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Gladstone Investment Corp
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Overview Fund Activity

66 hedge funds and large institutions have $50.3M invested in Gladstone Investment Corp in 2016 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 21 increasing their positions, 26 reducing their positions, and 8 closing their positions.

Holders
66
Holders Change
-4
Holders Change %
-5.71%
% of All Funds
1.65%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
21
Reduced
26
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LTFS
1
Ladenburg Thalmann Financial Services
Florida
$2.66M
2
GCP
2
GSA Capital Partners
United Kingdom
$777K
3
AAM
3
Advisors Asset Management
Colorado
$6.27M
4
AG
4
Algert Global
California
$1.57M
5
BG
5
BlackRock Group
United Kingdom
$1.73M

Top Sellers

1
Millennium Management
1
Millennium Management
New York
$608K
2
DTL
2
Dynamic Technology Lab
Singapore
$0
3
HIM
3
Hillsdale Investment Management
Ontario, Canada
$527K
4
Two Sigma Advisers
4
Two Sigma Advisers
New York
$1.44M
5
Morgan Stanley
5
Morgan Stanley
New York
$3.5M
Name Market Value Shares Shares
Change 		Shares
Change %
AAM
1
Advisors Asset Management
Colorado
$6.27M 740,998 +82,371 +13%
UBS Group
2
UBS Group
Switzerland
$5.18M 612,312 +40,905 +7%
LSV Asset Management
3
LSV Asset Management
Illinois
$3.99M 471,516 -12,900 -3%
Morgan Stanley
4
Morgan Stanley
New York
$3.5M 413,334 -49,790 -11%
LTFS
5
Ladenburg Thalmann Financial Services
Florida
$2.66M 313,758 +228,546 +268%
DC
6
Davenport & Co
Virginia
$2.62M 309,676 -8,598 -3%
OA
7
Outfitter Advisors
Virginia
$2.07M 244,765 -1,850 -0.8%
Two Sigma Investments
8
Two Sigma Investments
New York
$1.89M 223,909 -28,318 -11%
CAS
9
Cue Advisory Services
Arizona
$1.86M 219,950 +7,500 +4%
BG
10
BlackRock Group
United Kingdom
$1.73M 204,775 +49,657 +32%
AG
11
Algert Global
California
$1.57M 185,102 +55,004 +42%
VanEck Associates
12
VanEck Associates
New York
$1.52M 179,416 +40,733 +29%
Two Sigma Advisers
13
Two Sigma Advisers
New York
$1.44M 170,422 -57,364 -25%
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$1.36M 161,050 -5,622 -3%
CIM
15
Confluence Investment Management
Missouri
$1.21M 142,533 – –
NFA
16
Nuveen Fund Advisors
Illinois
$1.1M 129,801 -2,702 -2%
WCM
17
Wedge Capital Management
North Carolina
$821K 97,000 – –
GCP
18
GSA Capital Partners
United Kingdom
$777K 91,796 +91,796 New
California Public Employees Retirement System
19
California Public Employees Retirement System
California
$694K 82,000 – –
CWM
20
Cornerstone Wealth Management
Missouri
$630K 73,210 -3,006 -4%
Millennium Management
21
Millennium Management
New York
$608K 71,924 -159,887 -69%
IAM
22
ICM Asset Management
Washington
$560K 66,220 -5,225 -7%
Legal & General Group
23
Legal & General Group
United Kingdom
$550K 64,959 – –
HIM
24
Hillsdale Investment Management
Ontario, Canada
$527K 62,300 -58,300 -48%
JPMorgan Chase & Co
25
JPMorgan Chase & Co
New York
$506K 59,767 -21,385 -26%
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