Advisors Asset Management’s Gladstone Investment Corp GAIN Stock Holding History

Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake
Trade Value Portfolio Weight Portfolio Position
2026
Q1
$1.55M Buy
108,973
+14,193
+15% +$198K 0.03% 675
2025
Q4
$1.32M Sell
94,780
-19,052
-17% -$264K 0.02% 713
2025
Q3
$1.57M Sell
113,832
-1,033
-0.9% -$14.6K 0.03% 667
2025
Q2
$1.64M Sell
114,865
-593
-0.5% -$8.28K 0.03% 626
2025
Q1
$1.54M Sell
115,458
-1,308
-1% -$17.6K 0.03% 632
2024
Q4
$1.55M Sell
116,766
-42,655
-27% -$583K 0.03% 615
2024
Q3
$2.3M Buy
159,421
+17,209
+12% +$232K 0.04% 521
2024
Q2
$1.99M Sell
142,212
-20,275
-12% -$285K 0.04% 543
2024
Q1
$2.31M Buy
162,487
+10,018
+7% +$142K 0.04% 507
2023
Q4
$2.16M Sell
152,469
-61,772
-29% -$853K 0.04% 508
2023
Q3
$2.73M Sell
214,241
-1,253
-0.6% -$16.4K 0.06% 403
2023
Q2
$2.81M Sell
215,494
-89,170
-29% -$1.17M 0.06% 405
2023
Q1
$4.04M Buy
304,664
+13,428
+5% +$181K 0.08% 306
2022
Q4
$3.76M Sell
291,236
-10,624
-4% -$140K 0.08% 310
2022
Q3
$3.65M Buy
301,860
+17,208
+6% +$247K 0.08% 300
2022
Q2
$4.01M Sell
284,652
-24,824
-8% -$374K 0.08% 292
2022
Q1
$4.99M Buy
309,476
+16,095
+5% +$253K 0.08% 274
2021
Q4
$5.01M Buy
293,381
+17,033
+6% +$272K 0.07% 288
2021
Q3
$3.83M Buy
276,348
+40,394
+17% +$586K 0.06% 357
2021
Q2
$3.4M Buy
235,954
+15,248
+7% +$213K 0.05% 390
2021
Q1
$2.7M Buy
220,706
+3,452
+2% +$39.7K 0.04% 470
2020
Q4
$2.19M Sell
217,254
-356
-0.2% -$3.38K 0.04% 511
2020
Q3
$1.98M Sell
217,610
-12,088
-5% -$115K 0.04% 475
2020
Q2
$2.35M Sell
229,698
-36,625
-14% -$376K 0.05% 400
2020
Q1
$2.09M Sell
266,323
-41,047
-13% -$488K 0.05% 379
2019
Q4
$4.07M Sell
307,370
-15,904
-5% -$215K 0.07% 301
2019
Q3
$3.99M Buy
323,274
+12,018
+4% +$140K 0.07% 302
2019
Q2
$3.5M Sell
311,256
-34,855
-10% -$414K 0.06% 355
2019
Q1
$4.01M Sell
346,111
-52,696
-13% -$591K 0.07% 318
2018
Q4
$3.72M Sell
398,807
-41,773
-9% -$420K 0.07% 311
2018
Q3
$5.04M Sell
440,580
-20,541
-4% -$242K 0.08% 295
2018
Q2
$5.43M Sell
461,121
-90,901
-16% -$1.02M 0.09% 286
2018
Q1
$5.49M Buy
552,022
+217
+0% +$2.26K 0.09% 280
2017
Q4
$6.16M Sell
551,805
-92,187
-14% -$976K 0.1% 255
2017
Q3
$6.11M Sell
643,992
-138,676
-18% -$1.3M 0.1% 265
2017
Q2
$7.36M Sell
782,668
-12,499
-2% -$116K 0.12% 235
2017
Q1
$7.21M Buy
795,167
+54,169
+7% +$482K 0.12% 229
2016
Q4
$6.27M Buy
740,998
+82,371
+13% +$692K 0.1% 279
2016
Q3
$5.86M Buy
658,627
+120,703
+22% +$1.01M 0.1% 302
2016
Q2
$3.85M Sell
537,924
-398,688
-43% -$2.78M 0.06% 430
2016
Q1
$6.58M Sell
936,612
-72,798
-7% -$514K 0.11% 267
2015
Q4
$7.74M Sell
1,009,410
-317,457
-24% -$2.4M 0.12% 236
2015
Q3
$9.34M Buy
1,326,867
+68,881
+5% +$530K 0.15% 188
2015
Q2
$10M Sell
1,257,986
-63,017
-5% -$480K 0.14% 203
2015
Q1
$9.78M Sell
1,321,003
-106,814
-7% -$801K 0.13% 208
2014
Q4
$9.99M Sell
1,427,817
-136,156
-9% -$979K 0.13% 200
2014
Q3
$11.1M Buy
1,563,973
+280,266
+22% +$2.1M 0.15% 181
2014
Q2
$9.5M Buy
1,283,707
+524,559
+69% +$4.07M 0.13% 207
2014
Q1
$6.28M Buy
759,148
+405,969
+115% +$3.28M 0.1% 268
2013
Q4
$2.85M Buy
353,179
+63,350
+22% +$467K 0.05% 433
2013
Q3
$2.04M Sell
289,829
-20,145
-6% -$145K 0.04% 481
2013
Q2
$2.28M Buy
+309,974
New +$2.27M 0.04% 435

Other funds holding GAIN

Advisors Asset Management's GAIN Position: Q1 2026 in Review

Advisors Asset Management increased its Gladstone Investment Corp (GAIN) stake by 15% in Q1 2026, buying an estimated $198K and bringing the position to 108,973 shares worth $1.55M. The position accounts for 0.03% of the portfolio, ranked #675.

Advisors Asset Management first reported a position in GAIN in Q2 2013 and has held it in 52 quarters since. The position peaked at $11.1M in Q3 2014. 90 funds tracked by Wall St. Rank hold GAIN as of Q1 2026.

  • Advisors Asset Management held 108,973 shares of Gladstone Investment Corp worth $1.55M as of Q1 2026.
  • Advisors Asset Management bought 14,193 Gladstone Investment Corp shares in Q1 2026, an estimated $198K.
  • Gladstone Investment Corp made up 0.03% of Advisors Asset Management's portfolio in Q1 2026, its #675 holding.
  • Advisors Asset Management first reported a position in Gladstone Investment Corp in Q2 2013 and has held it in 52 quarters since.
  • Advisors Asset Management's Gladstone Investment Corp position peaked at $11.1M in Q3 2014.
  • 90 funds tracked by Wall St. Rank held Gladstone Investment Corp as of Q1 2026.

Based on Advisors Asset Management's 13F filing for Q1 2026, filed 15 May 2026.