NorthRock Partners’s UBS Group UBS Stock Holding History

NorthRock Partners’s Portfolio UBS Stock Details UBS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-29,668	Closed	-$506K	–	44
2014 Q4	$506K	Buy	+29,668	New	+$508K	0.31%	21

Other funds holding UBS

Norges Bank Oslo, Norway $935B AUM

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Fidelity International Hamilton, Bermuda $129B AUM 30.83% 1-Year Est. Return

OppenheimerFunds New York $80.4B AUM 15.1% 1-Year Est. Return

Zurich Cantonal Bank Zurich, Switzerland $46B AUM 27.59% 1-Year Est. Return

NorthRock Partners's UBS Position: Q1 2015 in Review

NorthRock Partners sold out of UBS Group (UBS) in Q1 2015, closing a stake of 29,668 shares — an estimated $506K sold.

NorthRock Partners first reported a position in UBS in Q4 2014 and held it in 1 quarter. The position peaked at $506K in Q4 2014. 172 funds tracked by Wall St. Rank hold UBS as of Q1 2015.

NorthRock Partners reported no remaining UBS Group position as of Q1 2015 after selling out during the quarter.
NorthRock Partners sold 29,668 UBS Group shares in Q1 2015, an estimated $506K.
NorthRock Partners first reported a position in UBS Group in Q4 2014 and held it in 1 quarter.
NorthRock Partners's UBS Group position peaked at $506K in Q4 2014.
172 funds tracked by Wall St. Rank held UBS Group as of Q1 2015.

Based on NorthRock Partners's 13F filing for Q1 2015, filed 14 May 2015.