Gladstone Investment Corp
GAIN
56 hedge funds and large institutions have $54.7M invested in Gladstone Investment Corp in 2014 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 14 increasing their positions, 19 reducing their positions, and 11 closing their positions.
45% more first-time investments, than exits
New positions opened: 16 | Existing positions closed: 11
8% more funds holding
Funds holding: 52 → 56 (+4)
6% less capital invested
Capital invested by funds: $58.4M → $54.7M (-$3.67M)
26% less repeat investments, than reductions
Existing positions increased: 14 | Existing positions reduced: 19
95% less call options, than puts
Call options by funds: $14K | Put options by funds: $272K
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
TC
Talkot Capital
Sausalito,
California
|
+$390K |
| 2 |
PPA
Parametric Portfolio Associates
Seattle,
Washington
|
+$326K |
| 3 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
+$247K |
| 4 |
VanEck Associates
New York
|
+$178K |
| 5 |
YP
Yellowstone Partners
Idaho Falls,
Idaho
|
+$134K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
SFM
Systematic Financial Management
Teaneck,
New Jersey
|
-$2.17M |
| 2 |
AAM
Advisors Asset Management
Monument,
Colorado
|
-$979K |
| 3 |
Goldman Sachs
New York
|
-$550K |
| 4 |
DC
Davenport & Co
Richmond,
Virginia
|
-$474K |
| 5 |
Two Sigma Advisers
New York
|
-$360K |
GAIN Hedge Fund Activity: Q4 2014 in Review
56 of the 3,751 institutional investors tracked by Wall St. Rank reported a position in Gladstone Investment Corp (GAIN) for Q4 2014, worth a combined $54.7M — down 6.3% from $58.4M a quarter earlier.
Buyers outnumbered sellers: 16 funds opened new GAIN positions and 11 closed out — a net gain of 5 holders — while 14 added to existing stakes and 19 trimmed.
The largest buyer was Talkot Capital, opening a new position worth an estimated $390K. The largest seller was Systematic Financial Management, exiting entirely with an estimated $2.17M sold.
- 56 institutional investors held Gladstone Investment Corp (GAIN) as of Q4 2014, up from 52 in Q3 2014.
- Funds reported $54.7M of Gladstone Investment Corp stock for Q4 2014, down 6.3% quarter-over-quarter.
- 16 funds opened new Gladstone Investment Corp positions in Q4 2014 and 11 closed out, a net change of +5 holders.
- The largest Gladstone Investment Corp buyer in Q4 2014 was Talkot Capital, an estimated $390K added.
- The largest Gladstone Investment Corp seller in Q4 2014 was Systematic Financial Management, an estimated $2.17M sold.
Based on aggregated 13F filings for Q4 2014.