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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+6.37%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$3.04B
AUM Growth
+$382M
Cap. Flow
+$216M
Cap. Flow %
7.12%
Top 10 Hldgs %
53.64%
Holding
882
New
72
Increased
359
Reduced
261
Closed
49

Top Buys

Rank Stock Value
1
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$162M
2
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$22.2M
3
NVDA icon
NVIDIA
NVDA
+$12.7M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.23M
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$5.1M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$6.34M
2
TGT icon
Target
TGT
+$5.92M
3
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$2.96M
4
IWB icon
iShares Russell 1000 ETF
IWB
+$2.45M
5
EMXC icon
iShares MSCI Emerging Markets ex China ETF
EMXC
+$1.97M

Sector Composition

Rank Sector Weight
1 Technology 12.68%
2 Consumer Staples 5.46%
3 Financials 4.01%
4 Healthcare 3.79%
5 Consumer Discretionary 3.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$771B
$415M 13.63%
720,737
+9,464
+1% +$5.23M
SPYV icon
2
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.2B
$229M 7.52%
4,326,914
+100,196
+2% +$5.1M
AAPL icon
3
Apple
AAPL
$4.97T
$171M 5.61%
732,173
+2,811
+0.4% +$628K
SGOV icon
4
iShares 0-3 Month Treasury Bond ETF
SGOV
$99.4B
$168M 5.53%
1,669,502
+22,714
+1% +$2.28M
SPYG icon
5
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$49.4B
$165M 5.42%
1,989,364
+24,940
+1% +$1.99M
VGSH icon
6
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$165M 5.42%
2,791,820
+2,768,901
+12,081% +$162M
MDYV icon
7
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.76B
$105M 3.44%
1,315,905
+28,901
+2% +$2.21M
MDYG icon
8
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.76B
$85.9M 2.83%
979,419
+29,331
+3% +$2.5M
VOO icon
9
Vanguard S&P 500 ETF
VOO
$956B
$65.7M 2.16%
124,102
-12,482
-9% -$6.34M
SLYV icon
10
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
$63.3M 2.08%
729,519
+8,734
+1% +$731K
MSFT icon
11
Microsoft
MSFT
$2.9T
$62.3M 2.05%
144,761
+6,853
+5% +$2.93M
NVDA icon
12
NVIDIA
NVDA
$4.6T
$62.1M 2.04%
507,926
+107,599
+27% +$12.7M
SLYG icon
13
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5B
$57.9M 1.9%
622,013
+8,341
+1% +$752K
IWF icon
14
iShares Russell 1000 Growth ETF
IWF
$117B
$45.9M 1.51%
489,272
-11,100
-2% -$1.01M
MDLZ icon
15
Mondelez International
MDLZ
$83.4B
$40.8M 1.34%
550,863
-16,637
-3% -$1.17M
EFA icon
16
iShares MSCI EAFE ETF
EFA
$76.4B
$35.9M 1.18%
429,790
-12,098
-3% -$973K
AMZN icon
17
Amazon
AMZN
$2.44T
$28.4M 0.93%
152,495
-725
-0.5% -$132K
PM icon
18
Philip Morris
PM
$309B
$27.3M 0.9%
222,161
-12,172
-5% -$1.41M
ATI icon
19
ATI
ATI
$24.3B
$27.1M 0.89%
408,354
-24,995
-6% -$1.55M
IWB icon
20
iShares Russell 1000 ETF
IWB
$47.1B
$24.4M 0.8%
77,464
-8,080
-9% -$2.45M
JMST icon
21
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.12B
$22.6M 0.74%
443,905
+435,757
+5,348% +$22.2M
BUFR icon
22
FT Vest Fund of Buffer ETFs
BUFR
$9.99B
$22.3M 0.73%
747,406
+39,804
+6% +$1.16M
GOOGL icon
23
Alphabet (Google) Class A
GOOGL
$4.12T
$21M 0.69%
126,562
+2,715
+2% +$455K
BRK.B icon
24
Berkshire Hathaway Class B
BRK.B
$1.1T
$20.1M 0.66%
43,683
+1,431
+3% +$633K
META icon
25
Meta Platforms (Facebook)
META
$1.49T
$19.1M 0.63%
33,411
+984
+3% +$506K
1
2 3 4 5

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LBA
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B
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ACM
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NorthRock Partners's Q3 2024 Portfolio in Review

As of Q3 2024, NorthRock Partners held 882 positions worth $3.04B, up 14% from $2.66B the previous quarter. Its ten largest holdings account for 54% of the portfolio.

NorthRock Partners deployed $216M of net new capital in Q3 2024, opening 72 new positions and adding to 359 existing holdings. Its largest new stake was SentinelOne: 218,500 shares worth $5.23M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 13% a quarter earlier, followed by Consumer Staples and Financials.

On the sell side, the largest reduction was Vanguard S&P 500 ETF, an estimated $6.34M trimmed.

  • NorthRock Partners's largest Q3 2024 buy was SentinelOne: 218,500 shares worth $5.23M.
  • NorthRock Partners added most to Vanguard Short-Term Treasury ETF in Q3 2024, an estimated $162M increase.
  • NorthRock Partners's biggest Q3 2024 reduction was Vanguard S&P 500 ETF, cutting an estimated $6.34M.
  • NorthRock Partners fully exited Solventum in Q3 2024, selling an estimated $1.8M.
  • NorthRock Partners's ten largest holdings make up 54% of its $3.04B portfolio in Q3 2024.
  • NorthRock Partners opened 72 new positions and closed 49 in Q3 2024.
  • NorthRock Partners's portfolio value rose 14% quarter-over-quarter to $3.04B.

Based on NorthRock Partners's 13F filing for Q3 2024, filed 30 Oct 2024.