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NorthRock Partners Portfolio holdings

AUM $6.89B
1-Year Est. Return 19.83%
This Fund
S&P 500
This Quarter Est. Return
+12.2%
1 Year Est. Return
+19.83%
3 Year Est. Return
+62.84%
5 Year Est. Return
+74.26%
10 Year Est. Return
+264.52%
AUM
$6.89B
AUM Growth
+$688M
Cap. Flow
-$247M
Cap. Flow %
-3.59%
Top 10 Hldgs %
44.32%
Holding
743
New
65
Increased
240
Reduced
333
Closed
63

Top Buys

Rank Stock Value
1
TAFM icon
AB Tax-Aware Intermediate Municipal ETF
TAFM
+$67M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$49.7M
3
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$39.7M
4
IGF icon
iShares Global Infrastructure ETF
IGF
+$27.4M
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$18.2M

Top Sells

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$140M
2
JMTG
JPMorgan Mortgage-Backed Securities ETF
JMTG
+$84.3M
3
VGT icon
Vanguard Information Technology ETF
VGT
+$75.8M
4
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$42.2M
5
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$42.2M

Sector Composition

Rank Sector Weight
1 Miscellaneous 83.13%
2 Technology 6.85%
3 Consumer Staples 2.44%
4 Financials 2.26%
5 Industrials 1.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHI icon
726
Schwab 5-10 Year Corporate Bond ETF
SCHI
$11.3B
– –
-9,316
Closed -$211K
SHEL icon
727
Shell
SHEL
$273B
– –
-5,763
Closed -$536K
SLV icon
728
CALL
iShares Silver Trust
SLV
$30.7B
– –
-200
Closed -$13.6K
SPIB icon
729
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.3B
– –
-11,780
Closed -$395K
SPY icon
730
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$795B
– –
-400
Closed -$260K
SPY icon
731
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$795B
– –
-100
Closed -$65K
TSLA icon
732
CALL
Tesla
TSLA
$1.41T
– –
-300
Closed -$112K
TSN icon
733
Tyson Foods
TSN
$18.3B
– –
-4,254
Closed -$273K
URA icon
734
Global X Uranium ETF
URA
$5.81B
– –
-4,262
Closed -$206K
USO icon
735
United States Oil Fund
USO
$2.27B
– –
-1,846
Closed -$235K
XLF icon
736
PUT
State Street Financial Select Sector SPDR ETF
XLF
$53.5B
– –
-500
Closed -$24.7K
XLRE icon
737
State Street Real Estate Select Sector SPDR ETF
XLRE
$7.95B
– –
-5,595
Closed -$228K
XOM icon
738
ExxonMobil
XOM
$672B
– –
-60,712
Closed -$10.3M
FLXR
739
TCW Flexible Income ETF
FLXR
$3.6B
– –
-7,521
Closed -$295K
LAR
740
Lithium Argentina AG
LAR
$912M
– –
-12,600
Closed -$49.8K
BMNR
741
CALL
BitMine Immersion Technologies
BMNR
$13.8B
– –
-100
Closed -$1.98K
BMNR
742
BitMine Immersion Technologies
BMNR
$13.8B
– –
-26,672
Closed -$528K
GAB.RT
743
DELISTED
The Gabelli Equity Trust Rights (expiring April 14 2026)
GAB.RT
– –
-79,680
Closed -$558
26 27 28 29
30

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RCWMU
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EWM
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CA
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NorthRock Partners's Q2 2026 Portfolio in Review

As of Q2 2026, NorthRock Partners held 743 positions worth $6.89B, up 11% from $6.2B the previous quarter. Its ten largest holdings account for 44% of the portfolio.

NorthRock Partners withdrew a net $247M in Q2 2026, closing 63 positions and reducing 333 holdings. Its most notable exit was ExxonMobil, an estimated $10.3M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 83% of assets, down from 83% a quarter earlier, followed by Technology and Consumer Staples.

Against the trend, NorthRock Partners opened a new position in iShares Flexible Equity Active ETF worth $8.61M.

  • NorthRock Partners's largest Q2 2026 buy was iShares Flexible Equity Active ETF: 336,225 shares worth $8.61M.
  • NorthRock Partners added most to AB Tax-Aware Intermediate Municipal ETF in Q2 2026, an estimated $67M increase.
  • NorthRock Partners's biggest Q2 2026 reduction was iShares Russell 1000 Growth ETF, cutting an estimated $140M.
  • NorthRock Partners fully exited ExxonMobil in Q2 2026, selling an estimated $10.3M.
  • NorthRock Partners's ten largest holdings make up 44% of its $6.89B portfolio in Q2 2026.
  • NorthRock Partners opened 65 new positions and closed 63 in Q2 2026.
  • NorthRock Partners's portfolio value rose 11% quarter-over-quarter to $6.89B.

Based on NorthRock Partners's 13F filing for Q2 2026, filed 11 Aug 2026.