We are live on ! Find out more
GAIN icon

Gladstone Investment Corp

56 hedge funds and large institutions have $35.6M invested in Gladstone Investment Corp in 2016 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 19 increasing their positions, 15 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

27% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 15

5% less funds holding

Funds holding: 5956 (-3)

24% less capital invested

Capital invested by funds: $46.7M → $35.6M (-$11.1M)

43% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 7

Holders
56
Holders Change
-3
Holders Change %
-5.08%
% of All Funds
1.49%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
19
Reduced
15
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$3.85M -$2.78M -398,688 -43%
UBS Group
2
UBS Group
Switzerland
$3.84M -$92.7K -13,297 -2%
LSV Asset Management
3
LSV Asset Management
Illinois
$3.47M
DC
4
Davenport & Co
Virginia
$2.69M +$4.79K +688 +0.2%
Janney Montgomery Scott
5
Janney Montgomery Scott
Pennsylvania
$2.31M +$1.19M +170,249 +111%
Two Sigma Advisers
6
Two Sigma Advisers
New York
$1.62M +$423K +60,700 +37%
Morgan Stanley
7
Morgan Stanley
New York
$1.59M +$14.5K +2,077 +0.9%
CAS
8
Cue Advisory Services
Arizona
$1.5M +$28.4K +4,080 +2%
Two Sigma Investments
9
Two Sigma Investments
New York
$1.43M +$606K +87,009 +78%
OA
10
Outfitter Advisors
Virginia
$1.17M -$588K -84,350 -34%
BG
11
BlackRock Group
United Kingdom
$1.16M +$144K +20,652 +15%
Millennium Management
12
Millennium Management
New York
$1.11M +$844K +121,111 +357%
CIM
13
Confluence Investment Management
Missouri
$1.02M
VanEck Associates
14
VanEck Associates
New York
$922K +$104K +14,912 +13%
NFA
15
Nuveen Fund Advisors
Illinois
$874K +$851K +122,067 New
D.E. Shaw & Co
16
D.E. Shaw & Co
New York
$777K +$322K +46,220 +74%
WCM
17
Wedge Capital Management
North Carolina
$695K
Grantham, Mayo, Van Otterloo & Co (GMO)
18
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
$611K +$595K +85,400 New
California Public Employees Retirement System
19
California Public Employees Retirement System
California
$587K
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$584K +$24.4K +3,505 +4%
IAM
21
ICM Asset Management
Washington
$513K -$2.58K -370 -0.5%
Legal & General Group
22
Legal & General Group
United Kingdom
$428K
JP Morgan Chase
23
JP Morgan Chase
New York
$424K +$194K +27,778 +89%
Wells Fargo
24
Wells Fargo
California
$286K +$2.87K +412 +1%
DC
25
Deere & Company
Illinois
$264K

GAIN Hedge Fund Activity: Q2 2016 in Review

56 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Gladstone Investment Corp (GAIN) for Q2 2016, worth a combined $35.6M — down 24% from $46.7M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of GAIN and 4 opened new positions — a net loss of 3 holders — while 15 trimmed existing stakes and 19 added.

The largest buyer was Janney Montgomery Scott, adding an estimated $1.19M. The largest seller was Van Berkom & Associates, exiting entirely with an estimated $12.7M sold.

  • 56 institutional investors held Gladstone Investment Corp (GAIN) as of Q2 2016, down from 59 in Q1 2016.
  • Funds reported $35.6M of Gladstone Investment Corp stock for Q2 2016, down 24% quarter-over-quarter.
  • 4 funds opened new Gladstone Investment Corp positions in Q2 2016 and 7 closed out, a net change of -3 holders.
  • The largest Gladstone Investment Corp buyer in Q2 2016 was Janney Montgomery Scott, an estimated $1.19M added.
  • The largest Gladstone Investment Corp seller in Q2 2016 was Van Berkom & Associates, an estimated $12.7M sold.

Based on aggregated 13F filings for Q2 2016.