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NorthRock Partners Portfolio holdings
AUM
$6.2B
1-Year Est. Return
15.8%
This Fund
S&P 500
This Quarter
Est. Return
+8.58%
1 Year Est. Return
+15.8%
3 Year Est. Return
+55.39%
5 Year Est. Return
+66.95%
10 Year Est. Return
+234.56%
AUM
$947M
AUM Growth
+$213M
(+29%)
Cap. Flow
+$113M
Cap. Flow
% of AUM
11.93%
Top 10 Holdings %
Top 10 Hldgs %
46.15%
Holding
297
New
90
Increased
116
Reduced
73
Closed
17
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$34.6M |
| 2 |
Mondelez International
MDLZ
|
+$32.5M |
| 3 |
iShares MSCI EAFE Value ETF
EFV
|
+$19.3M |
| 4 |
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
|
+$19.3M |
| 5 |
Apple
AAPL
|
+$15.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard High Dividend Yield ETF
VYM
|
+$25M |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$16.9M |
| 3 |
HDV
iShares Core High Dividend ETF
HDV
|
+$16.1M |
| 4 |
iShares MSCI Global Min Vol Factor ETF
ACWV
|
+$14.2M |
| 5 |
Vanguard FTSE All-World ex-US ETF
VEU
|
+$11.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Consumer Staples | 15.63% |
| 2 | Technology | 5.84% |
| 3 | Financials | 3.37% |
| 4 | Healthcare | 2.72% |
| 5 | Communication Services | 2.34% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
1
State Street SPDR S&P 500 ETF Trust
SPY
$771B
| $136M | 14.38% |
422,920
+112,358
| +36% | +$34.6M |
|
|
2
Mondelez International
MDLZ
$83.4B
| $53.3M | 5.63% |
966,794
+608,453
| +170% | +$32.5M |
|
3
Philip Morris
PM
$309B
| $35.8M | 3.78% |
421,037
+138,870
| +49% | +$11.4M |
|
4
iShares Russell 1000 Growth ETF
IWF
$117B
| $35.2M | 3.72% |
799,820
+19,216
| +2% | +$802K |
|
5
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.2B
| $32.8M | 3.47% |
940,791
+303,218
| +48% | +$10.1M |
|
|
6
Apple
AAPL
$4.97T
| $32.8M | 3.46% |
446,396
+244,504
| +121% | +$15.7M |
|
7
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$49.4B
| $30.4M | 3.21% |
725,316
+380,731
| +110% | +$15.3M |
|
8
iShares Russell 1000 Value ETF
IWD
$81.4B
| $29.1M | 3.08% |
213,299
+11,310
| +6% | +$1.49M |
|
9
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.76B
| $26.7M | 2.82% |
486,564
+284,602
| +141% | +$15M |
|
10
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
| $24.7M | 2.61% |
376,366
+229,079
| +156% | +$14.5M |
|
|
11
iShares MSCI EAFE Value ETF
EFV
$28.3B
| $22.5M | 2.38% |
451,152
+393,385
| +681% | +$19.3M |
|
12
Altria Group
MO
$125B
| $20M | 2.11% |
400,882
+137,943
| +52% | +$6.51M |
|
|
13
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.76B
| $19.7M | 2.08% |
+499,518
| New | +$19.3M |
|
14
Target
TGT
$66.3B
| $17.3M | 1.83% |
134,896
-1,789
| -1% | -$210K |
|
15
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5B
| $16.9M | 1.79% |
262,570
+136,070
| +108% | +$8.4M |
|
16
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.76B
| $16.9M | 1.79% |
296,602
+158,685
| +115% | +$8.73M |
|
17
iShares Russell Mid-Cap Growth ETF
IWP
$19.4B
| $16.3M | 1.72% |
213,370
+3,194
| +2% | +$234K |
|
18
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.8B
| $14.7M | 1.55% |
17,062
-77,785
| -82% | -$3.38M |
|
19
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
| $12.3M | 1.3% |
130,273
+4,566
| +4% | +$417K |
|
|
20
iShares Core S&P 500 ETF
IVV
$858B
| $11.9M | 1.26% |
36,867
-54,581
| -60% | -$16.9M |
|
21
Vanguard Total Stock Market ETF
VTI
$646B
| $11.1M | 1.17% |
67,926
+577
| +0.9% | +$90.4K |
|
|
HDV
22
iShares Core High Dividend ETF
HDV
$14.7B
| $10.9M | 1.15% |
556,030
-845,030
| -60% | -$16.1M |
|
23
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.13B
| $10.5M | 1.11% |
108,898
+6,360
| +6% | +$587K |
|
24
Ameriprise Financial
AMP
$47.8B
| $9.99M | 1.06% |
59,959
-13,356
| -18% | -$2.07M |
|
|
25
Vanguard High Dividend Yield ETF
VYM
$80.8B
| $9.3M | 0.98% |
5,183
-275,686
| -98% | -$25M |
|
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NorthRock Partners's Q4 2019 Portfolio in Review
As of Q4 2019, NorthRock Partners held 297 positions worth $947M, up 29% from $734M the previous quarter. Its ten largest holdings account for 46% of the portfolio.
NorthRock Partners deployed $113M of net new capital in Q4 2019, opening 90 new positions and adding to 116 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 500 High Dividend ETF: 499,518 shares worth $19.7M.
By sector, the portfolio is most concentrated in Consumer Staples at 16% of assets, up from 11% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was Vanguard High Dividend Yield ETF, an estimated $25M trimmed.
- NorthRock Partners's largest Q4 2019 buy was State Street SPDR Portfolio S&P 500 High Dividend ETF: 499,518 shares worth $19.7M.
- NorthRock Partners added most to State Street SPDR S&P 500 ETF Trust in Q4 2019, an estimated $34.6M increase.
- NorthRock Partners's biggest Q4 2019 reduction was Vanguard High Dividend Yield ETF, cutting an estimated $25M.
- NorthRock Partners fully exited FS KKR Capital in Q4 2019, selling an estimated $6.75M.
- NorthRock Partners's ten largest holdings make up 46% of its $947M portfolio in Q4 2019.
- NorthRock Partners opened 90 new positions and closed 17 in Q4 2019.
- NorthRock Partners's portfolio value rose 29% quarter-over-quarter to $947M.
Based on NorthRock Partners's 13F filing for Q4 2019, filed 12 Feb 2020.