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NorthRock Partners Portfolio holdings

AUM $6.89B
1-Year Est. Return 19.83%
This Fund
S&P 500
This Quarter Est. Return
+7.49%
1 Year Est. Return
+19.83%
3 Year Est. Return
+62.84%
5 Year Est. Return
+74.26%
10 Year Est. Return
+264.52%
AUM
$1.2B
AUM Growth
+$97.8M
Cap. Flow
+$22.3M
Cap. Flow %
1.86%
Top 10 Hldgs %
67.29%
Holding
270
New
36
Increased
117
Reduced
76
Closed
13

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.71M
2
QCLS
Q/C Technologies Inc
QCLS
+$6.27M
3
TGT icon
Target
TGT
+$5.57M
4
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$3.93M
5
IHI icon
iShares US Medical Devices ETF
IHI
+$3.48M

Top Sells

Rank Stock Value
1
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$6.69M
2
MDLZ icon
Mondelez International
MDLZ
+$6.41M
3
FSK icon
FS KKR Capital
FSK
+$5.71M
4
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$4.78M
5
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$3.85M

Sector Composition

Rank Sector Weight
1 Miscellaneous 65.9%
2 Consumer Staples 13.89%
3 Technology 8.05%
4 Financials 3.81%
5 Healthcare 2.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$795B
$232M 19.34%
540,913
+20,864
+4% +$8.71M
SPYV icon
2
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.1B
$112M 9.36%
2,834,238
+59,696
+2% +$2.36M
SPYG icon
3
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$53.5B
$81M 6.77%
1,287,116
+65,490
+5% +$3.93M
MDYV icon
4
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.74B
$64.2M 5.36%
950,681
-8,817
-0.9% -$605K
TGT icon
5
Target
TGT
$70.3B
$61.6M 5.14%
254,630
+25,441
+11% +$5.57M
SLYV icon
6
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.88B
$60.6M 5.06%
707,030
-17,036
-2% -$1.45M
AAPL icon
7
Apple
AAPL
$4.85T
$56.6M 4.73%
413,311
+11,738
+3% +$1.52M
SLYG icon
8
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$4.82B
$47.1M 3.94%
530,804
+9,965
+2% +$868K
MDYG icon
9
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.76B
$45.8M 3.82%
590,320
+24,085
+4% +$1.85M
MDLZ icon
10
Mondelez International
MDLZ
$79.6B
$45.1M 3.76%
721,677
-104,024
-13% -$6.41M
IWF icon
11
iShares Russell 1000 Growth ETF
IWF
$123B
$33.9M 2.83%
498,852
-7,504
-1% -$484K
PM icon
12
Philip Morris
PM
$299B
$29.1M 2.43%
293,137
-19,886
-6% -$1.91M
MO icon
13
Altria Group
MO
$117B
$14.8M 1.23%
309,537
-76
-0% -$3.73K
VTI icon
14
Vanguard Morningstar Total Stock Market ETF
VTI
$678B
$12.5M 1.04%
56,123
-730
-1% -$158K
AMP icon
15
Ameriprise Financial
AMP
$47.8B
$12.1M 1.01%
48,665
+1,185
+2% +$299K
IWP icon
16
iShares Russell Mid-Cap Growth ETF
IWP
$19B
$11M 0.92%
97,583
-7,767
-7% -$830K
MSFT icon
17
Microsoft
MSFT
$3.64T
$10.3M 0.86%
38,015
+5,105
+16% +$1.3M
OBDC icon
18
Blue Owl Capital
OBDC
$5.48B
$9.66M 0.81%
676,787
-1,687
-0.2% -$24.2K
JPST icon
19
JPMorgan Ultra-Short Income ETF
JPST
$41.5B
$9.17M 0.77%
180,667
-75,978
-30% -$3.85M
QCLS
20
Q/C Technologies Inc
QCLS
$7.9M
$9.12M 0.76%
483
+427
+763% +$6.27M
AMZN icon
21
Amazon
AMZN
$2.65T
$8.09M 0.68%
47,020
+17,120
+57% +$2.85M
ABBV icon
22
AbbVie
ABBV
$464B
$7.33M 0.61%
65,053
-141
-0.2% -$15.9K
VIG icon
23
Vanguard Dividend Appreciation ETF
VIG
$110B
$7.24M 0.61%
46,792
-910
-2% -$140K
IWD icon
24
iShares Russell 1000 Value ETF
IWD
$82B
$5.94M 0.5%
37,445
-1,290
-3% -$204K
GOOGL icon
25
Alphabet (Google) Class A
GOOGL
$4.19T
$5.71M 0.48%
46,740
+5,000
+12% +$584K
1
2 3 4 5

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NPT
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RCWMU
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EWM
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CA
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JSSH
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NorthRock Partners's Q2 2021 Portfolio in Review

As of Q2 2021, NorthRock Partners held 270 positions worth $1.2B, up 8.9% from $1.1B the previous quarter. Its ten largest holdings account for 67% of the portfolio.

NorthRock Partners's Q2 2021 filing shows 36 new, 117 increased, 76 reduced and 13 closed positions. Its largest new stake was Wells Fargo: 32,379 shares worth $1.47M. The largest sale was iShares MSCI EAFE Value ETF, an estimated $6.69M.

By sector, the portfolio is most concentrated in Miscellaneous at 66% of assets, down from 67% a quarter earlier, followed by Consumer Staples and Technology.

  • NorthRock Partners's largest Q2 2021 buy was Wells Fargo: 32,379 shares worth $1.47M.
  • NorthRock Partners added most to State Street SPDR S&P 500 ETF Trust in Q2 2021, an estimated $8.71M increase.
  • NorthRock Partners's biggest Q2 2021 reduction was iShares MSCI EAFE Value ETF, cutting an estimated $6.69M.
  • NorthRock Partners fully exited FS KKR Capital Corp. II in Q2 2021, selling an estimated $1.93M.
  • NorthRock Partners's ten largest holdings make up 67% of its $1.2B portfolio in Q2 2021.
  • NorthRock Partners opened 36 new positions and closed 13 in Q2 2021.
  • NorthRock Partners's portfolio value rose 8.9% quarter-over-quarter to $1.2B.

Based on NorthRock Partners's 13F filing for Q2 2021, filed 12 Aug 2021.