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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+13.39%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$379M
AUM Growth
+$44.1M
Cap. Flow
+$13.5M
Cap. Flow %
3.56%
Top 10 Hldgs %
80.72%
Holding
114
New
15
Increased
25
Reduced
39
Closed
24

Top Buys

Rank Stock Value
1
AEP icon
American Electric Power
AEP
+$9.49M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.94M
3
BSCJ
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
+$1.94M
4
AMP icon
Ameriprise Financial
AMP
+$1.82M
5
IWD icon
iShares Russell 1000 Value ETF
IWD
+$1.81M

Top Sells

Rank Stock Value
1
ABT icon
Abbott
ABT
+$2.53M
2
UNH icon
UnitedHealth
UNH
+$2.01M
3
AXGN icon
Axogen
AXGN
+$1.76M
4
DGS icon
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
+$834K
5
MSFT icon
Microsoft
MSFT
+$618K

Sector Composition

Rank Sector Weight
1 Financials 4.83%
2 Consumer Staples 2.58%
3 Technology 2.23%
4 Industrials 1.87%
5 Healthcare 0.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$771B
$81.9M 21.57%
289,810
+7,148
+3% +$1.94M
IWD icon
2
iShares Russell 1000 Value ETF
IWD
$81.4B
$43.9M 11.56%
355,175
+15,052
+4% +$1.81M
IWF icon
3
iShares Russell 1000 Growth ETF
IWF
$117B
$43.7M 11.51%
1,154,464
+42,456
+4% +$1.53M
BSCJ
4
DELISTED
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
$31.9M 8.41%
1,514,613
+91,898
+6% +$1.94M
CEM
5
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$22M 5.81%
347,780
+22,155
+7% +$1.35M
IWP icon
6
iShares Russell Mid-Cap Growth ETF
IWP
$19.4B
$21M 5.54%
310,032
+21,192
+7% +$1.36M
IWS icon
7
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
$20.1M 5.3%
231,466
+9,195
+4% +$775K
IJT icon
8
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.13B
$16.4M 4.31%
183,234
+7,150
+4% +$632K
IJS icon
9
iShares S&P Small-Cap 600 Value ETF
IJS
$8.12B
$16.1M 4.24%
218,328
+7,676
+4% +$567K
AMP icon
10
Ameriprise Financial
AMP
$47.8B
$9.35M 2.46%
72,994
+14,665
+25% +$1.82M
TGT icon
11
Target
TGT
$66.3B
$9.12M 2.4%
113,582
+8,063
+8% +$589K
EFG icon
12
iShares MSCI EAFE Growth ETF
EFG
$16.2B
$7.96M 2.1%
102,710
-525
-0.5% -$38.9K
FSK icon
13
FS KKR Capital
FSK
$3.01B
$6.96M 1.83%
278,858
-844
-0.3% -$20.9K
MBB icon
14
iShares MBS ETF
MBB
$39.1B
$4.42M 1.16%
41,535
-4,770
-10% -$502K
EFV icon
15
iShares MSCI EAFE Value ETF
EFV
$28.3B
$4.2M 1.11%
85,932
-748
-0.9% -$36K
MSFT icon
16
Microsoft
MSFT
$2.9T
$4.11M 1.08%
34,844
-5,666
-14% -$618K
BA icon
17
Boeing
BA
$169B
$2.41M 0.64%
6,321
+2,707
+75% +$1.04M
AAPL icon
18
Apple
AAPL
$4.97T
$2.17M 0.57%
45,676
-5,064
-10% -$215K
BRK.B icon
19
Berkshire Hathaway Class B
BRK.B
$1.1T
$1.52M 0.4%
7,573
-644
-8% -$130K
ATI icon
20
ATI
ATI
$24.3B
$1.3M 0.34%
51,047
+25,716
+102% +$677K
HON icon
21
Honeywell
HON
$76.4B
$1.17M 0.31%
7,783
-4
-0.1% -$559
AMZN icon
22
Amazon
AMZN
$2.44T
$1.05M 0.28%
11,800
-6,980
-37% -$581K
CVX icon
23
Chevron
CVX
$382B
$1.02M 0.27%
8,321
+62
+0.8% +$7.33K
NEWR
24
DELISTED
New Relic, Inc.
NEWR
$957K 0.25%
9,692
-262
-3% -$25.9K
MMM icon
25
3M
MMM
$91.8B
$872K 0.23%
5,022
-2,854
-36% -$480K
1
2 3 4 5

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LBA
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B
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EIP
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CA
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ACM
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AWA
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DTC
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NorthRock Partners's Q1 2019 Portfolio in Review

As of Q1 2019, NorthRock Partners held 114 positions worth $379M, up 13% from $335M the previous quarter. Its ten largest holdings account for 81% of the portfolio.

NorthRock Partners deployed $13.5M of net new capital in Q1 2019, opening 15 new positions and adding to 25 existing holdings. Its largest new stake was American Electric Power: 119,325 shares worth $119K.

By sector, the portfolio is most concentrated in Financials at 4.8% of assets, up from 4.3% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was UnitedHealth, an estimated $2.01M trimmed.

  • NorthRock Partners's largest Q1 2019 buy was American Electric Power: 119,325 shares worth $119K.
  • NorthRock Partners added most to State Street SPDR S&P 500 ETF Trust in Q1 2019, an estimated $1.94M increase.
  • NorthRock Partners's biggest Q1 2019 reduction was UnitedHealth, cutting an estimated $2.01M.
  • NorthRock Partners fully exited Abbott in Q1 2019, selling an estimated $2.53M.
  • NorthRock Partners's ten largest holdings make up 81% of its $379M portfolio in Q1 2019.
  • NorthRock Partners opened 15 new positions and closed 24 in Q1 2019.
  • NorthRock Partners's portfolio value rose 13% quarter-over-quarter to $379M.

Based on NorthRock Partners's 13F filing for Q1 2019, filed 14 May 2019.