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Gladstone Investment Corp

71 hedge funds and large institutions have $57.4M invested in Gladstone Investment Corp in 2017 Q2 according to their latest regulatory filings, with 13 funds opening new positions, 25 increasing their positions, 21 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

225% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 4

19% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 21

15% more funds holding

Funds holding: 6271 (+9)

4% more capital invested

Capital invested by funds: $55.2M → $57.4M (+$2.2M)

1.41% less ownership

Funds ownership: 20.17%18.76% (-1.4%)

Holders
71
Holders Change
+9
Holders Change %
+14.52%
% of All Funds
1.77%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
13
Increased
25
Reduced
21
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$7.36M -$116K -12,499 -2%
LSV Asset Management
2
LSV Asset Management
Illinois
$4.72M +$50.4K +5,417 +1%
UBS Group
3
UBS Group
Switzerland
$3.83M -$3.15M -338,844 -45%
Bank of Montreal
4
Bank of Montreal
Ontario, Canada
$3.42M +$3.39M +364,000 New
LTFS
5
Ladenburg Thalmann Financial Services
Florida
$3.24M +$186K +20,022 +6%
Morgan Stanley
6
Morgan Stanley
New York
$3.07M -$282K -30,300 -8%
DC
7
Davenport & Co
Virginia
$2.99M +$138K +14,807 +5%
VanEck Associates
8
VanEck Associates
New York
$2.64M +$460K +49,373 +21%
OA
9
Outfitter Advisors
Virginia
$2.31M +$26.1K +2,800 +1%
GCP
10
GSA Capital Partners
United Kingdom
$2.28M +$951K +102,100 +73%
Two Sigma Advisers
11
Two Sigma Advisers
New York
$2.08M +$514K +55,200 +33%
CAS
12
Cue Advisory Services
Arizona
$2.04M -$18.6K -2,000 -0.9%
BlackRock
13
BlackRock
New York
$1.94M -$396K -42,521 -17%
Two Sigma Investments
14
Two Sigma Investments
New York
$1.91M +$2.29K +246 +0.1%
Janney Montgomery Scott
15
Janney Montgomery Scott
Pennsylvania
$1.68M +$94K +10,100 +6%
AIM
16
Advantage Investment Management
Iowa
$1.25M +$107K +11,523 +9%
NFA
17
Nuveen Fund Advisors
Illinois
$971K -$275K -29,529 -22%
WCM
18
Wedge Capital Management
North Carolina
$912K
California Public Employees Retirement System
19
California Public Employees Retirement System
California
$771K
Legal & General Group
20
Legal & General Group
United Kingdom
$754K +$78.3K +8,415 +12%
IAM
21
ICM Asset Management
Washington
$573K -$13.6K -1,460 -2%
WA
22
WFG Advisors
Texas
$573K +$280K +30,102 +98%
CWM
23
Cornerstone Wealth Management
Missouri
$521K -$154K -16,522 -23%
GAMC
24
Garner Asset Management Corp
Texas
$521K +$516K +55,425 New
ACS
25
Archford Capital Strategies
Illinois
$430K +$37.2K +4,000 +10%

GAIN Hedge Fund Activity: Q2 2017 in Review

71 of the 4,012 institutional investors tracked by Wall St. Rank reported a position in Gladstone Investment Corp (GAIN) for Q2 2017, worth a combined $57.4M — up 4% from $55.2M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new GAIN positions and 4 closed out — a net gain of 9 holders — while 25 added to existing stakes and 21 trimmed.

The largest buyer was Bank of Montreal, opening a new position worth an estimated $3.39M. The largest seller was UBS Group, cutting an estimated $3.15M.

  • 71 institutional investors held Gladstone Investment Corp (GAIN) as of Q2 2017, up from 62 in Q1 2017.
  • Funds reported $57.4M of Gladstone Investment Corp stock for Q2 2017, up 4% quarter-over-quarter.
  • 13 funds opened new Gladstone Investment Corp positions in Q2 2017 and 4 closed out, a net change of +9 holders.
  • The largest Gladstone Investment Corp buyer in Q2 2017 was Bank of Montreal, an estimated $3.39M added.
  • The largest Gladstone Investment Corp seller in Q2 2017 was UBS Group, an estimated $3.15M sold.

Based on aggregated 13F filings for Q2 2017.