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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+4.35%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$283M
AUM Growth
+$48.9M
Cap. Flow
+$38.5M
Cap. Flow %
13.61%
Top 10 Hldgs %
82.35%
Holding
67
New
16
Increased
23
Reduced
11
Closed
9

Top Buys

Rank Stock Value
1
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$7.58M
2
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$5.55M
3
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$4.79M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$4.63M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.86M

Top Sells

Rank Stock Value
1
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$595K
2
MODV
ModivCare
MODV
+$522K
3
IBM icon
IBM
IBM
+$333K
4
BSX icon
Boston Scientific
BSX
+$323K
5
USB icon
US Bancorp
USB
+$319K

Sector Composition

Rank Sector Weight
1 Financials 12.12%
2 Consumer Staples 3.3%
3 Healthcare 1.17%
4 Industrials 1.07%
5 Technology 0.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$771B
$60.4M 21.36%
268,675
+126
+0% +$27.5K
IWD icon
2
iShares Russell 1000 Value ETF
IWD
$81.4B
$31.4M 11.12%
280,598
+13,881
+5% +$1.5M
IWF icon
3
iShares Russell 1000 Growth ETF
IWF
$117B
$29.4M 10.4%
1,121,196
+41,424
+4% +$1.08M
CEM
4
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$26.5M 9.38%
340,597
+7,434
+2% +$576K
AMP icon
5
Ameriprise Financial
AMP
$47.8B
$25.5M 9.01%
229,448
+34,687
+18% +$3.66M
IWS icon
6
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
$13.6M 4.82%
169,547
+5,687
+3% +$443K
IJT icon
7
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.13B
$12.7M 4.49%
168,580
+3,100
+2% +$219K
IWP icon
8
iShares Russell Mid-Cap Growth ETF
IWP
$19.4B
$12.5M 4.43%
257,388
+10,834
+4% +$522K
IJS icon
9
iShares S&P Small-Cap 600 Value ETF
IJS
$8.12B
$12.5M 4.41%
178,238
+872
+0.5% +$57.1K
TGT icon
10
Target
TGT
$66.3B
$8.24M 2.92%
106,629
+9,640
+10% +$698K
BRK.B icon
11
Berkshire Hathaway Class B
BRK.B
$1.1T
$8.02M 2.84%
+49,230
New +$7.58M
SPTM icon
12
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$13.3B
$5.7M 2.02%
+204,204
New +$5.55M
SCHM icon
13
Schwab US Mid-Cap ETF
SCHM
$14.2B
$4.93M 1.74%
+327,645
New +$4.79M
IJR icon
14
iShares Core S&P Small-Cap ETF
IJR
$109B
$4.93M 1.74%
+71,720
New +$4.63M
EFA icon
15
iShares MSCI EAFE ETF
EFA
$76.4B
$3.86M 1.37%
+66,898
New +$3.86M
XLV icon
16
State Street Health Care Select Sector SPDR ETF
XLV
$42.9B
$2.79M 0.99%
+40,410
New +$2.81M
MMM icon
17
3M
MMM
$91.8B
$2.5M 0.89%
18,746
+24
+0.1% +$3.46K
EFG icon
18
iShares MSCI EAFE Growth ETF
EFG
$16.2B
$1.59M 0.56%
+25,000
New +$1.61M
CELG
19
DELISTED
Celgene Corp
CELG
$1.55M 0.55%
13,413
-46
-0.3% -$5.12K
HWKN icon
20
Hawkins
HWKN
$2.9B
$1.37M 0.49%
50,884
+360
+0.7% +$8.32K
AAPL icon
21
Apple
AAPL
$4.97T
$976K 0.35%
33,760
+748
+2% +$21.2K
UNH icon
22
UnitedHealth
UNH
$382B
$754K 0.27%
4,708
-1,590
-25% -$238K
VONV icon
23
Vanguard Russell 1000 Value ETF
VONV
$20.5B
$622K 0.22%
12,720
– –
T icon
24
AT&T
T
$164B
$579K 0.2%
18,009
+6,285
+54% +$185K
KO icon
25
Coca-Cola
KO
$383B
$567K 0.2%
13,652
-679
-5% -$28.3K
1
2 3

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LBA
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B
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EIP
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CA
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ACM
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DTC
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NorthRock Partners's Q4 2016 Portfolio in Review

As of Q4 2016, NorthRock Partners held 67 positions worth $283M, up 21% from $234M the previous quarter. Its ten largest holdings account for 82% of the portfolio.

NorthRock Partners deployed $38.5M of net new capital in Q4 2016, opening 16 new positions and adding to 23 existing holdings. Its largest new stake was Berkshire Hathaway Class B: 49,230 shares worth $8.02M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 8.5% a quarter earlier, followed by Consumer Staples and Healthcare.

On the sell side, the largest reduction was ModivCare, an estimated $522K trimmed.

  • NorthRock Partners's largest Q4 2016 buy was Berkshire Hathaway Class B: 49,230 shares worth $8.02M.
  • NorthRock Partners added most to Ameriprise Financial in Q4 2016, an estimated $3.66M increase.
  • NorthRock Partners's biggest Q4 2016 reduction was ModivCare, cutting an estimated $522K.
  • NorthRock Partners fully exited State Street Energy Select Sector SPDR ETF in Q4 2016, selling an estimated $595K.
  • NorthRock Partners's ten largest holdings make up 82% of its $283M portfolio in Q4 2016.
  • NorthRock Partners opened 16 new positions and closed 9 in Q4 2016.
  • NorthRock Partners's portfolio value rose 21% quarter-over-quarter to $283M.

Based on NorthRock Partners's 13F filing for Q4 2016, filed 10 Feb 2017.