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Gladstone Investment Corp
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Overview Fund Activity

56 hedge funds and large institutions have $54.7M invested in Gladstone Investment Corp in 2014 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 14 increasing their positions, 19 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
56
Holders Change
+4
Holders Change %
+7.69%
% of All Funds
1.49%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
16
Increased
14
Reduced
19
Closed
11
Calls
$14K
Puts
$272K
Net Calls
-$258K
Net Calls Change
+$30K

Top Buyers

1
TC
Talkot Capital
California
+$380K
2
PPA
Parametric Portfolio Associates
Washington
+$318K
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$240K
4
VanEck Associates
VanEck Associates
New York
+$174K
5
YP
Yellowstone Partners
Idaho
+$130K

Top Sellers

1
PSI
Pinnacle Summer Investments
Virginia
-$13.6M
2
SFM
Systematic Financial Management
New Jersey
-$2.17M
3
AAM
Advisors Asset Management
Colorado
-$953K
4
Goldman Sachs
Goldman Sachs
New York
-$536K
5
DC
Davenport & Co
Virginia
-$461K
Name Holding Trade Value Shares
Change 		Shares
Change %
VBA
1
Van Berkom & Associates
Quebec, Canada
$17.4M -$158K -22,590 -0.9%
AAM
2
Advisors Asset Management
Colorado
$10M -$953K -136,156 -9%
UBS Group
3
UBS Group
Switzerland
$3.54M +$3.54M +505,064 New
DC
4
Davenport & Co
Virginia
$3.46M -$461K -65,875 -12%
LSV Asset Management
5
LSV Asset Management
Illinois
$3.08M +$86.8K +12,400 +3%
CIM
6
Confluence Investment Management
Missouri
$2.17M +$8.81K +1,258 +0.4%
OA
7
Outfitter Advisors
Virginia
$1.74M +$36.8K +5,250 +2%
CAS
8
Cue Advisory Services
Arizona
$1.5M +$1.5M +213,870 New
Two Sigma Investments
9
Two Sigma Investments
New York
$1.11M -$39.4K -5,622 -3%
Wells Fargo
10
Wells Fargo
California
$1.04M -$241K -34,499 -19%
State Street
11
State Street
Massachusetts
$1.03M +$20.3K +2,900 +2%
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
$914K -$44.3K -6,323 -5%
Millennium Management
13
Millennium Management
New York
$800K +$84.7K +12,110 +12%
BG
14
BlackRock Group
United Kingdom
$799K -$124K -17,705 -13%
Two Sigma Advisers
15
Two Sigma Advisers
New York
$718K -$351K -50,100 -33%
Morgan Stanley
16
Morgan Stanley
New York
$647K -$155K -22,162 -19%
VanEck Associates
17
VanEck Associates
New York
$604K +$174K +24,810 +40%
Goldman Sachs
18
Goldman Sachs
New York
$481K -$536K -76,482 -53%
TC
19
Talkot Capital
California
$380K +$380K +54,229 New
PPA
20
Parametric Portfolio Associates
Washington
$318K +$318K +45,389 New
DC
21
Deere & Company
Illinois
$309K – – –
NCCM
22
Nine Chapters Capital Management
New Jersey
$284K -$22.4K -3,200 -7%
Creative Planning
23
Creative Planning
Kansas
$275K +$14.7K +2,100 +6%
Susquehanna International Group
24
Susquehanna International Group
Pennsylvania
$240K +$240K +34,300 New
Legal & General Group
25
Legal & General Group
United Kingdom
$201K +$19K +2,705 +10%
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