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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+9.72%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$1.33B
AUM Growth
+$112M
Cap. Flow
+$21.7M
Cap. Flow %
1.62%
Top 10 Hldgs %
64.95%
Holding
366
New
85
Increased
169
Reduced
62
Closed
29

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.35M
2
AAPL icon
Apple
AAPL
+$2.6M
3
MSFT icon
Microsoft
MSFT
+$2.02M
4
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$1.98M
5
PEP icon
PepsiCo
PEP
+$1.29M

Top Sells

Rank Stock Value
1
QCLS
Q/C Technologies Inc
QCLS
+$9.75M
2
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$7.77M
3
TGT icon
Target
TGT
+$6.7M
4
AMP icon
Ameriprise Financial
AMP
+$4.14M
5
IBM icon
IBM
IBM
+$1.51M

Sector Composition

Rank Sector Weight
1 Consumer Staples 10.79%
2 Technology 9.43%
3 Financials 3.71%
4 Healthcare 3.68%
5 Consumer Discretionary 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$771B
$261M 19.54%
549,123
+11,660
+2% +$5.35M
SPYV icon
2
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.2B
$121M 9.08%
2,886,049
+48,433
+2% +$1.98M
SPYG icon
3
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$49.4B
$93.6M 7.01%
1,291,408
+9,598
+0.7% +$670K
AAPL icon
4
Apple
AAPL
$4.97T
$78.7M 5.9%
443,478
+16,475
+4% +$2.6M
MDYV icon
5
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.76B
$67.5M 5.06%
949,176
+5,975
+0.6% +$418K
SLYV icon
6
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
$60.1M 4.5%
708,967
+5,409
+0.8% +$462K
SLYG icon
7
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5B
$51.5M 3.86%
554,771
+13,205
+2% +$1.2M
MDYG icon
8
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.76B
$50.4M 3.78%
618,558
+15,551
+3% +$1.25M
MDLZ icon
9
Mondelez International
MDLZ
$83.4B
$46.8M 3.51%
706,268
+165
+0% +$10.2K
IWF icon
10
iShares Russell 1000 Growth ETF
IWF
$117B
$36.4M 2.72%
475,996
-2,412
-0.5% -$179K
TGT icon
11
Target
TGT
$66.3B
$33.9M 2.54%
146,634
-27,535
-16% -$6.7M
PM icon
12
Philip Morris
PM
$309B
$26.9M 2.02%
283,339
+1,977
+0.7% +$185K
MSFT icon
13
Microsoft
MSFT
$2.9T
$17.4M 1.3%
51,773
+6,244
+14% +$2.02M
MO icon
14
Altria Group
MO
$125B
$14.1M 1.06%
298,065
-4,184
-1% -$192K
JPST icon
15
JPMorgan Ultra-Short Income ETF
JPST
$40.1B
$14M 1.05%
277,047
-153,525
-36% -$7.77M
VTI icon
16
Vanguard Total Stock Market ETF
VTI
$646B
$13.1M 0.98%
54,069
-1,350
-2% -$319K
IWP icon
17
iShares Russell Mid-Cap Growth ETF
IWP
$19.4B
$10.8M 0.81%
94,012
-1,338
-1% -$156K
AMZN icon
18
Amazon
AMZN
$2.44T
$9.95M 0.75%
59,660
+920
+2% +$157K
ABBV icon
19
AbbVie
ABBV
$465B
$9.61M 0.72%
71,003
+2,421
+4% +$286K
OBDC icon
20
Blue Owl Capital
OBDC
$5.35B
$9.06M 0.68%
640,153
+1,416
+0.2% +$20.2K
AMP icon
21
Ameriprise Financial
AMP
$47.8B
$8.81M 0.66%
29,213
-14,006
-32% -$4.14M
GOOGL icon
22
Alphabet (Google) Class A
GOOGL
$4.12T
$8.5M 0.64%
58,680
+4,660
+9% +$671K
VIG icon
23
Vanguard Dividend Appreciation ETF
VIG
$111B
$7.37M 0.55%
42,922
-802
-2% -$132K
TSLA icon
24
Tesla
TSLA
$1.18T
$7.11M 0.53%
20,184
+2,313
+13% +$776K
IWD icon
25
iShares Russell 1000 Value ETF
IWD
$81.4B
$6.07M 0.46%
36,172
+1,298
+4% +$213K
1
2 3 4 5

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B
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EIP
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CA
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ACM
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AWA
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DTC
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NorthRock Partners's Q4 2021 Portfolio in Review

As of Q4 2021, NorthRock Partners held 366 positions worth $1.33B, up 9.1% from $1.22B the previous quarter. Its ten largest holdings account for 65% of the portfolio.

NorthRock Partners's Q4 2021 filing shows 85 new, 169 increased, 62 reduced and 29 closed positions. Its largest new stake was State Street SPDR Portfolio Developed World ex-US ETF: 23,966 shares worth $874K. The largest sale was Q/C Technologies Inc, an estimated $9.75M.

By sector, the portfolio is most concentrated in Consumer Staples at 11% of assets, down from 11% a quarter earlier, followed by Technology and Financials.

  • NorthRock Partners's largest Q4 2021 buy was State Street SPDR Portfolio Developed World ex-US ETF: 23,966 shares worth $874K.
  • NorthRock Partners added most to State Street SPDR S&P 500 ETF Trust in Q4 2021, an estimated $5.35M increase.
  • NorthRock Partners's biggest Q4 2021 reduction was JPMorgan Ultra-Short Income ETF, cutting an estimated $7.77M.
  • NorthRock Partners fully exited Q/C Technologies Inc in Q4 2021, selling an estimated $9.75M.
  • NorthRock Partners's ten largest holdings make up 65% of its $1.33B portfolio in Q4 2021.
  • NorthRock Partners opened 85 new positions and closed 29 in Q4 2021.
  • NorthRock Partners's portfolio value rose 9.1% quarter-over-quarter to $1.33B.

Based on NorthRock Partners's 13F filing for Q4 2021, filed 7 Feb 2022.