NorthRock Partners’s FT Vest Fund of Buffer ETFs BUFR Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$48.3M	Buy	1,429,232 +236,376	+20%	+$8.12M	0.78%	28
2025 Q4	$40.9M	Buy	1,192,856 +249,695	+26%	+$8.43M	0.69%	31
2025 Q3	$31.5M	Buy	943,161 +33,948	+4%	+$1.11M	0.57%	31
2025 Q2	$28.9M	Buy	909,213 +70,013	+8%	+$2.11M	0.75%	26
2025 Q1	$24.9M	Buy	839,200 +78,397	+10%	+$2.4M	0.84%	22
2024 Q4	$23.2M	Buy	760,803 +13,397	+2%	+$406K	0.76%	23
2024 Q3	$22.3M	Buy	747,406 +39,804	+6%	+$1.16M	0.74%	22
2024 Q2	$20.5M	Buy	707,602 +86,469	+14%	+$2.44M	0.77%	21
2024 Q1	$17.4M	Buy	621,133 +61,648	+11%	+$1.68M	0.67%	23
2023 Q4	$14.9M	Buy	559,485 +287,653	+106%	+$7.27M	0.62%	25
2023 Q3	$6.66M	Buy	271,832 +3,546	+1%	+$89.1K	0.7%	24
2023 Q2	$6.72M	Sell	268,286 -69,853	-21%	-$1.67M	0.74%	20
2023 Q1	$7.94M	Buy	338,139 +31,194	+10%	+$716K	0.84%	16
2022 Q4	$6.82M	Sell	306,945 -26,638	-8%	-$587K	0.78%	16
2022 Q3	$6.95M	Buy	333,583 +8,523	+3%	+$190K	0.81%	15
2022 Q2	$6.98M	Buy	325,060 +14,469	+5%	+$324K	0.73%	18
2022 Q1	$7.38M	Buy	+310,591	New	+$7.27M	0.66%	21