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NorthRock Partners Portfolio holdings

AUM $6.89B
1-Year Est. Return 19.83%
This Fund
S&P 500
This Quarter Est. Return
+12.2%
1 Year Est. Return
+19.83%
3 Year Est. Return
+62.84%
5 Year Est. Return
+74.26%
10 Year Est. Return
+264.52%
AUM
$6.89B
AUM Growth
+$688M
Cap. Flow
-$249M
Cap. Flow %
-3.62%
Top 10 Hldgs %
44.32%
Holding
743
New
65
Increased
240
Reduced
333
Closed
63

Top Buys

Rank Stock Value
1
TAFM icon
AB Tax-Aware Intermediate Municipal ETF
TAFM
+$67M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$49.7M
3
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$39.7M
4
IGF icon
iShares Global Infrastructure ETF
IGF
+$27.4M
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$18.2M

Top Sells

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$140M
2
JMTG
JPMorgan Mortgage-Backed Securities ETF
JMTG
+$84.3M
3
VGT icon
Vanguard Information Technology ETF
VGT
+$75.8M
4
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$42.2M
5
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$42.2M

Sector Composition

Rank Sector Weight
1 Technology 6.85%
2 Consumer Staples 2.44%
3 Financials 2.25%
4 Industrials 1.21%
5 Healthcare 1.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TXN icon
676
PUT
Texas Instruments
TXN
$253B
$29.7K ﹤0.01%
100
– –
PEP icon
677
PUT
PepsiCo
PEP
$189B
$27.1K ﹤0.01%
200
– –
DG icon
678
PUT
Dollar General
DG
$26.4B
$22.9K ﹤0.01%
+200
New +$22.7K
EEM icon
679
PUT
iShares MSCI Emerging Markets ETF
EEM
$30.4B
$13.7K ﹤0.01%
+200
New +$13.1K
BF.B icon
680
CALL
Brown-Forman Class B
BF.B
$12.8B
$5.33K ﹤0.01%
200
– –
ACN icon
681
Accenture
ACN
$109B
– –
-2,028
Closed -$402K
AEM icon
682
Agnico Eagle Mines
AEM
$93.9B
– –
-1,219
Closed -$247K
AJG icon
683
Arthur J. Gallagher & Co
AJG
$65.4B
– –
-1,366
Closed -$296K
ALB icon
684
Albemarle
ALB
$15.1B
– –
-1,201
Closed -$216K
APP icon
685
CALL
Applovin
APP
$103B
– –
-100
Closed -$39.8K
APP icon
686
Applovin
APP
$103B
– –
-420
Closed -$167K
AUR icon
687
Aurora
AUR
$13.3B
– –
-11,442
Closed -$47.1K
AVY icon
688
Avery Dennison
AVY
$13.7B
– –
-1,220
Closed -$211K
BA icon
689
PUT
Boeing
BA
$183B
– –
-100
Closed -$19.9K
BABA icon
690
CALL
Alibaba
BABA
$299B
– –
-200
Closed -$25.1K
BABA icon
691
PUT
Alibaba
BABA
$299B
– –
-200
Closed -$25.1K
BRK.B icon
692
CALL
Berkshire Hathaway Class B
BRK.B
$1.09T
– –
-200
Closed -$95.8K
DTE icon
693
DTE Energy
DTE
$28.8B
– –
-1,843
Closed -$269K
EFX icon
694
Equifax
EFX
$21.2B
– –
-1,422
Closed -$256K
ENB icon
695
CALL
Enbridge
ENB
$113B
– –
-1,000
Closed -$54.1K
ENB icon
696
Enbridge
ENB
$113B
– –
-3,354
Closed -$182K
EWU icon
697
iShares MSCI United Kingdom ETF
EWU
$4.14B
– –
-5,707
Closed -$260K
FNDA icon
698
Schwab Fundamental US Small Company Index ETF
FNDA
$9.38B
– –
-10,960
Closed -$355K
FNDE icon
699
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$10B
– –
-6,448
Closed -$247K
FNDX icon
700
Schwab Fundamental US Large Company Index ETF
FNDX
$27.4B
– –
-15,371
Closed -$428K
26 27
28
29 30

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GAM
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PFA
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SBH
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DE
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CF
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CWM
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JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return

NorthRock Partners's Q2 2026 Portfolio in Review

As of Q2 2026, NorthRock Partners held 743 positions worth $6.89B, up 11% from $6.2B the previous quarter. Its ten largest holdings account for 44% of the portfolio.

NorthRock Partners withdrew a net $249M in Q2 2026, closing 63 positions and reducing 333 holdings. Its most notable exit was ExxonMobil, an estimated $10.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 6.8% of assets, up from 6.3% a quarter earlier, followed by Consumer Staples and Financials.

Against the trend, NorthRock Partners opened a new position in iShares Flexible Equity Active ETF worth $8.61M.

  • NorthRock Partners's largest Q2 2026 buy was iShares Flexible Equity Active ETF: 336,225 shares worth $8.61M.
  • NorthRock Partners added most to AB Tax-Aware Intermediate Municipal ETF in Q2 2026, an estimated $67M increase.
  • NorthRock Partners's biggest Q2 2026 reduction was iShares Russell 1000 Growth ETF, cutting an estimated $140M.
  • NorthRock Partners fully exited ExxonMobil in Q2 2026, selling an estimated $10.3M.
  • NorthRock Partners's ten largest holdings make up 44% of its $6.89B portfolio in Q2 2026.
  • NorthRock Partners opened 65 new positions and closed 63 in Q2 2026.
  • NorthRock Partners's portfolio value rose 11% quarter-over-quarter to $6.89B.

Based on NorthRock Partners's 13F filing for Q2 2026, filed 11 Aug 2026.