LPL Financial
GAIN icon

LPL Financial’s Gladstone Investment Corp GAIN Stock Holding History

LPL Financial’s Portfolio GAIN Stock Details GAIN Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$2.66M Sell
187,438
-6,495
-3% -$90.5K ﹤0.01% 3235
2025
Q4 		$2.71M Sell
193,933
-1,825
-0.9% -$25.3K ﹤0.01% 3109
2025
Q3 		$2.71M Buy
195,758
+7,565
+4% +$107K ﹤0.01% 3030
2025
Q2 		$2.69M Buy
188,193
+1,537
+0.8% +$21.5K ﹤0.01% 2851
2025
Q1 		$2.49M Sell
186,656
-3,409
-2% -$45.7K ﹤0.01% 2746
2024
Q4 		$2.52M Buy
190,065
+28,660
+18% +$391K ﹤0.01% 2662
2024
Q3 		$2.33M Buy
161,405
+8,139
+5% +$110K ﹤0.01% 2579
2024
Q2 		$2.14M Buy
153,266
+197
+0.1% +$2.77K ﹤0.01% 2535
2024
Q1 		$2.18M Sell
153,069
-12,772
-8% -$181K ﹤0.01% 2473
2023
Q4 		$2.35M Sell
165,841
-20,722
-11% -$286K ﹤0.01% 2285
2023
Q3 		$2.38M Sell
186,563
-4,660
-2% -$60.9K ﹤0.01% 2159
2023
Q2 		$2.49M Buy
191,223
+4,430
+2% +$58.3K ﹤0.01% 2057
2023
Q1 		$2.48M Buy
186,793
+2,356
+1% +$31.8K ﹤0.01% 1975
2022
Q4 		$2.38M Buy
184,437
+27,277
+17% +$360K ﹤0.01% 1942
2022
Q3 		$1.9M Buy
157,160
+42,771
+37% +$615K ﹤0.01% 2029
2022
Q2 		$1.61M Buy
114,389
+2,501
+2% +$37.6K ﹤0.01% 2195
2022
Q1 		$1.8M Buy
111,888
+1,080
+1% +$17K ﹤0.01% 2135
2021
Q4 		$1.89M Sell
110,808
-2,539
-2% -$40.5K ﹤0.01% 2132
2021
Q3 		$1.57M Buy
113,347
+3,325
+3% +$48.2K ﹤0.01% 2242
2021
Q2 		$1.58M Buy
110,022
+1,824
+2% +$25.5K ﹤0.01% 2166
2021
Q1 		$1.32M Buy
108,198
+14,184
+15% +$163K ﹤0.01% 2160
2020
Q4 		$949K Buy
94,014
+3,881
+4% +$36.9K ﹤0.01% 2225
2020
Q3 		$820K Buy
90,133
+4,326
+5% +$41.2K ﹤0.01% 2097
2020
Q2 		$879K Buy
+85,807
New +$881K ﹤0.01% 1915
2019
Q1 		– Sell
-11,060
Closed -$103K – 3211
2018
Q4 		$103K Sell
11,060
-125,481
-92% -$1.26M ﹤0.01% 2950
2018
Q3 		$1.56M Sell
136,541
-15,861
-10% -$187K ﹤0.01% 1345
2018
Q2 		$1.79M Buy
152,402
+10,993
+8% +$124K ﹤0.01% 1207
2018
Q1 		$1.43M Buy
141,409
+72,060
+104% +$752K ﹤0.01% 1345
2017
Q4 		$774K Buy
69,349
+53,856
+348% +$570K ﹤0.01% 1719
2017
Q3 		$147K Sell
15,493
-978
-6% -$9.19K ﹤0.01% 2726
2017
Q2 		$155K Sell
16,471
-42,358
-72% -$394K ﹤0.01% 2650
2017
Q1 		$532K Buy
58,829
+14,938
+34% +$133K ﹤0.01% 1752
2016
Q4 		$377K Buy
43,891
+10,919
+33% +$91.8K ﹤0.01% 1981
2016
Q3 		$295K Buy
32,972
+5,542
+20% +$46.3K ﹤0.01% 2134
2016
Q2 		$201K Sell
27,430
-7,871
-22% -$54.9K ﹤0.01% 2377
2016
Q1 		$246K Buy
35,301
+2,611
+8% +$18.4K ﹤0.01% 2656
2015
Q4 		$259K Buy
32,690
+22,189
+211% +$168K ﹤0.01% 2644
2015
Q3 		$75K Sell
10,501
-811
-7% -$6.24K ﹤0.01% 2684
2015
Q2 		$91K Sell
11,312
-5,924
-34% -$45.1K ﹤0.01% 2761
2015
Q1 		$128K Buy
+17,236
New +$129K ﹤0.01% 2647
2014
Q1 		– Sell
-36,441
Closed -$294K – 2671
2013
Q4 		$294K Sell
36,441
-2,706
-7% -$19.9K ﹤0.01% 2137
2013
Q3 		$280K Sell
39,147
-392
-1% -$2.83K ﹤0.01% 2062
2013
Q2 		$291K Buy
+39,539
New +$289K ﹤0.01% 1925

Other funds holding GAIN

MW
Melia Wealth Tulsa, Oklahoma $207M AUM 13.85% 1-Year Est. Return
Two Sigma Investments
Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
VanEck Associates
VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
PA
PFG Advisors Phoenix, Arizona $1.98B AUM 28.18% 1-Year Est. Return
Legal & General Group
Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return
BlackRock
BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return
OF
Outfitter Financial Brunswick, Maine $129M AUM 25.5% 1-Year Est. Return
William Blair & Company
William Blair & Company Chicago, Illinois $34.9B AUM 18.88% 1-Year Est. Return

LPL Financial's GAIN Position: Q1 2026 in Review

LPL Financial reduced its Gladstone Investment Corp (GAIN) stake by 3.3% in Q1 2026, selling an estimated $90.5K and leaving 187,438 shares worth $2.66M. The position accounts for ﹤0.01% of the portfolio, ranked #3235.

LPL Financial first reported a position in GAIN in Q2 2013 and has held it in 43 quarters since. The position peaked at $2.71M in Q4 2025. 90 funds tracked by Wall St. Rank hold GAIN as of Q1 2026.

  • LPL Financial held 187,438 shares of Gladstone Investment Corp worth $2.66M as of Q1 2026.
  • LPL Financial sold 6,495 Gladstone Investment Corp shares in Q1 2026, an estimated $90.5K.
  • Gladstone Investment Corp made up ﹤0.01% of LPL Financial's portfolio in Q1 2026, its #3235 holding.
  • LPL Financial first reported a position in Gladstone Investment Corp in Q2 2013 and has held it in 43 quarters since.
  • LPL Financial's Gladstone Investment Corp position peaked at $2.71M in Q4 2025.
  • 90 funds tracked by Wall St. Rank held Gladstone Investment Corp as of Q1 2026.

Based on LPL Financial's 13F filing for Q1 2026, filed 6 May 2026.