NP

NorthRock Partners Portfolio holdings

AUM $3.86B
1-Year Est. Return 13.95%
This Quarter Est. Return
1 Year Est. Return
+13.95%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$216M
AUM Growth
+$48.1M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
52
New
Increased
Reduced
Closed

Top Buys

1
+$12.9M
2
+$11.9M
3
+$11.5M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$10.7M
5
CEM
ClearBridge MLP and Midstream Fund Inc.
CEM
+$6.93M

Top Sells

1
+$2.21M
2
+$1.84M
3
+$494K
4
CPHD
Cepheid Inc
CPHD
+$249K
5
ULTI
Ultimate Software Group Inc
ULTI
+$246K

Sector Composition

1 Financials 18.85%
2 Consumer Staples 7.22%
3 Real Estate 2.3%
4 Healthcare 1.88%
5 Technology 1.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
1
$38.7M 17.87%
309,404
-14,697
2
$38.6M 17.85%
186,576
-10,668
3
$18.5M 8.53%
158,685
+59,629
4
$17.5M 8.1%
176,940
-741
5
$16.6M 7.69%
161,314
+1,756
6
$13.7M 6.34%
160,104
+16,675
7
$12.9M 5.94%
+174,254
8
$11.9M 5.52%
+182,182
9
$11.5M 5.32%
+237,426
10
$10.7M 4.96%
+182,166
11
$3.86M 1.78%
483,668
+34,975
12
$2.33M 1.08%
18,043
-528
13
$1.86M 0.86%
42,101
-3,603
14
$1.59M 0.74%
13,794
+156
15
$1.27M 0.59%
27,206
+402
16
$1.12M 0.52%
84,978
-480
17
$1.11M 0.51%
54,764
-1,600
18
$1.01M 0.47%
32,176
-200
19
$981K 0.45%
12,555
+1,450
20
$911K 0.42%
11,728
-669
21
$713K 0.33%
21,845
-1,162
22
$667K 0.31%
5,471
+100
23
$638K 0.3%
13,720
+3,686
24
$604K 0.28%
7,584
-305
25
$524K 0.24%
7,080
+331
1
2 3