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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+5.43%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$232M
AUM Growth
-$50.5M
Cap. Flow
-$61.6M
Cap. Flow %
-26.53%
Top 10 Hldgs %
90.64%
Holding
61
New
4
Increased
3
Reduced
30
Closed
17

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.76M
2
ATI icon
ATI
ATI
+$781K
3
MCD icon
McDonald's
MCD
+$242K
4
CMCSA icon
Comcast
CMCSA
+$230K
5
HON icon
Honeywell
HON
+$223K

Top Sells

Rank Stock Value
1
AMP icon
Ameriprise Financial
AMP
+$19.2M
2
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
+$7.99M
3
TGT icon
Target
TGT
+$6.33M
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$4.39M
5
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$3.26M

Sector Composition

Rank Sector Weight
1 Financials 5.87%
2 Industrials 0.74%
3 Materials 0.53%
4 Technology 0.5%
5 Healthcare 0.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$771B
$61.4M 26.44%
260,366
-8,309
-3% -$1.93M
IWF icon
2
iShares Russell 1000 Growth ETF
IWF
$117B
$31.9M 13.74%
1,121,048
-148
-0% -$4.11K
IWD icon
3
iShares Russell 1000 Value ETF
IWD
$81.4B
$31.5M 13.59%
274,441
-6,157
-2% -$706K
CEM
4
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$20.7M 8.9%
245,053
-95,544
-28% -$7.99M
IWS icon
5
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
$13.9M 5.98%
167,832
-1,715
-1% -$142K
IWP icon
6
iShares Russell Mid-Cap Growth ETF
IWP
$19.4B
$13.2M 5.68%
254,402
-2,986
-1% -$152K
IJT icon
7
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.13B
$12.4M 5.33%
161,506
-7,074
-4% -$536K
IJS icon
8
iShares S&P Small-Cap 600 Value ETF
IJS
$8.12B
$12.1M 5.22%
175,302
-2,936
-2% -$204K
AMP icon
9
Ameriprise Financial
AMP
$47.8B
$9.54M 4.11%
74,488
-154,960
-68% -$19.2M
BRK.B icon
10
Berkshire Hathaway Class B
BRK.B
$1.1T
$3.84M 1.66%
22,989
-26,241
-53% -$4.39M
SPTM icon
11
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$13.3B
$2.69M 1.16%
91,578
-112,626
-55% -$3.26M
IJR icon
12
iShares Core S&P Small-Cap ETF
IJR
$109B
$2.55M 1.1%
37,282
-34,438
-48% -$2.37M
SCHM icon
13
Schwab US Mid-Cap ETF
SCHM
$14.2B
$2.42M 1.04%
153,537
-174,108
-53% -$2.71M
EFA icon
14
iShares MSCI EAFE ETF
EFA
$76.4B
$1.5M 0.65%
24,042
-42,856
-64% -$2.59M
HWKN icon
15
Hawkins
HWKN
$2.9B
$1.22M 0.53%
54,976
+4,092
+8% +$104K
XLV icon
16
State Street Health Care Select Sector SPDR ETF
XLV
$42.9B
$1.08M 0.47%
14,585
-25,825
-64% -$1.88M
CELG
17
DELISTED
Celgene Corp
CELG
$1.01M 0.43%
8,085
-5,328
-40% -$638K
AAPL icon
18
Apple
AAPL
$4.97T
$883K 0.38%
24,560
-9,200
-27% -$303K
ATI icon
19
ATI
ATI
$24.3B
$746K 0.32%
+41,538
New +$781K
VONV icon
20
Vanguard Russell 1000 Value ETF
VONV
$20.5B
$639K 0.28%
12,720
– –
MDY icon
21
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.4B
$525K 0.23%
1,681
– –
MMM icon
22
3M
MMM
$91.8B
$475K 0.2%
2,968
-15,778
-84% -$2.42M
PG icon
23
Procter & Gamble
PG
$340B
$474K 0.2%
5,270
-746
-12% -$66.1K
VOE icon
24
Vanguard Mid-Cap Value ETF
VOE
$23.9B
$356K 0.15%
3,495
– –
DIS icon
25
Walt Disney
DIS
$171B
$351K 0.15%
3,103
-242
-7% -$26.6K
1
2 3

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NorthRock Partners's Q1 2017 Portfolio in Review

As of Q1 2017, NorthRock Partners held 61 positions worth $232M, down 18% from $283M the previous quarter. Its ten largest holdings account for 91% of the portfolio.

NorthRock Partners withdrew a net $61.6M in Q1 2017, closing 17 positions and reducing 30 holdings. Its most notable exit was iShares MSCI EAFE Growth ETF, an estimated $1.59M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.9% of assets, down from 12% a quarter earlier, followed by Industrials and Materials.

Against the trend, NorthRock Partners opened a new position in ATI worth $746K.

  • NorthRock Partners's largest Q1 2017 buy was ATI: 41,538 shares worth $746K.
  • NorthRock Partners added most to Microsoft in Q1 2017, an estimated $1.76M increase.
  • NorthRock Partners's biggest Q1 2017 reduction was Ameriprise Financial, cutting an estimated $19.2M.
  • NorthRock Partners fully exited iShares MSCI EAFE Growth ETF in Q1 2017, selling an estimated $1.59M.
  • NorthRock Partners's ten largest holdings make up 91% of its $232M portfolio in Q1 2017.
  • NorthRock Partners opened 4 new positions and closed 17 in Q1 2017.
  • NorthRock Partners's portfolio value fell 18% quarter-over-quarter to $232M.

Based on NorthRock Partners's 13F filing for Q1 2017, filed 12 May 2017.