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FT Vest Fund of Buffer ETFs

209 hedge funds and large institutions have $1.5B invested in FT Vest Fund of Buffer ETFs in 2023 Q3 according to their latest regulatory filings, with 45 funds opening new positions, 113 increasing their positions, 39 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

463% more first-time investments, than exits

New positions opened: 45 | Existing positions closed: 8

190% more repeat investments, than reductions

Existing positions increased: 113 | Existing positions reduced: 39

60% more funds holding in top 10

Funds holding in top 10: 1524 (+9)

51% more capital invested

Capital invested by funds: $998M → $1.5B (+$507M)

22% more funds holding

Funds holding: 172209 (+37)

7.19% more ownership

Funds ownership: 72.42%79.6% (+7.2%)

Holders
209
Holders Change
+37
Holders Change %
+21.51%
% of All Funds
3.32%
Holding in Top 10
24
Holding in Top 10 Change
+9
Holding in Top 10 Change %
+60%
% of All Funds
0.38%
New
45
Increased
113
Reduced
39
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$301M +$183M +7,278,388 +145%
Osaic Holdings
2
Osaic Holdings
Arizona
$104M +$42.7M +1,698,861 +67%
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$73.7M +$16M +637,749 +27%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$55.5M +$18M +715,194 +46%
Janney Montgomery Scott
5
Janney Montgomery Scott
Pennsylvania
$38.8M +$11.9M +473,690 +43%
AWM
6
AE Wealth Management
Kansas
$35.2M +$16.1M +639,107 +80%
KAS
7
Kestra Advisory Services
Texas
$33.2M +$6.27M +249,407 +23%
Cetera Investment Advisers
8
Cetera Investment Advisers
Illinois
$32.7M -$1.78M -70,926 -5%
MML Investors Services
9
MML Investors Services
Massachusetts
$31.6M +$10.9M +434,919 +51%
Carson Wealth (CWM LLC)
10
Carson Wealth (CWM LLC)
Nebraska
$30.9M +$11.5M +457,592 +57%
TWM
11
Tradition Wealth Management
Minnesota
$27.7M -$116K -4,632 -0.4%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$26.8M +$12.8M +510,177 +87%
GIA
13
Gladstone Institutional Advisory
Florida
$26.5M +$27.2M +1,083,721 New
AWS
14
Atria Wealth Solutions
New York
$24.9M +$1.62M +64,385 +7%
AWA
15
Amplius Wealth Advisors
Pennsylvania
$21.7M +$22.3M +886,141 New
GLA
16
Good Life Advisors
Pennsylvania
$20.8M +$647K +25,740 +3%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$19.5M +$2.73M +108,577 +16%
CAN
18
Cetera Advisor Networks
California
$19.2M +$2.03M +80,674 +11%
RA
19
RFG Advisory
Alabama
$17.6M -$561K -22,337 -3%
AWA
20
Arkadios Wealth Advisors
Georgia
$17.1M -$4.05M -160,974 -19%
HighTower Advisors
21
HighTower Advisors
Illinois
$16.5M +$2.91M +115,787 +21%
HI
22
Harbour Investments
Wisconsin
$15.1M +$1.75M +69,786 +13%
WP
23
WealthPLAN Partners
Nebraska
$14.9M +$4.09M +162,885 +37%
CA
24
Cetera Advisors
Colorado
$14.3M +$1.15M +45,781 +9%
TC
25
TownSquare Capital
Utah
$14.3M +$241K +9,583 +2%