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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
-0.04%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$168M
AUM Growth
+$5.22M
Cap. Flow
-$15.6M
Cap. Flow %
-9.31%
Top 10 Hldgs %
90.02%
Holding
46
New
4
Increased
23
Reduced
13
Closed
4

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.83M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$2.75M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$2.54M
4
TGT icon
Target
TGT
+$2.27M
5
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
+$1.71M

Top Sells

Rank Stock Value
1
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$21.9M
2
AMP icon
Ameriprise Financial
AMP
+$6.36M
3
LTM
LIFE TIME FITNESS INC
LTM
+$1.4M
4
UBS icon
UBS Group
UBS
+$506K
5
MMM icon
3M
MMM
+$505K

Sector Composition

Rank Sector Weight
1 Financials 26.32%
2 Consumer Staples 8.97%
3 Real Estate 2.92%
4 Healthcare 2.47%
5 Industrials 2.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMP icon
1
Ameriprise Financial
AMP
$48.3B
$42.2M 25.1%
324,101
-48,307
-13% -$6.36M
SPY icon
2
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$40.9M 24.31%
197,244
+18,570
+10% +$3.83M
IWF icon
3
iShares Russell 1000 Growth ETF
IWF
$121B
$17.6M 10.45%
710,724
+112,736
+19% +$2.75M
IWD icon
4
iShares Russell 1000 Value ETF
IWD
$82.2B
$16.4M 9.78%
159,558
+24,542
+18% +$2.54M
CEM
5
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$12.4M 7.35%
99,056
+13,291
+15% +$1.71M
TGT icon
6
Target
TGT
$65.6B
$12.4M 7.35%
143,429
+29,350
+26% +$2.27M
CSG
7
DELISTED
CHAMBERS STR PPTYS COM
CSG
$3.56M 2.11%
448,693
-29,359
-6% -$241K
MMM icon
8
3M
MMM
$90.9B
$2.56M 1.52%
18,571
-3,664
-16% -$505K
MSFT icon
9
Microsoft
MSFT
$3.45T
$1.86M 1.1%
45,704
+1,074
+2% +$46.8K
CELG
10
DELISTED
Celgene Corp
CELG
$1.57M 0.93%
13,638
+351
+3% +$41.9K
FOR icon
11
Forestar Group
FOR
$1.44B
$1.35M 0.8%
85,458
+10,632
+14% +$157K
MOS icon
12
The Mosaic Company
MOS
$7.03B
$1.24M 0.73%
26,804
+4,589
+21% +$224K
HWKN icon
13
Hawkins
HWKN
$2.67B
$1.08M 0.64%
56,364
-1,112
-2% -$21.7K
AAPL icon
14
Apple
AAPL
$4.54T
$1.01M 0.6%
32,376
-752
-2% -$22.7K
AXP icon
15
American Express
AXP
$227B
$968K 0.58%
12,397
+1,313
+12% +$109K
PG icon
16
Procter & Gamble
PG
$336B
$910K 0.54%
11,105
+97
+0.9% +$8.34K
BBY icon
17
Best Buy
BBY
$18.2B
$874K 0.52%
23,007
+6,283
+38% +$240K
GIS icon
18
General Mills
GIS
$19.1B
$708K 0.42%
12,579
-1,974
-14% -$105K
ENDP
19
DELISTED
Endo International plc
ENDP
$708K 0.42%
7,889
+2,079
+36% +$174K
KO icon
20
Coca-Cola
KO
$377B
$649K 0.39%
16,010
+712
+5% +$29.8K
UNH icon
21
UnitedHealth
UNH
$376B
$635K 0.38%
5,371
+1,048
+24% +$116K
MDT icon
22
Medtronic
MDT
$109B
$527K 0.31%
+6,749
New +$512K
LQD icon
23
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
$487K 0.29%
4,000
-46
-1% -$5.58K
BSX icon
24
Boston Scientific
BSX
$69.5B
$459K 0.27%
25,868
+1,750
+7% +$27.7K
XOM icon
25
ExxonMobil
XOM
$644B
$452K 0.27%
5,323
-56
-1% -$4.97K
1
2

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WIA
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LBA
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B
Barings Charlotte, North Carolina $6.19B AUM 16.5% 1-Year Est. Return
EIP
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CA
Cambridge Associates Boston, Massachusetts $6.27B AUM 14.78% 1-Year Est. Return
ACM
AKRE Capital Management Middleburg, Virginia $6.13B AUM 15.27% 1-Year Est. Return
AWA
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DTC
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NorthRock Partners's Q1 2015 Portfolio in Review

As of Q1 2015, NorthRock Partners held 46 positions worth $168M, up 3.2% from $163M the previous quarter. Its ten largest holdings account for 90% of the portfolio.

NorthRock Partners withdrew a net $15.6M in Q1 2015, closing 4 positions and reducing 13 holdings. Its most notable exit was LIFE TIME FITNESS INC, an estimated $1.4M position sold in full.

By sector, the portfolio is most concentrated in Financials at 26% of assets, down from 32% a quarter earlier, followed by Consumer Staples and Real Estate.

Against the trend, NorthRock Partners opened a new position in Medtronic worth $527K.

  • NorthRock Partners's largest Q1 2015 buy was Medtronic: 6,749 shares worth $527K.
  • NorthRock Partners added most to State Street SPDR S&P 500 ETF Trust in Q1 2015, an estimated $3.83M increase.
  • NorthRock Partners's biggest Q1 2015 reduction was Berkshire Hathaway Class A, cutting an estimated $21.9M.
  • NorthRock Partners fully exited LIFE TIME FITNESS INC in Q1 2015, selling an estimated $1.4M.
  • NorthRock Partners's ten largest holdings make up 90% of its $168M portfolio in Q1 2015.
  • NorthRock Partners opened 4 new positions and closed 4 in Q1 2015.
  • NorthRock Partners's portfolio value rose 3.2% quarter-over-quarter to $168M.

Based on NorthRock Partners's 13F filing for Q1 2015, filed 14 May 2015.