NorthRock Partners’s LPL Financial LPLA Stock Holding History

NorthRock Partners’s Portfolio LPLA Stock Details LPLA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-6,318	Closed	-$222K	–	49
2016 Q4	$222K	Buy	+6,318	New	+$221K	0.08%	49
2015 Q3	–	Sell	-13,720	Closed	-$638K	–	51
2015 Q2	$638K	Buy	13,720 +3,686	+37%	+$159K	0.3%	23
2015 Q1	$437K	Sell	10,034 -1,108	-10%	-$49K	0.26%	26
2014 Q4	$496K	Buy	+11,142	New	+$479K	0.3%	23

Other funds holding LPLA

JHIU

Janus Henderson Investors US Denver, Colorado $122B AUM 18.26% 1-Year Est. Return

SPO Advisory San Anselmo, California $2.11B AUM 14.87% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

FPA

First Pacific Advisors El Segundo, California $8.09B AUM 21.95% 1-Year Est. Return

FPR Partners San Francisco, California $579M AUM 26.76% 1-Year Est. Return

FCIM

Fairview Capital Investment Management Greenbrae, California $1.9B AUM 14.31% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

ACH

ArrowMark Colorado Holdings Denver, Colorado $2.4B AUM 42.85% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

CCP

Clarkston Capital Partners Rochester, Michigan $1.18B AUM 0.37% 1-Year Est. Return

NorthRock Partners's LPLA Position: Q1 2017 in Review

NorthRock Partners sold out of LPL Financial (LPLA) in Q1 2017, closing a stake of 6,318 shares — an estimated $222K sold.

NorthRock Partners first reported a position in LPLA in Q4 2014 and held it in 4 quarters. The position peaked at $638K in Q2 2015. 193 funds tracked by Wall St. Rank hold LPLA as of Q1 2017.

NorthRock Partners reported no remaining LPL Financial position as of Q1 2017 after selling out during the quarter.
NorthRock Partners sold 6,318 LPL Financial shares in Q1 2017, an estimated $222K.
NorthRock Partners first reported a position in LPL Financial in Q4 2014 and held it in 4 quarters.
NorthRock Partners's LPL Financial position peaked at $638K in Q2 2015.
193 funds tracked by Wall St. Rank held LPL Financial as of Q1 2017.

Based on NorthRock Partners's 13F filing for Q1 2017, filed 12 May 2017.