SPO Advisory’s LPL Financial LPLA Stock Holding History

SPO Advisory’s Portfolio LPLA Stock Details LPLA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-2,239,826	Closed	-$147M	–	16
2018 Q2	$147M	Sell	2,239,826 -4,202,900	-65%	-$276M	3.09%	13
2018 Q1	$393M	Sell	6,442,726 -518,700	-7%	-$32.2M	8.1%	5
2017 Q4	$398M	Hold	6,961,426	–	–	8.25%	6
2017 Q3	$359M	Sell	6,961,426 -1,224,600	-15%	-$56.4M	7.15%	7
2017 Q2	$348M	Sell	8,186,026 -447,600	-5%	-$18.2M	6.83%	7
2017 Q1	$344M	Hold	8,633,626	–	–	6.21%	6
2016 Q4	$304M	Hold	8,633,626	–	–	6.25%	6
2016 Q3	$258M	Hold	8,633,626	–	–	4.53%	8
2016 Q2	$195M	Buy	8,633,626 +10	+0%	+$251	3.89%	9
2016 Q1	$214M	Buy	8,633,616 +62,680	+0.7%	+$1.69M	3.92%	8
2015 Q4	$366M	Sell	8,570,936 -140,000	-2%	-$5.96M	6.4%	7
2015 Q3	$346M	Sell	8,710,936 -63,864	-0.7%	-$2.75M	5.86%	7
2015 Q2	$408M	Buy	8,774,800 +2,908,600	+50%	+$126M	6.1%	7
2015 Q1	$257M	Buy	5,866,200 +339,300	+6%	+$15M	3.54%	9
2014 Q4	$246M	Buy	+5,526,900	New	+$238M	3.28%	9

Other funds holding LPLA

Janus Henderson Group

Janus Henderson Group London, United Kingdom $209B AUM 37.72% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.7T AUM 30.48% 1-Year Est. Return

First Pacific Advisors El Segundo, California $7.13B AUM 21.51% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Frontier Capital Management Boston, Massachusetts $9.73B AUM 55.65% 1-Year Est. Return

Southpoint Capital Advisors New York $4.86B AUM 34.09% 1-Year Est. Return

Samlyn Capital New York $5.82B AUM 36.3% 1-Year Est. Return

Fairview Capital Investment Management Greenbrae, California $1.84B AUM 13.39% 1-Year Est. Return

Fidelity Investments

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return