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Gladstone Investment Corp

66 hedge funds and large institutions have $109M invested in Gladstone Investment Corp in 2018 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 24 increasing their positions, 23 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

607% more call options, than puts

Call options by funds: $693K | Put options by funds: $98K

105% more capital invested

Capital invested by funds: $53.3M → $109M (+$55.7M)

4% more repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 23

0.3% more ownership

Funds ownership: 16.22%16.52% (+0.3%)

6% less funds holding

Funds holding: 7066 (-4)

40% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 10

Holders
66
Holders Change
-4
Holders Change %
-5.71%
% of All Funds
1.51%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
24
Reduced
23
Closed
10
Calls
$693K
Puts
$98K
Net Calls
+$595K
Net Calls Change
+$816K
Name Holding Trade Value Shares
Change
Change in
Stake
CWM
1
Cornerstone Wealth Management
Missouri
$53.1M +$6.5M +578,338 +1,089%
AAM
2
Advisors Asset Management
Colorado
$5.43M -$1.02M -90,901 -16%
LSV Asset Management
3
LSV Asset Management
Illinois
$5.36M -$317K -28,210 -6%
Bank of Montreal
4
Bank of Montreal
Ontario, Canada
$4.28M
UBS Group
5
UBS Group
Switzerland
$3.65M +$456K +40,582 +15%
LTFS
6
Ladenburg Thalmann Financial Services
Florida
$3.48M
DC
7
Davenport & Co
Virginia
$3M +$59.6K +5,302 +2%
VanEck Associates
8
VanEck Associates
New York
$2.9M +$70.4K +6,266 +3%
CAS
9
Cue Advisory Services
Arizona
$2.34M -$11.2K -1,000 -0.5%
Two Sigma Advisers
10
Two Sigma Advisers
New York
$2.21M +$477K +42,400 +29%
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
$2.12M +$5K +445 +0.2%
LPL Financial
12
LPL Financial
California
$1.79M +$124K +10,993 +8%
BlackRock
13
BlackRock
New York
$1.72M -$377K -33,550 -19%
Legal & General Group
14
Legal & General Group
United Kingdom
$1.42M +$55K +4,889 +4%
Morgan Stanley
15
Morgan Stanley
New York
$1.39M -$963K -85,630 -42%
William Blair & Company
16
William Blair & Company
Illinois
$1.06M +$49.9K +4,437 +5%
California Public Employees Retirement System
17
California Public Employees Retirement System
California
$1.03M -$272K -24,200 -22%
Two Sigma Investments
18
Two Sigma Investments
New York
$989K +$728K +64,801 +337%
GCP
19
GSA Capital Partners
United Kingdom
$916K -$445K -39,604 -34%
Invesco
20
Invesco
Georgia
$805K +$769K +68,397 New
SIS
21
Sound Income Strategies
Florida
$654K -$18.1K -1,606 -3%
NFA
22
Nuveen Fund Advisors
Illinois
$638K -$64.1K -5,703 -10%
GAMC
23
Garner Asset Management Corp
Texas
$623K -$6.66K -592 -1%
WCM
24
Wedge Capital Management
North Carolina
$606K
OAM
25
Oxford Asset Management
United Kingdom
$596K +$565K +50,283 New

GAIN Hedge Fund Activity: Q2 2018 in Review

66 of the 4,369 institutional investors tracked by Wall St. Rank reported a position in Gladstone Investment Corp (GAIN) for Q2 2018, worth a combined $109M — up 105% from $53.3M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of GAIN and 6 opened new positions — a net loss of 4 holders — while 23 trimmed existing stakes and 24 added.

The largest buyer was Cornerstone Wealth Management, adding an estimated $6.5M. The largest seller was Millennium Management, exiting entirely with an estimated $2.59M sold.

  • 66 institutional investors held Gladstone Investment Corp (GAIN) as of Q2 2018, down from 70 in Q1 2018.
  • Funds reported $109M of Gladstone Investment Corp stock for Q2 2018, up 105% quarter-over-quarter.
  • 6 funds opened new Gladstone Investment Corp positions in Q2 2018 and 10 closed out, a net change of -4 holders.
  • The largest Gladstone Investment Corp buyer in Q2 2018 was Cornerstone Wealth Management, an estimated $6.5M added.
  • The largest Gladstone Investment Corp seller in Q2 2018 was Millennium Management, an estimated $2.59M sold.

Based on aggregated 13F filings for Q2 2018.