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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+6.72%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$5.54B
AUM Growth
+$1.7B
Cap. Flow
+$1.42B
Cap. Flow %
25.7%
Top 10 Hldgs %
45.47%
Holding
916
New
234
Increased
494
Reduced
118
Closed
45

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$212M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$163M
3
ROUS icon
Hartford Multifactor US Equity ETF
ROUS
+$90.5M
4
HEFA icon
iShares Currency Hedged MSCI EAFE ETF
HEFA
+$69.1M
5
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$49.2M

Top Sells

Rank Stock Value
1
ATI icon
ATI
ATI
+$46.7M
2
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$10.2M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.99M
4
TGT icon
Target
TGT
+$6.64M
5
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$5.43M

Sector Composition

Rank Sector Weight
1 Technology 10.29%
2 Financials 4.05%
3 Consumer Staples 3.09%
4 Consumer Discretionary 2.53%
5 Communication Services 2.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JMTG
1
JPMorgan Mortgage-Backed Securities ETF
JMTG
$6.71B
$422M 7.63%
8,284,236
+572,894
+7% +$28.9M
SPYM
2
State Street SPDR Portfolio S&P 500 ETF
SPYM
$157B
$290M 5.23%
3,697,745
+65,381
+2% +$4.93M
VOO icon
3
Vanguard S&P 500 ETF
VOO
$956B
$287M 5.18%
468,305
+359,190
+329% +$212M
VGSH icon
4
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$258M 4.67%
4,390,569
+287,250
+7% +$16.9M
SPYV icon
5
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.2B
$245M 4.43%
4,436,679
-188,845
-4% -$10.2M
SPYG icon
6
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$49.4B
$223M 4.03%
2,133,192
-54,529
-2% -$5.43M
AAPL icon
7
Apple
AAPL
$4.97T
$217M 3.92%
852,751
+123,107
+17% +$27.8M
SPY icon
8
State Street SPDR S&P 500 ETF Trust
SPY
$771B
$203M 3.66%
304,545
-15,583
-5% -$9.99M
SGOV icon
9
iShares 0-3 Month Treasury Bond ETF
SGOV
$99.4B
$190M 3.42%
1,882,125
+140,040
+8% +$14.1M
QQQ icon
10
Invesco QQQ Trust
QQQ
$436B
$183M 3.3%
304,852
+283,909
+1,356% +$163M
MDYV icon
11
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.76B
$110M 1.99%
1,320,638
-48,365
-4% -$3.98M
NVDA icon
12
NVIDIA
NVDA
$4.6T
$104M 1.87%
555,666
+110,556
+25% +$19.3M
MDYG icon
13
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.76B
$96.9M 1.75%
1,057,787
-11,925
-1% -$1.07M
ROUS icon
14
Hartford Multifactor US Equity ETF
ROUS
$690M
$94.3M 1.7%
+1,639,891
New +$90.5M
MSFT icon
15
Microsoft
MSFT
$2.9T
$90.4M 1.63%
174,619
+26,115
+18% +$13.3M
HEFA icon
16
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.45B
$71.1M 1.28%
+1,794,056
New +$69.1M
SLYV icon
17
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
$69.9M 1.26%
788,199
-535
-0.1% -$45.6K
SLYG icon
18
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5B
$62.3M 1.12%
660,330
-8,754
-1% -$806K
JMST icon
19
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.12B
$52.9M 0.96%
1,036,537
+132,251
+15% +$6.74M
IWF icon
20
iShares Russell 1000 Growth ETF
IWF
$117B
$52M 0.94%
443,732
-28,428
-6% -$3.17M
SPEM icon
21
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$16.7B
$51.8M 0.93%
+1,106,095
New +$49.2M
IWR icon
22
iShares Russell Mid-Cap ETF
IWR
$55.9B
$51.5M 0.93%
533,490
+495,279
+1,296% +$46.9M
AMZN icon
23
Amazon
AMZN
$2.44T
$42.9M 0.78%
195,586
+33,578
+21% +$7.6M
IUSB icon
24
iShares Core Universal USD Bond ETF
IUSB
$42.9B
$41.5M 0.75%
+888,108
New +$41.1M
PGR icon
25
Progressive
PGR
$128B
$39.7M 0.72%
160,763
+197
+0.1% +$48.6K
1
2 3 4 5

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LBA
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B
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EIP
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CA
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ACM
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AWA
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DTC
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NorthRock Partners's Q3 2025 Portfolio in Review

As of Q3 2025, NorthRock Partners held 916 positions worth $5.54B, up 44% from $3.84B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

NorthRock Partners deployed $1.42B of net new capital in Q3 2025, opening 234 new positions and adding to 494 existing holdings. Its largest new stake was Hartford Multifactor US Equity ETF: 1,639,891 shares worth $94.3M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Financials and Consumer Staples.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Value ETF, an estimated $10.2M trimmed.

  • NorthRock Partners's largest Q3 2025 buy was Hartford Multifactor US Equity ETF: 1,639,891 shares worth $94.3M.
  • NorthRock Partners added most to Vanguard S&P 500 ETF in Q3 2025, an estimated $212M increase.
  • NorthRock Partners's biggest Q3 2025 reduction was State Street SPDR Portfolio S&P 500 Value ETF, cutting an estimated $10.2M.
  • NorthRock Partners fully exited ATI in Q3 2025, selling an estimated $46.7M.
  • NorthRock Partners's ten largest holdings make up 45% of its $5.54B portfolio in Q3 2025.
  • NorthRock Partners opened 234 new positions and closed 45 in Q3 2025.
  • NorthRock Partners's portfolio value rose 44% quarter-over-quarter to $5.54B.

Based on NorthRock Partners's 13F filing for Q3 2025, filed 14 Nov 2025.