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Gladstone Investment Corp
GAIN

Overview Fund Activity

66 hedge funds and large institutions have $109M invested in Gladstone Investment Corp in 2018 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 24 increasing their positions, 23 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
66
Holders Change
-4
Holders Change %
-5.71%
% of All Funds
1.51%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
24
Reduced
23
Closed
10
Calls
$693K
Puts
$98K
Net Calls
+$595K
Net Calls Change
+$816K

Top Buyers

1
CWM
Cornerstone Wealth Management
Missouri
+$48.7M
2
Invesco
Invesco
Georgia
+$805K
3
Two Sigma Investments
Two Sigma Investments
New York
+$763K
4
OAM
Oxford Asset Management
United Kingdom
+$596K
5
Two Sigma Advisers
Two Sigma Advisers
New York
+$499K

Top Sellers

1
Millennium Management
Millennium Management
New York
-$2.59M
2
AAM
Advisors Asset Management
Colorado
-$1.07M
3
Morgan Stanley
Morgan Stanley
New York
-$1.01M
4
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
-$610K
5
GCP
GSA Capital Partners
United Kingdom
-$466K
Name Holding Trade Value Shares
Change 		Shares
Change %
CWM
1
Cornerstone Wealth Management
Missouri
$53.2M +$48.7M +578,338 +1,089%
AAM
2
Advisors Asset Management
Colorado
$5.43M -$1.07M -90,901 -16%
LSV Asset Management
3
LSV Asset Management
Illinois
$5.36M -$332K -28,210 -6%
Bank of Montreal
4
Bank of Montreal
Ontario, Canada
$4.28M – – –
UBS Group
5
UBS Group
Switzerland
$3.66M +$478K +40,582 +15%
LTFS
6
Ladenburg Thalmann Financial Services
Florida
$3.48M – – –
DC
7
Davenport & Co
Virginia
$3M +$62.4K +5,302 +2%
VanEck Associates
8
VanEck Associates
New York
$2.9M +$73.8K +6,266 +3%
CAS
9
Cue Advisory Services
Arizona
$2.34M -$11.8K -1,000 -0.5%
Two Sigma Advisers
10
Two Sigma Advisers
New York
$2.21M +$499K +42,400 +29%
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
$2.12M +$5.24K +445 +0.2%
LPL Financial
12
LPL Financial
California
$1.79M +$129K +10,993 +8%
BlackRock
13
BlackRock
New York
$1.72M -$395K -33,550 -19%
Legal & General Group
14
Legal & General Group
United Kingdom
$1.42M +$57.6K +4,889 +4%
Morgan Stanley
15
Morgan Stanley
New York
$1.39M -$1.01M -85,630 -42%
William Blair & Company
16
William Blair & Company
Illinois
$1.06M +$52.2K +4,437 +5%
California Public Employees Retirement System
17
California Public Employees Retirement System
California
$1.03M -$285K -24,200 -22%
Two Sigma Investments
18
Two Sigma Investments
New York
$989K +$763K +64,801 +337%
GCP
19
GSA Capital Partners
United Kingdom
$916K -$466K -39,604 -34%
Invesco
20
Invesco
Georgia
$805K +$805K +68,397 New
SIS
21
Sound Income Strategies
Florida
$654K -$18.9K -1,606 -3%
NFA
22
Nuveen Fund Advisors
Illinois
$638K -$67.1K -5,703 -10%
GAMC
23
Garner Asset Management Corp
Texas
$623K -$6.97K -592 -1%
WCM
24
Wedge Capital Management
North Carolina
$606K – – –
OAM
25
Oxford Asset Management
United Kingdom
$596K +$596K +50,283 New
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