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Gladstone Investment Corp
GAIN

Overview Fund Activity

56 hedge funds and large institutions have $55.8M invested in Gladstone Investment Corp in 2015 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 11 increasing their positions, 23 reducing their positions, and 7 closing their positions.

Holders
56
Holders Change
+1
Holders Change %
+1.82%
% of All Funds
1.47%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
11
Reduced
23
Closed
7
Calls
$7K
Puts
$83K
Net Calls
-$76K
Net Calls Change
-$1K

Top Buyers

1
California Public Employees Retirement System
1
California Public Employees Retirement System
California
$629K
2
ACS
2
Archford Capital Strategies
Illinois
$295K
3
LPL Financial
3
LPL Financial
California
$259K
4
LTFS
4
Ladenburg Thalmann Financial Services
Florida
$563K
5
Morgan Stanley
5
Morgan Stanley
New York
$1.39M

Top Sellers

1
AAM
1
Advisors Asset Management
Colorado
$7.74M
2
Millennium Management
2
Millennium Management
New York
$0
3
CIM
3
Confluence Investment Management
Missouri
$1.14M
4
HCS
4
Harvest Capital Strategies
California
$0
5
Goldman Sachs
5
Goldman Sachs
New York
$80K
Name Market Value Shares Shares
Change 		Shares
Change %
VBA
1
Van Berkom & Associates
Quebec, Canada
$19M 2,481,358 -8,470 -0.3%
AAM
2
Advisors Asset Management
Colorado
$7.74M 1,009,410 -317,457 -24%
UBS Group
3
UBS Group
Switzerland
$4.1M 534,546 +5,188 +1%
LSV Asset Management
4
LSV Asset Management
Illinois
$3.9M 508,516 +1,800 +0.4%
DC
5
Davenport & Co
Virginia
$3.03M 394,397 -25,749 -6%
OA
6
Outfitter Advisors
Virginia
$1.92M 250,465 -600 -0.2%
CAS
7
Cue Advisory Services
Arizona
$1.6M 208,370 -5,000 -2%
Morgan Stanley
8
Morgan Stanley
New York
$1.39M 181,462 +12,784 +8%
Two Sigma Advisers
9
Two Sigma Advisers
New York
$1.35M 176,026 -20,892 -11%
CIM
10
Confluence Investment Management
Missouri
$1.14M 148,333 -39,663 -21%
BG
11
BlackRock Group
United Kingdom
$1.02M 132,443 -8,369 -6%
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
$1.01M 130,989 -3,932 -3%
Two Sigma Investments
13
Two Sigma Investments
New York
$966K 125,965 -20,779 -14%
VanEck Associates
14
VanEck Associates
New York
$876K 114,217 -6,634 -5%
WCM
15
Wedge Capital Management
North Carolina
$744K 97,000 -7,700 -7%
HIM
16
Hillsdale Investment Management
Ontario, Canada
$634K 82,599 -6,001 -7%
IAM
17
ICM Asset Management
Washington
$631K 82,330 +2,710 +3%
California Public Employees Retirement System
18
California Public Employees Retirement System
California
$629K 82,000 +82,000 New
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$563K 73,288 +20,865 +40%
Legal & General Group
20
Legal & General Group
United Kingdom
$352K 45,843 +6,751 +17%
Wells Fargo
21
Wells Fargo
California
$296K 38,559 +8,651 +29%
ACS
22
Archford Capital Strategies
Illinois
$295K 42,679 +42,679 New
DC
23
Deere & Company
Illinois
$283K 36,925 – –
Creative Planning
24
Creative Planning
Kansas
$276K 36,000 – –
LPL Financial
25
LPL Financial
California
$259K 32,690 +22,189 +211%
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