF
IWP
$19.4B
$11.7M 5.23%
249,982
+1,158
+0.5% +$53.6K
IJT icon
8
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.13B
$10.8M 4.84%
168,340
+2,736
+2% +$172K
IJS icon
9
iShares S&P Small-Cap 600 Value ETF
IJS
$8.12B
$10.5M 4.72%
180,290
+3,078
+2% +$177K
GPT
10
DELISTED
Gramercy Property Trust
GPT
$3.82M 1.71%
136,624
-4,239
-3% -$112K
MMM icon
11
3M
MMM
$91.8B
$2.74M 1.23%
20,758
+6,805
+49% +$960K
AMP icon
12
Ameriprise Financial
AMP
$47.8B
$2.03M 0.91%
22,539
+14,769
+190% +$1.43M
HWKN icon
13
Hawkins
HWKN
$2.9B
$1.13M 0.5%
51,924
-1,470
-3% -$29.6K
PG icon
14
Procter & Gamble
PG
$340B
$1.1M 0.49%
12,934
+964
+8% +$79.1K
MODV
15
DELISTED
ModivCare
MODV
$905K 0.41%
20,174
-1,385
-6% -$67.4K
AAPL icon
16
Apple
AAPL
$4.97T
$809K 0.36%
33,860
+1,256
+4% +$31.2K
KO icon
17
Coca-Cola
KO
$383B
$765K 0.34%
+16,882
New +$763K
BBY icon
18
Best Buy
BBY
$19B
$632K 0.28%
21,115
+11,886
+129% +$374K
UNH icon
19
UnitedHealth
UNH
$382B
$605K 0.27%
4,287
+1,217
+40% +$162K
MOS icon
20
The Mosaic Company
MOS
$7.19B
$577K 0.26%
+22,033
New +$585K
XLE icon
21
State Street Energy Select Sector SPDR ETF
XLE
$39B
$577K 0.26%
16,912
+72
+0.4% +$2.38K
VONV icon
22
Vanguard Russell 1000 Value ETF
VONV
$20.5B
$571K 0.26%
12,720
– –
CELG
23
DELISTED
Celgene Corp
CELG
$571K 0.26%
6,189
+4,177
+208% +$432K
XOM icon
24
ExxonMobil
XOM
$650B
$523K 0.23%
5,598
+23
+0.4% +$2.03K
UPS icon
25
United Parcel Service
UPS
$88.9B
$400K 0.18%
3,714
+1,604
+76% +$167K
1
2 3

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NorthRock Partners's Q2 2016 Portfolio in Review

As of Q2 2016, NorthRock Partners held 53 positions worth $223M, up 16% from $193M the previous quarter. Its ten largest holdings account for 92% of the portfolio.

NorthRock Partners deployed $24.5M of net new capital in Q2 2016, opening 4 new positions and adding to 22 existing holdings. Its largest new stake was Coca-Cola: 16,882 shares worth $765K.

By sector, the portfolio is most concentrated in Consumer Staples at 8.7% of assets, up from 2.4% a quarter earlier, followed by Real Estate and Industrials.

On the sell side, the largest reduction was Eaton Vance Floating-Rate Income Trust, an estimated $480K trimmed.

  • NorthRock Partners's largest Q2 2016 buy was Coca-Cola: 16,882 shares worth $765K.
  • NorthRock Partners added most to Target in Q2 2016, an estimated $15M increase.
  • NorthRock Partners's biggest Q2 2016 reduction was Eaton Vance Floating-Rate Income Trust, cutting an estimated $480K.
  • NorthRock Partners fully exited Forestar Group in Q2 2016, selling an estimated $742K.
  • NorthRock Partners's ten largest holdings make up 92% of its $223M portfolio in Q2 2016.
  • NorthRock Partners opened 4 new positions and closed 6 in Q2 2016.
  • NorthRock Partners's portfolio value rose 16% quarter-over-quarter to $223M.

Based on NorthRock Partners's 13F filing for Q2 2016, filed 10 Aug 2016.