Gladstone Investment Corp
GAIN
75 hedge funds and large institutions have $40.2M invested in Gladstone Investment Corp in 2020 Q1 according to their latest regulatory filings, with 13 funds opening new positions, 26 increasing their positions, 24 reducing their positions, and 12 closing their positions.
8% more first-time investments, than exits
New positions opened: 13 | Existing positions closed: 12
8% more repeat investments, than reductions
Existing positions increased: 26 | Existing positions reduced: 24
0% more funds holding in top 10
Funds holding in top 10: 1 → 1 (0)
1.78% less ownership
Funds ownership: 17.16% → 15.37% (-1.8%)
4% less funds holding
Funds holding: 78 → 75 (-3)
41% less call options, than puts
Call options by funds: $178K | Put options by funds: $302K
46% less capital invested
Capital invested by funds: $74.6M → $40.2M (-$34.4M)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
APW
Aurora Private Wealth
Rockaway,
New Jersey
|
+$1.37M |
| 2 |
Two Sigma Advisers
New York
|
+$1.16M |
| 3 |
Two Sigma Investments
New York
|
+$1.1M |
| 4 |
Marshall Wace
London,
United Kingdom
|
+$694K |
| 5 |
Invesco
Atlanta,
Georgia
|
+$503K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
UBS Group
Zurich,
Switzerland
|
-$5.14M |
| 2 |
DCM
Driehaus Capital Management
Chicago,
Illinois
|
-$1.33M |
| 3 |
Arrowstreet Capital
Boston,
Massachusetts
|
-$1.32M |
| 4 |
ECM
ExodusPoint Capital Management
New York
|
-$1.09M |
| 5 |
Citadel Advisors
Miami,
Florida
|
-$828K |
GAIN Hedge Fund Activity: Q1 2020 in Review
75 of the 4,547 institutional investors tracked by Wall St. Rank reported a position in Gladstone Investment Corp (GAIN) for Q1 2020, worth a combined $40.2M — down 46% from $74.6M a quarter earlier.
Buyers outnumbered sellers: 13 funds opened new GAIN positions and 12 closed out — a net gain of 1 holder — while 26 added to existing stakes and 24 trimmed.
The largest buyer was Aurora Private Wealth, adding an estimated $1.37M. The largest seller was UBS Group, cutting an estimated $5.14M.
- 75 institutional investors held Gladstone Investment Corp (GAIN) as of Q1 2020, down from 78 in Q4 2019.
- Funds reported $40.2M of Gladstone Investment Corp stock for Q1 2020, down 46% quarter-over-quarter.
- 13 funds opened new Gladstone Investment Corp positions in Q1 2020 and 12 closed out, a net change of +1 holder.
- The largest Gladstone Investment Corp buyer in Q1 2020 was Aurora Private Wealth, an estimated $1.37M added.
- The largest Gladstone Investment Corp seller in Q1 2020 was UBS Group, an estimated $5.14M sold.
Based on aggregated 13F filings for Q1 2020.