NorthRock Partners’s State Street SPDR Portfolio S&P 600 Small Cap ETF SPSM Stock Holding History

NorthRock Partners’s Portfolio SPSM Stock Details SPSM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$3.76M	Sell	65,211 -6,163	-9%	-$329K	0.05%	146
2026 Q1	$3.45M	Buy	71,374 +19,056	+36%	+$943K	0.06%	152
2025 Q4	$2.45M	Buy	52,318 +458	+0.9%	+$21.4K	0.04%	177
2025 Q3	$2.4M	Buy	51,860 +473	+0.9%	+$21.2K	0.04%	194
2025 Q2	$2.19M	Buy	51,387 +105	+0.2%	+$4.23K	0.06%	129
2025 Q1	$2.09M	Sell	51,282 -369	-0.7%	-$16.3K	0.07%	115
2024 Q4	$2.32M	Sell	51,651 -120	-0.2%	-$5.58K	0.08%	106
2024 Q3	$2.36M	Sell	51,771 -722	-1%	-$31.7K	0.08%	109
2024 Q2	$2.18M	Sell	52,493 -3,048	-5%	-$127K	0.08%	106
2024 Q1	$2.39M	Sell	55,541 -1,106	-2%	-$45.7K	0.09%	107
2023 Q4	$2.39M	Buy	56,647 +21,609	+62%	+$814K	0.1%	105
2023 Q3	$1.29M	Buy	35,038 +6,043	+21%	+$235K	0.13%	81
2023 Q2	$1.13M	Buy	+28,995	New	+$1.08M	0.12%	78

Other funds holding SPSM

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Betterment LLC New York $59.1B AUM 18.41% 1-Year Est. Return

Financial Engines Advisors Santa Clara, California $56.3B AUM 17.83% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Charles Schwab San Francisco, California $751B AUM 38.74% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

Valmark Advisers Akron, Ohio $9.42B AUM 17.63% 1-Year Est. Return

CCWA

CLA (CliftonLarsonAllen) Wealth Advisors Minneapolis, Minnesota $7.61B AUM 16.44% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

NorthRock Partners's SPSM Position: Q2 2026 in Review

NorthRock Partners reduced its State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) stake by 8.6% in Q2 2026, selling an estimated $329K and leaving 65,211 shares worth $3.76M. The position accounts for 0.05% of the portfolio, ranked #146.

NorthRock Partners first reported a position in SPSM in Q2 2023 and has held it in 13 quarters since. 1,054 funds tracked by Wall St. Rank hold SPSM as of Q2 2026.

NorthRock Partners held 65,211 shares of State Street SPDR Portfolio S&P 600 Small Cap ETF worth $3.76M as of Q2 2026.
NorthRock Partners sold 6,163 State Street SPDR Portfolio S&P 600 Small Cap ETF shares in Q2 2026, an estimated $329K.
State Street SPDR Portfolio S&P 600 Small Cap ETF made up 0.05% of NorthRock Partners's portfolio in Q2 2026, its #146 holding.
NorthRock Partners first reported a position in State Street SPDR Portfolio S&P 600 Small Cap ETF in Q2 2023 and has held it in 13 quarters since.
1,054 funds tracked by Wall St. Rank held State Street SPDR Portfolio S&P 600 Small Cap ETF as of Q2 2026.

Based on NorthRock Partners's 13F filing for Q2 2026, filed 11 Aug 2026.