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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
-0.84%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$1.22B
AUM Growth
+$26.2M
Cap. Flow
+$11.6M
Cap. Flow %
0.94%
Top 10 Hldgs %
64.43%
Holding
295
New
37
Increased
143
Reduced
77
Closed
13

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$12.7M
2
ESTA icon
Establishment Labs
ESTA
+$2.87M
3
MSFT icon
Microsoft
MSFT
+$2.19M
4
AMZN icon
Amazon
AMZN
+$2.02M
5
AAPL icon
Apple
AAPL
+$2.02M

Top Sells

Rank Stock Value
1
TGT icon
Target
TGT
+$20.2M
2
IHI icon
iShares US Medical Devices ETF
IHI
+$3.85M
3
NVDA icon
NVIDIA
NVDA
+$3.11M
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$2.14M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.52M

Sector Composition

Rank Sector Weight
1 Consumer Staples 11.33%
2 Technology 8.8%
3 Financials 4.06%
4 Healthcare 3.35%
5 Consumer Discretionary 2.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$234M 19.12%
537,463
-3,450
-0.6% -$1.52M
SPYV icon
2
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.1B
$112M 9.2%
2,837,616
+3,378
+0.1% +$135K
SPYG icon
3
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$51.7B
$83.7M 6.84%
1,281,810
-5,306
-0.4% -$350K
MDYV icon
4
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.76B
$63.4M 5.18%
943,201
-7,480
-0.8% -$504K
AAPL icon
5
Apple
AAPL
$4.54T
$60.6M 4.96%
427,003
+13,692
+3% +$2.02M
SLYV icon
6
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
$58.6M 4.79%
703,558
-3,472
-0.5% -$285K
SLYG icon
7
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.07B
$47.9M 3.91%
541,566
+10,762
+2% +$949K
MDYG icon
8
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.8B
$46.4M 3.8%
603,007
+12,687
+2% +$987K
MDLZ icon
9
Mondelez International
MDLZ
$79.5B
$41.3M 3.38%
706,103
-15,574
-2% -$969K
TGT icon
10
Target
TGT
$65.6B
$39.8M 3.26%
174,169
-80,461
-32% -$20.2M
IWF icon
11
iShares Russell 1000 Growth ETF
IWF
$121B
$33.4M 2.73%
478,408
-20,444
-4% -$1.45M
PM icon
12
Philip Morris
PM
$297B
$27.1M 2.22%
281,362
-11,775
-4% -$1.18M
JPST icon
13
JPMorgan Ultra-Short Income ETF
JPST
$40.1B
$21.8M 1.79%
430,572
+249,905
+138% +$12.7M
MO icon
14
Altria Group
MO
$114B
$14M 1.14%
302,249
-7,288
-2% -$352K
MSFT icon
15
Microsoft
MSFT
$3.45T
$12.9M 1.05%
45,529
+7,514
+20% +$2.19M
VTI icon
16
Vanguard Morningstar Total Stock Market ETF
VTI
$660B
$12.3M 1.01%
55,419
-704
-1% -$161K
AMP icon
17
Ameriprise Financial
AMP
$48.3B
$11.4M 0.94%
43,219
-5,446
-11% -$1.42M
IWP icon
18
iShares Russell Mid-Cap Growth ETF
IWP
$19.8B
$10.8M 0.88%
95,350
-2,233
-2% -$257K
AMZN icon
19
Amazon
AMZN
$2.92T
$9.81M 0.8%
58,740
+11,720
+25% +$2.02M
QCLS
20
Q/C Technologies Inc
QCLS
$20.5M
$9.75M 0.8%
451
-32
-7% -$574K
OBDC icon
21
Blue Owl Capital
OBDC
$5.34B
$9.34M 0.76%
638,737
-38,050
-6% -$551K
ABBV icon
22
AbbVie
ABBV
$443B
$7.5M 0.61%
68,582
+3,529
+5% +$403K
GOOGL icon
23
Alphabet (Google) Class A
GOOGL
$4.36T
$7.33M 0.6%
54,020
+7,280
+16% +$991K
VIG icon
24
Vanguard Dividend Appreciation ETF
VIG
$111B
$6.81M 0.56%
43,724
-3,068
-7% -$489K
IWD icon
25
iShares Russell 1000 Value ETF
IWD
$82.2B
$5.78M 0.47%
34,874
-2,571
-7% -$412K
1
2 3 4 5

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LBA
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CA
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NorthRock Partners's Q3 2021 Portfolio in Review

As of Q3 2021, NorthRock Partners held 295 positions worth $1.22B, up 2.2% from $1.2B the previous quarter. Its ten largest holdings account for 64% of the portfolio.

NorthRock Partners's Q3 2021 filing shows 37 new, 143 increased, 77 reduced and 13 closed positions. Its largest new stake was Stitch Fix: 15,784 shares worth $631K. The largest sale was Target, an estimated $20.2M.

By sector, the portfolio is most concentrated in Consumer Staples at 11% of assets, down from 14% a quarter earlier, followed by Technology and Financials.

  • NorthRock Partners's largest Q3 2021 buy was Stitch Fix: 15,784 shares worth $631K.
  • NorthRock Partners added most to JPMorgan Ultra-Short Income ETF in Q3 2021, an estimated $12.7M increase.
  • NorthRock Partners's biggest Q3 2021 reduction was Target, cutting an estimated $20.2M.
  • NorthRock Partners fully exited Mandiant, Inc. Common Stock in Q3 2021, selling an estimated $704K.
  • NorthRock Partners's ten largest holdings make up 64% of its $1.22B portfolio in Q3 2021.
  • NorthRock Partners opened 37 new positions and closed 13 in Q3 2021.
  • NorthRock Partners's portfolio value rose 2.2% quarter-over-quarter to $1.22B.

Based on NorthRock Partners's 13F filing for Q3 2021, filed 12 Nov 2021.