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Gladstone Investment Corp

66 hedge funds and large institutions have $75M invested in Gladstone Investment Corp in 2013 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 29 increasing their positions, 18 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

61% more repeat investments, than reductions

Existing positions increased: 29 | Existing positions reduced: 18

50% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 4

0% more funds holding

Funds holding: 6666 (0)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

1% less capital invested

Capital invested by funds: $76.1M → $75M (-$1.01M)

Holders
66
Holders Change
Holders Change %
0%
% of All Funds
2.14%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
6
Increased
29
Reduced
18
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BAM
1
Burgundy Asset Management
Ontario, Canada
$18.7M +$44.4K +6,153 +0.2%
VBA
2
Van Berkom & Associates
Quebec, Canada
$8.57M +$15.1K +2,089 +0.2%
BI
3
Bulldog Investors
New Jersey
$6.72M -$77.9K -10,800 -1%
BFA
4
BlackRock Fund Advisors
California
$5.39M +$586K +81,248 +12%
DC
5
Davenport & Co
Virginia
$3.1M +$73.1K +10,137 +2%
U
6
UBS
Switzerland
$2.67M +$156K +21,617 +6%
BIT
7
BlackRock Institutional Trust
California
$2.57M +$110K +15,195 +4%
State Street
8
State Street
Massachusetts
$2.47M -$47K -6,518 -2%
Northern Trust
9
Northern Trust
Illinois
$2.17M -$58.7K -8,142 -3%
Bank of New York Mellon
10
Bank of New York Mellon
New York
$2.13M +$212K +29,352 +11%
CIM
11
Confluence Investment Management
Missouri
$2.06M
AAM
12
Advisors Asset Management
Colorado
$2.04M -$145K -20,145 -6%
Wells Fargo
13
Wells Fargo
California
$1.69M +$8.44K +1,171 +0.5%
Vanguard Group
14
Vanguard Group
Pennsylvania
$1.52M +$735 +102 +0%
OA
15
Outfitter Advisors
Virginia
$1.48M +$171K +23,699 +13%
Goldman Sachs
16
Goldman Sachs
New York
$1.13M +$60.4K +8,379 +6%
BG
17
BlackRock Group
United Kingdom
$1.02M +$1.04M +144,297 New
TCIM
18
TIAA CREF Investment Management
New York
$831K +$41.6K +5,767 +5%
Two Sigma Advisers
19
Two Sigma Advisers
New York
$687K +$46.1K +6,400 +7%
Janney Montgomery Scott
20
Janney Montgomery Scott
Pennsylvania
$685K +$604K +83,809 +627%
BIM
21
BlackRock Investment Management
Delaware
$664K +$17.1K +2,374 +3%
Two Sigma Investments
22
Two Sigma Investments
New York
$526K -$64.1K -8,890 -11%
Morgan Stanley
23
Morgan Stanley
New York
$445K +$45.1K +6,261 +11%
Deutsche Bank
24
Deutsche Bank
Germany
$445K +$113K +15,732 +33%
BCM
25
Bridgeway Capital Management
Texas
$398K

GAIN Hedge Fund Activity: Q3 2013 in Review

66 of the 3,085 institutional investors tracked by Wall St. Rank reported a position in Gladstone Investment Corp (GAIN) for Q3 2013, worth a combined $75M — down 1.3% from $76.1M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new GAIN positions and 4 closed out — a net gain of 2 holders — while 29 added to existing stakes and 18 trimmed.

The largest buyer was BlackRock Group, opening a new position worth an estimated $1.04M. The largest seller was ACG Wealth, exiting entirely with an estimated $568K sold.

  • 66 institutional investors held Gladstone Investment Corp (GAIN) as of Q3 2013, unchanged from Q2 2013.
  • Funds reported $75M of Gladstone Investment Corp stock for Q3 2013, down 1.3% quarter-over-quarter.
  • 6 funds opened new Gladstone Investment Corp positions in Q3 2013 and 4 closed out, a net change of +2 holders.
  • The largest Gladstone Investment Corp buyer in Q3 2013 was BlackRock Group, an estimated $1.04M added.
  • The largest Gladstone Investment Corp seller in Q3 2013 was ACG Wealth, an estimated $568K sold.

Based on aggregated 13F filings for Q3 2013.