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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
-21.32%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$714M
AUM Growth
-$233M
Cap. Flow
+$4.11M
Cap. Flow %
0.58%
Top 10 Hldgs %
54.39%
Holding
293
New
13
Increased
55
Reduced
131
Closed
93

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$33.9M
2
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$15.3M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.9M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$10.6M
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$10.2M

Top Sells

Rank Stock Value
1
MDLZ icon
Mondelez International
MDLZ
+$20M
2
SPYD icon
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
+$19.7M
3
HDV
iShares Core High Dividend ETF
HDV
+$4.8M
4
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$4.51M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.34M

Sector Composition

Rank Sector Weight
1 Consumer Staples 14.48%
2 Technology 5.99%
3 Financials 3.58%
4 Healthcare 2.98%
5 Communication Services 1.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$119M 16.67%
461,889
+38,969
+9% +$11.9M
SPYV icon
2
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.1B
$51.8M 7.25%
2,003,246
+1,062,455
+113% +$33.9M
SPYG icon
3
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$51.7B
$32.4M 4.53%
905,409
+180,093
+25% +$7.38M
PM icon
4
Philip Morris
PM
$297B
$31M 4.34%
424,600
+3,563
+0.8% +$293K
MDLZ icon
5
Mondelez International
MDLZ
$79.5B
$29.9M 4.19%
597,465
-369,329
-38% -$20M
AAPL icon
6
Apple
AAPL
$4.54T
$28.4M 3.97%
446,336
-60
-0% -$4.41K
IWF icon
7
iShares Russell 1000 Growth ETF
IWF
$121B
$26.2M 3.67%
695,196
-104,624
-13% -$4.51M
MDYV icon
8
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.76B
$24.6M 3.45%
698,782
+212,218
+44% +$10.2M
SLYV icon
9
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
$23M 3.23%
563,758
+187,392
+50% +$10.6M
EFV icon
10
iShares MSCI EAFE Value ETF
EFV
$28.8B
$22M 3.09%
617,744
+166,592
+37% +$7.41M
IWD icon
11
iShares Russell 1000 Value ETF
IWD
$82.2B
$19.6M 2.74%
197,152
-16,147
-8% -$2.01M
MDYG icon
12
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.8B
$17.7M 2.48%
412,851
+116,249
+39% +$6.13M
SLYG icon
13
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.07B
$17M 2.39%
368,790
+106,220
+40% +$6.27M
MO icon
14
Altria Group
MO
$114B
$14.4M 2.02%
372,144
-28,738
-7% -$1.28M
TGT icon
15
Target
TGT
$65.6B
$13.8M 1.93%
148,317
+13,421
+10% +$1.49M
DEM icon
16
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.9B
$13.1M 1.84%
395,753
+378,691
+2,219% +$15.3M
IWP icon
17
iShares Russell Mid-Cap Growth ETF
IWP
$19.8B
$10.7M 1.5%
175,974
-37,396
-18% -$2.73M
VTI icon
18
Vanguard Morningstar Total Stock Market ETF
VTI
$660B
$9.28M 1.3%
72,000
+4,074
+6% +$630K
IWS icon
19
iShares Russell Mid-Cap Value ETF
IWS
$15.6B
$7.45M 1.04%
116,246
-14,027
-11% -$1.2M
AMP icon
20
Ameriprise Financial
AMP
$48.3B
$7.39M 1.03%
72,082
+12,123
+20% +$1.8M
IJT icon
21
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.26B
$6.34M 0.89%
92,004
-16,894
-16% -$1.49M
IVV icon
22
iShares Core S&P 500 ETF
IVV
$878B
$5.86M 0.82%
22,691
-14,176
-38% -$4.34M
VIG icon
23
Vanguard Dividend Appreciation ETF
VIG
$111B
$5.06M 0.71%
48,920
-2,933
-6% -$350K
MSFT icon
24
Microsoft
MSFT
$3.45T
$4.98M 0.7%
31,584
-12,424
-28% -$2.04M
IJS icon
25
iShares S&P Small-Cap 600 Value ETF
IJS
$8.12B
$4.9M 0.69%
98,120
-15,836
-14% -$1.1M
1
2 3 4 5

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LBA
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B
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EIP
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NorthRock Partners's Q1 2020 Portfolio in Review

As of Q1 2020, NorthRock Partners held 293 positions worth $714M, down 25% from $947M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

NorthRock Partners's Q1 2020 filing shows 13 new, 55 increased, 131 reduced and 93 closed positions. Its largest new stake was FS KKR Capital: 295,309 shares worth $3.54M. The largest sale was Mondelez International, an estimated $20M.

By sector, the portfolio is most concentrated in Consumer Staples at 14% of assets, down from 16% a quarter earlier, followed by Technology and Financials.

  • NorthRock Partners's largest Q1 2020 buy was FS KKR Capital: 295,309 shares worth $3.54M.
  • NorthRock Partners added most to State Street SPDR Portfolio S&P 500 Value ETF in Q1 2020, an estimated $33.9M increase.
  • NorthRock Partners's biggest Q1 2020 reduction was Mondelez International, cutting an estimated $20M.
  • NorthRock Partners fully exited State Street SPDR Portfolio S&P 500 High Dividend ETF in Q1 2020, selling an estimated $19.7M.
  • NorthRock Partners's ten largest holdings make up 54% of its $714M portfolio in Q1 2020.
  • NorthRock Partners opened 13 new positions and closed 93 in Q1 2020.
  • NorthRock Partners's portfolio value fell 25% quarter-over-quarter to $714M.

Based on NorthRock Partners's 13F filing for Q1 2020, filed 13 May 2020.