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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+8.36%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$1.1B
AUM Growth
+$84.6M
Cap. Flow
+$8.1M
Cap. Flow %
0.74%
Top 10 Hldgs %
66.61%
Holding
254
New
21
Increased
77
Reduced
114
Closed
20

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$13.3M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$8.98M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$6.58M
4
TGT icon
Target
TGT
+$4.24M
5
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$3.15M

Top Sells

Rank Stock Value
1
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$8.51M
2
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$5.73M
3
MBB icon
iShares MBS ETF
MBB
+$4.59M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$2.07M
5
PM icon
Philip Morris
PM
+$1.41M

Sector Composition

Rank Sector Weight
1 Consumer Staples 13.96%
2 Technology 6.88%
3 Financials 4.09%
4 Healthcare 2.6%
5 Consumer Discretionary 1.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$771B
$206M 18.75%
520,049
+34,401
+7% +$13.3M
SPYV icon
2
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.2B
$105M 9.57%
2,774,542
+181,903
+7% +$6.58M
SPYG icon
3
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$49.4B
$68.9M 6.27%
1,221,626
+160,218
+15% +$8.98M
MDYV icon
4
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.76B
$62.8M 5.71%
959,498
-422
-0% -$25.9K
SLYV icon
5
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
$59.4M 5.4%
724,066
-26,833
-4% -$2.07M
AAPL icon
6
Apple
AAPL
$4.97T
$49.1M 4.46%
401,573
-1,160
-0.3% -$149K
MDLZ icon
7
Mondelez International
MDLZ
$83.4B
$48.3M 4.4%
825,701
+40,707
+5% +$2.3M
TGT icon
8
Target
TGT
$66.3B
$45.4M 4.13%
229,189
+22,659
+11% +$4.24M
SLYG icon
9
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5B
$44.7M 4.07%
520,839
+13,701
+3% +$1.17M
MDYG icon
10
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.76B
$42.5M 3.87%
566,235
+42,595
+8% +$3.15M
IWF icon
11
iShares Russell 1000 Growth ETF
IWF
$117B
$30.8M 2.8%
506,356
-11,664
-2% -$710K
PM icon
12
Philip Morris
PM
$309B
$27.8M 2.53%
313,023
-16,627
-5% -$1.41M
MO icon
13
Altria Group
MO
$125B
$15.8M 1.44%
309,613
-22,337
-7% -$1M
JPST icon
14
JPMorgan Ultra-Short Income ETF
JPST
$40.1B
$13M 1.18%
256,645
+9,583
+4% +$487K
VTI icon
15
Vanguard Total Stock Market ETF
VTI
$646B
$11.8M 1.07%
56,853
-3,605
-6% -$729K
AMP icon
16
Ameriprise Financial
AMP
$47.8B
$11M 1%
47,480
+6,028
+15% +$1.3M
IWP icon
17
iShares Russell Mid-Cap Growth ETF
IWP
$19.4B
$10.8M 0.98%
105,350
-1,381
-1% -$144K
EFV icon
18
iShares MSCI EAFE Value ETF
EFV
$28.3B
$9.79M 0.89%
192,030
-171,069
-47% -$8.51M
OBDC icon
19
Blue Owl Capital
OBDC
$5.35B
$9.34M 0.85%
678,474
-29,186
-4% -$397K
MSFT icon
20
Microsoft
MSFT
$2.9T
$7.76M 0.71%
32,910
+417
+1% +$96.8K
ABBV icon
21
AbbVie
ABBV
$465B
$7.05M 0.64%
65,194
-1,086
-2% -$116K
VIG icon
22
Vanguard Dividend Appreciation ETF
VIG
$111B
$7.02M 0.64%
47,702
-203
-0.4% -$28.9K
IWD icon
23
iShares Russell 1000 Value ETF
IWD
$81.4B
$5.87M 0.53%
38,735
-847
-2% -$123K
INTC icon
24
Intel
INTC
$413B
$5.6M 0.51%
87,495
-2,353
-3% -$140K
FSK icon
25
FS KKR Capital
FSK
$3.01B
$5.53M 0.5%
278,637
-11,096
-4% -$207K
1
2 3 4 5

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NorthRock Partners's Q1 2021 Portfolio in Review

As of Q1 2021, NorthRock Partners held 254 positions worth $1.1B, up 8.3% from $1.01B the previous quarter. Its ten largest holdings account for 67% of the portfolio.

NorthRock Partners's Q1 2021 filing shows 21 new, 77 increased, 114 reduced and 20 closed positions. Its largest new stake was Mandiant, Inc. Common Stock: 35,173 shares worth $688K. The largest sale was iShares MSCI EAFE Value ETF, an estimated $8.51M.

By sector, the portfolio is most concentrated in Consumer Staples at 14% of assets, up from 14% a quarter earlier, followed by Technology and Financials.

  • NorthRock Partners's largest Q1 2021 buy was Mandiant, Inc. Common Stock: 35,173 shares worth $688K.
  • NorthRock Partners added most to State Street SPDR S&P 500 ETF Trust in Q1 2021, an estimated $13.3M increase.
  • NorthRock Partners's biggest Q1 2021 reduction was iShares MSCI EAFE Value ETF, cutting an estimated $8.51M.
  • NorthRock Partners fully exited iShares MBS ETF in Q1 2021, selling an estimated $4.59M.
  • NorthRock Partners's ten largest holdings make up 67% of its $1.1B portfolio in Q1 2021.
  • NorthRock Partners opened 21 new positions and closed 20 in Q1 2021.
  • NorthRock Partners's portfolio value rose 8.3% quarter-over-quarter to $1.1B.

Based on NorthRock Partners's 13F filing for Q1 2021, filed 11 May 2021.