NorthRock Partners’s Gladstone Investment Corp GAIN Stock Holding History

NorthRock Partners’s Portfolio GAIN Stock Details GAIN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$146K	Hold	10,262	–	–	﹤0.01%	636
2025 Q4	$143K	Buy	+10,262	New	+$142K	﹤0.01%	591

Other funds holding GAIN

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UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

PFG Advisors Phoenix, Arizona $1.98B AUM 28.18% 1-Year Est. Return

Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Outfitter Financial Brunswick, Maine $129M AUM 25.5% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

NorthRock Partners's GAIN Position: Q1 2026 in Review

NorthRock Partners held its Gladstone Investment Corp (GAIN) position steady in Q1 2026 at 10,262 shares worth $146K. The position accounts for ﹤0.01% of the portfolio, ranked #636.

NorthRock Partners first reported a position in GAIN in Q4 2025 and has held it in 2 quarters since. 90 funds tracked by Wall St. Rank hold GAIN as of Q1 2026.

NorthRock Partners held 10,262 shares of Gladstone Investment Corp worth $146K as of Q1 2026.
NorthRock Partners left its Gladstone Investment Corp share count unchanged in Q1 2026.
Gladstone Investment Corp made up ﹤0.01% of NorthRock Partners's portfolio in Q1 2026, its #636 holding.
NorthRock Partners first reported a position in Gladstone Investment Corp in Q4 2025 and has held it in 2 quarters since.
90 funds tracked by Wall St. Rank held Gladstone Investment Corp as of Q1 2026.

Based on NorthRock Partners's 13F filing for Q1 2026, filed 15 May 2026.