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Gladstone Investment Corp
GAIN

Overview Fund Activity

66 hedge funds and large institutions have $75M invested in Gladstone Investment Corp in 2013 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 29 increasing their positions, 18 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
66
Holders Change
–
Holders Change %
0%
% of All Funds
2.14%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
6
Increased
29
Reduced
18
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BG
BlackRock Group
United Kingdom
$1.02M
2
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
$685K
3
BFA
BlackRock Fund Advisors
California
$5.39M
4
Bank of New York Mellon
Bank of New York Mellon
New York
$2.13M
5
OA
Outfitter Advisors
Virginia
$1.48M

Top Sellers

1
AW
ACG Wealth
Georgia
$0
2
RJA
Raymond James & Associates
Florida
$0
3
AAM
Advisors Asset Management
Colorado
$2.04M
4
BI
Bulldog Investors
New Jersey
$6.73M
5
AIG
American International Group
New York
$125K
Name Holding Trade Value Shares
Change 		Shares
Change %
BAM
1
Burgundy Asset Management
Ontario, Canada
$18.7M +$43.4K +6,153 +0.2%
VBA
2
Van Berkom & Associates
Quebec, Canada
$8.57M +$14.7K +2,089 +0.2%
BI
3
Bulldog Investors
New Jersey
$6.73M -$76.1K -10,800 -1%
BFA
4
BlackRock Fund Advisors
California
$5.39M +$573K +81,248 +12%
DC
5
Davenport & Co
Virginia
$3.1M +$71.5K +10,137 +2%
U
6
UBS
Switzerland
$2.67M +$152K +21,617 +6%
BIT
7
BlackRock Institutional Trust
California
$2.57M +$107K +15,195 +4%
State Street
8
State Street
Massachusetts
$2.47M -$46K -6,518 -2%
Northern Trust
9
Northern Trust
Illinois
$2.17M -$57.4K -8,142 -3%
Bank of New York Mellon
10
Bank of New York Mellon
New York
$2.13M +$207K +29,352 +11%
CIM
11
Confluence Investment Management
Missouri
$2.06M – – –
AAM
12
Advisors Asset Management
Colorado
$2.04M -$142K -20,145 -6%
Wells Fargo
13
Wells Fargo
California
$1.69M +$8.26K +1,171 +0.5%
Vanguard Group
14
Vanguard Group
Pennsylvania
$1.52M +$719 +102 +0%
OA
15
Outfitter Advisors
Virginia
$1.48M +$167K +23,699 +13%
Goldman Sachs
16
Goldman Sachs
New York
$1.13M +$59.1K +8,379 +6%
BG
17
BlackRock Group
United Kingdom
$1.02M +$1.02M +144,297 New
TCIM
18
TIAA CREF Investment Management
New York
$831K +$40.7K +5,767 +5%
Two Sigma Advisers
19
Two Sigma Advisers
New York
$687K +$45K +6,400 +7%
Janney Montgomery Scott
20
Janney Montgomery Scott
Pennsylvania
$685K +$591K +83,809 +627%
BIM
21
BlackRock Investment Management
Delaware
$664K +$16.7K +2,374 +3%
Two Sigma Investments
22
Two Sigma Investments
New York
$526K -$62.7K -8,890 -11%
Morgan Stanley
23
Morgan Stanley
New York
$445K +$44.2K +6,261 +11%
Deutsche Bank
24
Deutsche Bank
Germany
$445K +$111K +15,732 +33%
BCM
25
Bridgeway Capital Management
Texas
$398K – – –
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