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NorthRock Partners Portfolio holdings

AUM $6.2B
1-Year Est. Return 15.8%
This Fund
S&P 500
This Quarter Est. Return
+1.51%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$171M
AUM Growth
+$12M
Cap. Flow
-$52.6M
Cap. Flow %
-30.8%
Top 10 Hldgs %
90.85%
Holding
49
New
6
Increased
12
Reduced
17
Closed
9

Top Buys

Rank Stock Value
1
GPT
Gramercy Property Trust
GPT
+$9.25M
2
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$4.2M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.83M
4
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
+$948K
5
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$919K

Top Sells

Rank Stock Value
1
MODV
ModivCare
MODV
+$43.9M
2
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$7.59M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$6.81M
4
IWD icon
iShares Russell 1000 Value ETF
IWD
+$6.08M
5
CSG
CHAMBERS STR PPTYS COM
CSG
+$2.74M

Sector Composition

Rank Sector Weight
1 Financials 3.49%
2 Consumer Staples 2.5%
3 Real Estate 2.02%
4 Healthcare 1.43%
5 Industrials 1.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
1
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$39.7M 23.26%
193,723
+8,897
+5% +$1.83M
IWF icon
2
iShares Russell 1000 Growth ETF
IWF
$121B
$18.2M 10.67%
733,536
-273,112
-27% -$6.81M
IWD icon
3
iShares Russell 1000 Value ETF
IWD
$82.2B
$17.6M 10.32%
180,117
-61,230
-25% -$6.08M
IWS icon
4
iShares Russell Mid-Cap Value ETF
IWS
$15.6B
$15.1M 8.87%
220,568
+12,288
+6% +$863K
IWP icon
5
iShares Russell Mid-Cap Growth ETF
IWP
$19.8B
$14.6M 8.52%
316,604
+19,106
+6% +$888K
CEM
6
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$14.3M 8.38%
188,402
+10,759
+6% +$948K
IJT icon
7
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.26B
$13.4M 7.86%
216,126
-119,626
-36% -$7.59M
IJS icon
8
iShares S&P Small-Cap 600 Value ETF
IJS
$8.12B
$13M 7.6%
239,976
+16,576
+7% +$919K
AMP icon
9
Ameriprise Financial
AMP
$48.3B
$5.69M 3.33%
53,466
-5,676
-10% -$634K
GPT
10
DELISTED
Gramercy Property Trust
GPT
$3.45M 2.02%
+148,411
New +$9.25M
TGT icon
11
Target
TGT
$65.6B
$3.04M 1.78%
34,697
+102
+0.3% +$7.61K
MMM icon
12
3M
MMM
$90.9B
$1.55M 0.91%
12,318
-425
-3% -$54.6K
PG icon
13
Procter & Gamble
PG
$336B
$1.02M 0.6%
12,803
+103
+0.8% +$7.87K
CELG
14
DELISTED
Celgene Corp
CELG
$994K 0.58%
8,393
-1,400
-14% -$162K
MODV
15
DELISTED
ModivCare
MODV
$929K 0.54%
19,793
-913,590
-98% -$43.9M
HWKN icon
16
Hawkins
HWKN
$2.67B
$928K 0.54%
51,844
-1,930
-4% -$38.4K
AAPL icon
17
Apple
AAPL
$4.54T
$838K 0.49%
31,788
-2,660
-8% -$76K
EFT
18
Eaton Vance Floating-Rate Income Trust
EFT
$283M
$735K 0.43%
+62,007
New +$805K
XLE icon
19
State Street Energy Select Sector SPDR ETF
XLE
$39.6B
$508K 0.3%
+16,840
New +$554K
VUG icon
20
Vanguard Morningstar Growth ETF
VUG
$220B
$507K 0.3%
+234,708
New +$4.2M
XOM icon
21
ExxonMobil
XOM
$644B
$486K 0.28%
6,247
+27
+0.4% +$2.16K
T icon
22
AT&T
T
$159B
$330K 0.19%
12,710
+13
+0.1% +$330
DIS icon
23
Walt Disney
DIS
$167B
$328K 0.19%
3,086
-89
-3% -$9.92K
GE icon
24
GE Aerospace
GE
$374B
$308K 0.18%
2,057
-29
-1% -$4.12K
MDY icon
25
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.6B
$280K 0.16%
1,100
– –
1
2

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NorthRock Partners's Q4 2015 Portfolio in Review

As of Q4 2015, NorthRock Partners held 49 positions worth $171M, up 7.6% from $159M the previous quarter. Its ten largest holdings account for 91% of the portfolio.

NorthRock Partners withdrew a net $52.6M in Q4 2015, closing 9 positions and reducing 17 holdings. Its most notable exit was CHAMBERS STR PPTYS COM, an estimated $2.74M position sold in full.

By sector, the portfolio is most concentrated in Financials at 3.5% of assets, up from 3.4% a quarter earlier, followed by Consumer Staples and Real Estate.

Against the trend, NorthRock Partners opened a new position in Gramercy Property Trust worth $3.45M.

  • NorthRock Partners's largest Q4 2015 buy was Gramercy Property Trust: 148,411 shares worth $3.45M.
  • NorthRock Partners added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $1.83M increase.
  • NorthRock Partners's biggest Q4 2015 reduction was ModivCare, cutting an estimated $43.9M.
  • NorthRock Partners fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.74M.
  • NorthRock Partners's ten largest holdings make up 91% of its $171M portfolio in Q4 2015.
  • NorthRock Partners opened 6 new positions and closed 9 in Q4 2015.
  • NorthRock Partners's portfolio value rose 7.6% quarter-over-quarter to $171M.

Based on NorthRock Partners's 13F filing for Q4 2015, filed 11 Feb 2016.