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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+8.75%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$902M
AUM Growth
+$57.5M
Cap. Flow
+$18.7M
Cap. Flow %
2.08%
Top 10 Hldgs %
61.45%
Holding
239
New
27
Increased
85
Reduced
108
Closed
17

Top Buys

Rank Stock Value
1
MDLZ icon
Mondelez International
MDLZ
+$14.1M
2
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$8.99M
3
OBDC icon
Blue Owl Capital
OBDC
+$4.89M
4
FSK icon
FS KKR Capital
FSK
+$4.62M
5
MBB icon
iShares MBS ETF
MBB
+$4.39M

Top Sells

Rank Stock Value
1
VGT icon
Vanguard Information Technology ETF
VGT
+$9.69M
2
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$4.6M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.17M
4
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$2.23M
5
AAPL icon
Apple
AAPL
+$1.93M

Sector Composition

Rank Sector Weight
1 Consumer Staples 15.2%
2 Technology 7.73%
3 Financials 4.32%
4 Healthcare 2.69%
5 Consumer Discretionary 1.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$771B
$162M 17.94%
482,922
-12,574
-3% -$4.17M
SPYV icon
2
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.2B
$74.9M 8.31%
2,480,453
-41,666
-2% -$1.27M
SPYG icon
3
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$49.4B
$49.8M 5.52%
993,081
-15,468
-2% -$758K
AAPL icon
4
Apple
AAPL
$4.97T
$49M 5.43%
422,738
-17,702
-4% -$1.93M
MDLZ icon
5
Mondelez International
MDLZ
$83.4B
$46.6M 5.17%
811,328
+254,023
+46% +$14.1M
MDYV icon
6
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.76B
$41.6M 4.61%
957,674
+6,442
+0.7% +$286K
SLYV icon
7
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
$36.5M 4.05%
728,798
-5,893
-0.8% -$302K
TGT icon
8
Target
TGT
$66.3B
$32.6M 3.61%
206,855
+15,685
+8% +$2.15M
IWF icon
9
iShares Russell 1000 Growth ETF
IWF
$117B
$32.2M 3.57%
593,624
-42,272
-7% -$2.23M
SLYG icon
10
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5B
$29.2M 3.24%
495,275
+5,807
+1% +$347K
MDYG icon
11
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.76B
$29.2M 3.23%
508,179
+10,837
+2% +$618K
PM icon
12
Philip Morris
PM
$309B
$26.6M 2.95%
354,616
-12,955
-4% -$999K
EFV icon
13
iShares MSCI EAFE Value ETF
EFV
$28.3B
$16.4M 1.82%
407,670
-111,169
-21% -$4.6M
MO icon
14
Altria Group
MO
$125B
$13.5M 1.5%
350,017
-7,741
-2% -$322K
IWP icon
15
iShares Russell Mid-Cap Growth ETF
IWP
$19.4B
$11.2M 1.25%
130,084
-10,088
-7% -$851K
AMP icon
16
Ameriprise Financial
AMP
$47.8B
$10.9M 1.21%
70,975
+900
+1% +$139K
VTI icon
17
Vanguard Total Stock Market ETF
VTI
$646B
$10.7M 1.19%
62,793
-6,369
-9% -$1.07M
DEM icon
18
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.8B
$9.98M 1.11%
256,318
+240,156
+1,486% +$8.99M
OBDC icon
19
Blue Owl Capital
OBDC
$5.35B
$8.18M 0.91%
678,632
+399,475
+143% +$4.89M
MSFT icon
20
Microsoft
MSFT
$2.9T
$7.49M 0.83%
35,588
+1,030
+3% +$216K
AMZN icon
21
Amazon
AMZN
$2.44T
$6.51M 0.72%
41,340
+280
+0.7% +$44.1K
VIG icon
22
Vanguard Dividend Appreciation ETF
VIG
$111B
$5.67M 0.63%
44,099
-1,736
-4% -$218K
ABBV icon
23
AbbVie
ABBV
$465B
$5.64M 0.63%
64,378
+200
+0.3% +$18.8K
KHC icon
24
Kraft Heinz
KHC
$32.8B
$5.57M 0.62%
185,880
-7,817
-4% -$260K
EFG icon
25
iShares MSCI EAFE Growth ETF
EFG
$16.2B
$4.85M 0.54%
53,912
-1,424
-3% -$126K
1
2 3 4 5

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NorthRock Partners's Q3 2020 Portfolio in Review

As of Q3 2020, NorthRock Partners held 239 positions worth $902M, up 6.8% from $844M the previous quarter. Its ten largest holdings account for 61% of the portfolio.

NorthRock Partners's Q3 2020 filing shows 27 new, 85 increased, 108 reduced and 17 closed positions. Its largest new stake was FS KKR Capital: 296,062 shares worth $4.7M. The largest sale was Vanguard Information Technology ETF, an estimated $9.69M.

By sector, the portfolio is most concentrated in Consumer Staples at 15% of assets, up from 13% a quarter earlier, followed by Technology and Financials.

  • NorthRock Partners's largest Q3 2020 buy was FS KKR Capital: 296,062 shares worth $4.7M.
  • NorthRock Partners added most to Mondelez International in Q3 2020, an estimated $14.1M increase.
  • NorthRock Partners's biggest Q3 2020 reduction was Vanguard Information Technology ETF, cutting an estimated $9.69M.
  • NorthRock Partners fully exited iShares MSCI EAFE Min Vol Factor ETF in Q3 2020, selling an estimated $536K.
  • NorthRock Partners's ten largest holdings make up 61% of its $902M portfolio in Q3 2020.
  • NorthRock Partners opened 27 new positions and closed 17 in Q3 2020.
  • NorthRock Partners's portfolio value rose 6.8% quarter-over-quarter to $902M.

Based on NorthRock Partners's 13F filing for Q3 2020, filed 12 Nov 2020.