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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+4.37%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$263M
AUM Growth
+$24M
Cap. Flow
+$13.8M
Cap. Flow %
5.26%
Top 10 Hldgs %
91.37%
Holding
58
New
6
Increased
20
Reduced
16
Closed
5

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.73M
2
IWD icon
iShares Russell 1000 Value ETF
IWD
+$2.56M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$1.93M
4
BA icon
Boeing
BA
+$1.54M
5
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$1.35M

Top Sells

Rank Stock Value
1
TTSH
Tile Shop Holdings
TTSH
+$952K
2
AMP icon
Ameriprise Financial
AMP
+$705K
3
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$449K
4
SPTM icon
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
+$401K
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$359K

Sector Composition

Rank Sector Weight
1 Financials 5.63%
2 Consumer Staples 2.42%
3 Industrials 1.12%
4 Technology 0.98%
5 Healthcare 0.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$771B
$70.7M 26.91%
280,091
+23,232
+9% +$5.73M
IWF icon
2
iShares Russell 1000 Growth ETF
IWF
$117B
$37.2M 14.17%
1,190,048
+63,048
+6% +$1.93M
IWD icon
3
iShares Russell 1000 Value ETF
IWD
$81.4B
$36M 13.68%
303,396
+22,008
+8% +$2.56M
CEM
4
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$19.8M 7.53%
266,976
+6,947
+3% +$523K
IWS icon
5
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
$15.8M 6.02%
186,437
+16,068
+9% +$1.35M
IWP icon
6
iShares Russell Mid-Cap Growth ETF
IWP
$19.4B
$15.5M 5.88%
273,180
+18,340
+7% +$1.01M
IJS icon
7
iShares S&P Small-Cap 600 Value ETF
IJS
$8.12B
$13.7M 5.22%
185,280
+13,946
+8% +$973K
IJT icon
8
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.13B
$13.7M 5.2%
166,292
+8,172
+5% +$637K
AMP icon
9
Ameriprise Financial
AMP
$47.8B
$11.9M 4.53%
79,819
-5,048
-6% -$705K
TGT icon
10
Target
TGT
$66.3B
$5.87M 2.23%
88,350
+2,206
+3% +$124K
BRK.B icon
11
Berkshire Hathaway Class B
BRK.B
$1.1T
$2.64M 1%
14,389
-1,935
-12% -$342K
BA icon
12
Boeing
BA
$169B
$1.68M 0.64%
+6,620
New +$1.54M
AAPL icon
13
Apple
AAPL
$4.97T
$1.31M 0.5%
33,972
+3,708
+12% +$144K
CELG
14
DELISTED
Celgene Corp
CELG
$1.25M 0.48%
8,610
– –
IJR icon
15
iShares Core S&P Small-Cap ETF
IJR
$109B
$1.16M 0.44%
15,633
-4,539
-23% -$318K
MSFT icon
16
Microsoft
MSFT
$2.9T
$1.06M 0.4%
14,267
+5,248
+58% +$383K
HWKN icon
17
Hawkins
HWKN
$2.9B
$968K 0.37%
46,952
-1,240
-3% -$25.5K
SPTM icon
18
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$13.3B
$735K 0.28%
23,496
-13,110
-36% -$401K
VONV icon
19
Vanguard Russell 1000 Value ETF
VONV
$20.5B
$663K 0.25%
12,720
– –
SCHM icon
20
Schwab US Mid-Cap ETF
SCHM
$14.2B
$586K 0.22%
35,049
-27,630
-44% -$449K
MMM icon
21
3M
MMM
$91.8B
$561K 0.21%
3,198
+7
+0.2% +$1.21K
MDY icon
22
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.4B
$551K 0.21%
1,681
-200
-11% -$63.6K
MODV
23
DELISTED
ModivCare
MODV
$490K 0.19%
9,064
– –
UNH icon
24
UnitedHealth
UNH
$382B
$478K 0.18%
2,432
+888
+58% +$172K
PG icon
25
Procter & Gamble
PG
$340B
$476K 0.18%
5,215
+219
+4% +$19.9K
1
2 3

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LBA
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B
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EIP
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CA
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ACM
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NorthRock Partners's Q3 2017 Portfolio in Review

As of Q3 2017, NorthRock Partners held 58 positions worth $263M, up 10% from $239M the previous quarter. Its ten largest holdings account for 91% of the portfolio.

NorthRock Partners deployed $13.8M of net new capital in Q3 2017, opening 6 new positions and adding to 20 existing holdings. Its largest new stake was Boeing: 6,620 shares worth $1.68M.

By sector, the portfolio is most concentrated in Financials at 5.6% of assets, down from 5.8% a quarter earlier, followed by Consumer Staples and Industrials.

On the sell side, the largest reduction was Ameriprise Financial, an estimated $705K trimmed.

  • NorthRock Partners's largest Q3 2017 buy was Boeing: 6,620 shares worth $1.68M.
  • NorthRock Partners added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $5.73M increase.
  • NorthRock Partners's biggest Q3 2017 reduction was Ameriprise Financial, cutting an estimated $705K.
  • NorthRock Partners fully exited Tile Shop Holdings in Q3 2017, selling an estimated $952K.
  • NorthRock Partners's ten largest holdings make up 91% of its $263M portfolio in Q3 2017.
  • NorthRock Partners opened 6 new positions and closed 5 in Q3 2017.
  • NorthRock Partners's portfolio value rose 10% quarter-over-quarter to $263M.

Based on NorthRock Partners's 13F filing for Q3 2017, filed 13 Nov 2017.