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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+5.65%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$347M
AUM Growth
+$53.9M
Cap. Flow
+$43.9M
Cap. Flow %
12.64%
Top 10 Hldgs %
87.16%
Holding
66
New
6
Increased
30
Reduced
16
Closed
1

Top Buys

Rank Stock Value
1
BSCJ
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
+$31M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.92M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$2.81M
4
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$1.22M
5
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$1.14M

Top Sells

Rank Stock Value
1
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$481K
2
CCT
Corporate Capital Trust, Inc.
CCT
+$265K
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$252K
4
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$158K
5
MSFT icon
Microsoft
MSFT
+$151K

Sector Composition

Rank Sector Weight
1 Financials 2.99%
2 Consumer Staples 2.61%
3 Industrials 1.77%
4 Technology 1.09%
5 Healthcare 0.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$771B
$83M 23.91%
284,179
+13,770
+5% +$3.92M
IWF icon
2
iShares Russell 1000 Growth ETF
IWF
$117B
$44M 12.68%
1,124,824
+32,164
+3% +$1.22M
IWD icon
3
iShares Russell 1000 Value ETF
IWD
$81.4B
$43.1M 12.41%
338,035
+22,367
+7% +$2.81M
BSCJ
4
DELISTED
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
$31M 8.94%
+1,471,915
New +$31M
CEM
5
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$22.6M 6.5%
310,481
+10,138
+3% +$743K
IWP icon
6
iShares Russell Mid-Cap Growth ETF
IWP
$19.4B
$19.1M 5.49%
280,398
+9,954
+4% +$662K
IWS icon
7
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
$18.9M 5.46%
208,443
+12,587
+6% +$1.14M
IJT icon
8
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.13B
$16.2M 4.67%
160,844
-1,570
-1% -$158K
IJS icon
9
iShares S&P Small-Cap 600 Value ETF
IJS
$8.12B
$16M 4.61%
190,898
+5,644
+3% +$477K
TGT icon
10
Target
TGT
$66.3B
$8.62M 2.48%
97,717
– –
AMP icon
11
Ameriprise Financial
AMP
$47.8B
$8.28M 2.38%
56,038
+25
+0% +$3.58K
CCT
12
DELISTED
Corporate Capital Trust, Inc.
CCT
$7.72M 2.22%
478,313
-16,110
-3% -$265K
BA icon
13
Boeing
BA
$169B
$2.47M 0.71%
6,636
+2,443
+58% +$858K
AAPL icon
14
Apple
AAPL
$4.97T
$2.32M 0.67%
41,108
+2,484
+6% +$129K
BRK.B icon
15
Berkshire Hathaway Class B
BRK.B
$1.1T
$1.58M 0.46%
7,402
-2,345
-24% -$481K
MSFT icon
16
Microsoft
MSFT
$2.9T
$1.07M 0.31%
9,365
-1,392
-13% -$151K
HWKN icon
17
Hawkins
HWKN
$2.9B
$931K 0.27%
44,962
-2,520
-5% -$49.8K
HON icon
18
Honeywell
HON
$76.4B
$905K 0.26%
+6,030
New +$855K
MMM icon
19
3M
MMM
$91.8B
$865K 0.25%
4,912
+1,293
+36% +$223K
NEWR
20
DELISTED
New Relic, Inc.
NEWR
$810K 0.23%
8,599
-542
-6% -$56.1K
IJR icon
21
iShares Core S&P Small-Cap ETF
IJR
$109B
$809K 0.23%
9,229
-1,663
-15% -$146K
AMZN icon
22
Amazon
AMZN
$2.44T
$776K 0.22%
7,760
+220
+3% +$20.7K
CELG
23
DELISTED
Celgene Corp
CELG
$755K 0.22%
8,435
+144
+2% +$12.7K
ATI icon
24
ATI
ATI
$24.3B
$749K 0.22%
25,331
– –
UNH icon
25
UnitedHealth
UNH
$382B
$697K 0.2%
2,624
-155
-6% -$40.3K
1
2 3

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B
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CA
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NorthRock Partners's Q3 2018 Portfolio in Review

As of Q3 2018, NorthRock Partners held 66 positions worth $347M, up 18% from $293M the previous quarter. Its ten largest holdings account for 87% of the portfolio.

NorthRock Partners deployed $43.9M of net new capital in Q3 2018, opening 6 new positions and adding to 30 existing holdings. Its largest new stake was Invesco BulletShares 2019 Corporate Bond ETF: 1,471,915 shares worth $31M.

By sector, the portfolio is most concentrated in Financials at 3% of assets, down from 3.5% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was Berkshire Hathaway Class B, an estimated $481K trimmed.

  • NorthRock Partners's largest Q3 2018 buy was Invesco BulletShares 2019 Corporate Bond ETF: 1,471,915 shares worth $31M.
  • NorthRock Partners added most to State Street SPDR S&P 500 ETF Trust in Q3 2018, an estimated $3.92M increase.
  • NorthRock Partners's biggest Q3 2018 reduction was Berkshire Hathaway Class B, cutting an estimated $481K.
  • NorthRock Partners fully exited iShares Core S&P 500 ETF in Q3 2018, selling an estimated $252K.
  • NorthRock Partners's ten largest holdings make up 87% of its $347M portfolio in Q3 2018.
  • NorthRock Partners opened 6 new positions and closed 1 in Q3 2018.
  • NorthRock Partners's portfolio value rose 18% quarter-over-quarter to $347M.

Based on NorthRock Partners's 13F filing for Q3 2018, filed 13 Nov 2018.