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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
-1.83%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$307M
AUM Growth
-$6.22M
Cap. Flow
-$7.19M
Cap. Flow %
-2.34%
Top 10 Hldgs %
89.86%
Holding
64
New
8
Increased
22
Reduced
24
Closed
6

Top Buys

Rank Stock Value
1
HD icon
Home Depot
HD
+$879K
2
BA icon
Boeing
BA
+$619K
3
TGT icon
Target
TGT
+$579K
4
SBUX icon
Starbucks
SBUX
+$495K
5
TTSH
Tile Shop Holdings
TTSH
+$430K

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.83M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$3.07M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$1.15M
4
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$781K
5
CCT
Corporate Capital Trust, Inc.
CCT
+$763K

Sector Composition

Rank Sector Weight
1 Financials 3.66%
2 Consumer Staples 2.56%
3 Industrials 1.2%
4 Technology 0.91%
5 Consumer Discretionary 0.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$105M 34.32%
269,232
-17,705
-6% -$4.83M
IWF icon
2
iShares Russell 1000 Growth ETF
IWF
$121B
$37.2M 12.1%
1,094,136
-87,468
-7% -$3.07M
IWD icon
3
iShares Russell 1000 Value ETF
IWD
$82.2B
$37M 12.03%
307,403
-9,248
-3% -$1.15M
CEM
4
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$18.4M 6%
292,578
+4,109
+1% +$316K
IWS icon
5
iShares Russell Mid-Cap Value ETF
IWS
$15.6B
$16.4M 5.35%
190,180
-5,088
-3% -$451K
IWP icon
6
iShares Russell Mid-Cap Growth ETF
IWP
$19.8B
$16.4M 5.33%
266,338
-12,512
-4% -$781K
IJT icon
7
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.26B
$14.3M 4.66%
164,094
+3,228
+2% +$281K
IJS icon
8
iShares S&P Small-Cap 600 Value ETF
IJS
$8.12B
$14M 4.55%
185,108
+1,560
+0.8% +$120K
CCT
9
DELISTED
Corporate Capital Trust, Inc.
CCT
$8.61M 2.8%
498,170
-47,734
-9% -$763K
AMP icon
10
Ameriprise Financial
AMP
$48.3B
$8.37M 2.72%
56,552
+2,407
+4% +$393K
TGT icon
11
Target
TGT
$65.6B
$7.44M 2.42%
95,831
+7,958
+9% +$579K
BRK.B icon
12
Berkshire Hathaway Class B
BRK.B
$1.1T
$2.37M 0.77%
11,877
-1,065
-8% -$219K
BA icon
13
Boeing
BA
$171B
$1.78M 0.58%
7,660
+1,831
+31% +$619K
AAPL icon
14
Apple
AAPL
$4.54T
$1.64M 0.53%
39,188
+2,676
+7% +$115K
IJR icon
15
iShares Core S&P Small-Cap ETF
IJR
$109B
$1.1M 0.36%
14,317
+1,294
+10% +$101K
MSFT icon
16
Microsoft
MSFT
$3.45T
$958K 0.31%
10,509
-1,608
-13% -$147K
HWKN icon
17
Hawkins
HWKN
$2.67B
$862K 0.28%
48,682
-1,230
-2% -$21.4K
CELG
18
DELISTED
Celgene Corp
CELG
$798K 0.26%
8,917
+507
+6% +$48.7K
MODV
19
DELISTED
ModivCare
MODV
$668K 0.22%
9,653
+589
+6% +$38.4K
SPTM icon
20
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$13.6B
$665K 0.22%
20,244
+2,210
+12% +$74.8K
MMM icon
21
3M
MMM
$90.9B
$637K 0.21%
3,471
+340
+11% +$67.4K
MDY icon
22
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.6B
$623K 0.2%
1,820
+199
+12% +$69.3K
ATI icon
23
ATI
ATI
$25.6B
$600K 0.2%
25,331
+15,770
+165% +$423K
VONV icon
24
Vanguard Russell 1000 Value ETF
VONV
$20.7B
$572K 0.19%
10,900
-1,820
-14% -$99.1K
AMZN icon
25
Amazon
AMZN
$2.92T
$513K 0.17%
7,100
-1,020
-13% -$72.9K
1
2 3

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NorthRock Partners's Q1 2018 Portfolio in Review

As of Q1 2018, NorthRock Partners held 64 positions worth $307M, down 2% from $313M the previous quarter. Its ten largest holdings account for 90% of the portfolio.

NorthRock Partners's Q1 2018 filing shows 8 new, 22 increased, 24 reduced and 6 closed positions. Its largest new stake was Home Depot: 4,687 shares worth $230K. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $4.83M.

By sector, the portfolio is most concentrated in Financials at 3.7% of assets, down from 3.9% a quarter earlier, followed by Consumer Staples and Industrials.

  • NorthRock Partners's largest Q1 2018 buy was Home Depot: 4,687 shares worth $230K.
  • NorthRock Partners added most to Boeing in Q1 2018, an estimated $619K increase.
  • NorthRock Partners's biggest Q1 2018 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $4.83M.
  • NorthRock Partners fully exited The Mosaic Company in Q1 2018, selling an estimated $482K.
  • NorthRock Partners's ten largest holdings make up 90% of its $307M portfolio in Q1 2018.
  • NorthRock Partners opened 8 new positions and closed 6 in Q1 2018.
  • NorthRock Partners's portfolio value fell 2% quarter-over-quarter to $307M.

Based on NorthRock Partners's 13F filing for Q1 2018, filed 15 May 2018.