NorthRock Partners’s State Street SPDR Portfolio S&P 600 Small Cap ETF SPSM Stock Holding History

NorthRock Partners’s Portfolio SPSM Stock Details SPSM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$3.45M	Buy	71,374 +19,056	+36%	+$943K	0.06%	152
2025 Q4	$2.45M	Buy	52,318 +458	+0.9%	+$21.4K	0.04%	177
2025 Q3	$2.4M	Buy	51,860 +473	+0.9%	+$21.2K	0.04%	194
2025 Q2	$2.19M	Buy	51,387 +105	+0.2%	+$4.23K	0.06%	129
2025 Q1	$2.09M	Sell	51,282 -369	-0.7%	-$16.3K	0.07%	115
2024 Q4	$2.32M	Sell	51,651 -120	-0.2%	-$5.58K	0.08%	106
2024 Q3	$2.36M	Sell	51,771 -722	-1%	-$31.7K	0.08%	109
2024 Q2	$2.18M	Sell	52,493 -3,048	-5%	-$127K	0.08%	106
2024 Q1	$2.39M	Sell	55,541 -1,106	-2%	-$45.7K	0.09%	107
2023 Q4	$2.39M	Buy	56,647 +21,609	+62%	+$814K	0.1%	105
2023 Q3	$1.29M	Buy	35,038 +6,043	+21%	+$235K	0.13%	81
2023 Q2	$1.13M	Buy	+28,995	New	+$1.08M	0.12%	78

Other funds holding SPSM

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Financial Engines Advisors Santa Clara, California $49.2B AUM 14.31% 1-Year Est. Return

Betterment LLC New York $52.8B AUM 15.34% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Charles Schwab San Francisco, California $654B AUM 26.35% 1-Year Est. Return

Valmark Advisers Akron, Ohio $8.42B AUM 14.36% 1-Year Est. Return

CCWA

CLA (CliftonLarsonAllen) Wealth Advisors Minneapolis, Minnesota $7.61B AUM 16.44% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

NorthRock Partners's SPSM Position: Q1 2026 in Review

NorthRock Partners increased its State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) stake by 36% in Q1 2026, buying an estimated $943K and bringing the position to 71,374 shares worth $3.45M. The position accounts for 0.06% of the portfolio, ranked #152.

NorthRock Partners first reported a position in SPSM in Q2 2023 and has held it in 12 quarters since. 999 funds tracked by Wall St. Rank hold SPSM as of Q1 2026.

NorthRock Partners held 71,374 shares of State Street SPDR Portfolio S&P 600 Small Cap ETF worth $3.45M as of Q1 2026.
NorthRock Partners bought 19,056 State Street SPDR Portfolio S&P 600 Small Cap ETF shares in Q1 2026, an estimated $943K.
State Street SPDR Portfolio S&P 600 Small Cap ETF made up 0.06% of NorthRock Partners's portfolio in Q1 2026, its #152 holding.
NorthRock Partners first reported a position in State Street SPDR Portfolio S&P 600 Small Cap ETF in Q2 2023 and has held it in 12 quarters since.
999 funds tracked by Wall St. Rank held State Street SPDR Portfolio S&P 600 Small Cap ETF as of Q1 2026.

Based on NorthRock Partners's 13F filing for Q1 2026, filed 15 May 2026.