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NorthRock Partners Portfolio holdings

AUM $6.89B
1-Year Est. Return 19.83%
This Fund
S&P 500
This Quarter Est. Return
+12.2%
1 Year Est. Return
+19.83%
3 Year Est. Return
+62.84%
5 Year Est. Return
+74.26%
10 Year Est. Return
+264.52%
AUM
$6.89B
AUM Growth
+$688M
Cap. Flow
-$249M
Cap. Flow %
-3.62%
Top 10 Hldgs %
44.32%
Holding
743
New
65
Increased
240
Reduced
333
Closed
63

Top Buys

Rank Stock Value
1
TAFM icon
AB Tax-Aware Intermediate Municipal ETF
TAFM
+$67M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$49.7M
3
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$39.7M
4
IGF icon
iShares Global Infrastructure ETF
IGF
+$27.4M
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$18.2M

Top Sells

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$140M
2
JMTG
JPMorgan Mortgage-Backed Securities ETF
JMTG
+$84.3M
3
VGT icon
Vanguard Information Technology ETF
VGT
+$75.8M
4
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$42.2M
5
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$42.2M

Sector Composition

Rank Sector Weight
1 Technology 6.85%
2 Consumer Staples 2.44%
3 Financials 2.25%
4 Industrials 1.21%
5 Healthcare 1.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LBTYK icon
651
Liberty Global Class C
LBTYK
$3.46B
$172K ﹤0.01%
15,657
+1
+0% +$12
GAB icon
652
Gabelli Equity Trust
GAB
$1.81B
$162K ﹤0.01%
28,598
-3,509
-11% -$19.6K
GAIN icon
653
Gladstone Investment Corp
GAIN
$654M
$159K ﹤0.01%
10,262
– –
FSK icon
654
FS KKR Capital
FSK
$3.36B
$147K ﹤0.01%
14,017
-23,714
-63% -$255K
TSM icon
655
CALL
TSMC
TSM
$2.23T
$143K ﹤0.01%
300
– –
OWL icon
656
Blue Owl Capital
OWL
$19.1B
$135K ﹤0.01%
+15,446
New +$147K
FSSL
657
FS Specialty Lending Fund
FSSL
$875M
$134K ﹤0.01%
12,007
-1,721
-13% -$20.3K
NML
658
Neuberger Energy Infrastructure and Income Fund Inc
NML
$603M
$119K ﹤0.01%
11,739
-1,842
-14% -$18.6K
PCYO icon
659
Pure Cycle
PCYO
$273M
$118K ﹤0.01%
11,000
– –
MU icon
660
CALL
Micron Technology
MU
$1.03T
$115K ﹤0.01%
+100
New +$75K
DNUT icon
661
Krispy Kreme
DNUT
$573M
$114K ﹤0.01%
32,260
+1
+0% +$4
JOBY icon
662
Joby Aviation
JOBY
$7.87B
$113K ﹤0.01%
12,668
-258
-2% -$2.49K
GGRP
663
Glimpse Group
GGRP
$19.5M
$98.6K ﹤0.01%
128,115
-20,006
-14% -$13.4K
WRAP icon
664
Wrap Technologies
WRAP
$96.9M
$80.4K ﹤0.01%
62,344
– –
LUMN icon
665
Lumen
LUMN
$6.49B
$80.2K ﹤0.01%
10,441
-95
-0.9% -$833
CERT icon
666
Certara
CERT
$1.22B
$68.5K ﹤0.01%
+10,456
New +$58.9K
RGP icon
667
Resources Connection
RGP
$144M
$64.2K ﹤0.01%
15,110
– –
CLOV icon
668
Clover Health Investments
CLOV
$2.41B
$55.8K ﹤0.01%
10,640
– –
LAC
669
Lithium Americas
LAC
$1.18B
$43.7K ﹤0.01%
11,352
-2,142
-16% -$10.2K
HGBL icon
670
Heritage Global
HGBL
$37.2M
$41.3K ﹤0.01%
34,139
– –
PNNT
671
Pennant Park Investment Corp
PNNT
$249M
$41.2K ﹤0.01%
11,876
+62
+0.5% +$257
ABEV icon
672
Ambev
ABEV
$43.5B
$40.1K ﹤0.01%
12,771
-989
-7% -$3.09K
ABAT icon
673
American Battery Technology Co
ABAT
$344M
$35.6K ﹤0.01%
12,591
– –
ORBS
674
Eightco Holdings
ORBS
$286M
$35.3K ﹤0.01%
50,711
-1,872
-4% -$1.68K
IWM icon
675
CALL
iShares Russell 2000 ETF
IWM
$82.2B
$30K ﹤0.01%
100
-100
-50% -$28.1K
25 26
27
28 29

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AMH
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GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
DE
Defiance ETFs New York $6.98B AUM
CF
Cantor Fitzgerald New York $6.78B AUM 28.97% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
RPI
Railway Pension Investments London, United Kingdom $7.03B AUM 18.92% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return

NorthRock Partners's Q2 2026 Portfolio in Review

As of Q2 2026, NorthRock Partners held 743 positions worth $6.89B, up 11% from $6.2B the previous quarter. Its ten largest holdings account for 44% of the portfolio.

NorthRock Partners withdrew a net $249M in Q2 2026, closing 63 positions and reducing 333 holdings. Its most notable exit was ExxonMobil, an estimated $10.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 6.8% of assets, up from 6.3% a quarter earlier, followed by Consumer Staples and Financials.

Against the trend, NorthRock Partners opened a new position in iShares Flexible Equity Active ETF worth $8.61M.

  • NorthRock Partners's largest Q2 2026 buy was iShares Flexible Equity Active ETF: 336,225 shares worth $8.61M.
  • NorthRock Partners added most to AB Tax-Aware Intermediate Municipal ETF in Q2 2026, an estimated $67M increase.
  • NorthRock Partners's biggest Q2 2026 reduction was iShares Russell 1000 Growth ETF, cutting an estimated $140M.
  • NorthRock Partners fully exited ExxonMobil in Q2 2026, selling an estimated $10.3M.
  • NorthRock Partners's ten largest holdings make up 44% of its $6.89B portfolio in Q2 2026.
  • NorthRock Partners opened 65 new positions and closed 63 in Q2 2026.
  • NorthRock Partners's portfolio value rose 11% quarter-over-quarter to $6.89B.

Based on NorthRock Partners's 13F filing for Q2 2026, filed 11 Aug 2026.