Gladstone Investment Corp
GAIN
69 hedge funds and large institutions have $44M invested in Gladstone Investment Corp in 2020 Q2 according to their latest regulatory filings, with 15 funds opening new positions, 17 increasing their positions, 24 reducing their positions, and 22 closing their positions.
9% more capital invested
Capital invested by funds: $40.3M → $44M (+$3.73M)
4% more call options, than puts
Call options by funds: $562K | Put options by funds: $541K
2.42% less ownership
Funds ownership: 15.41% → 12.99% (-2.4%)
9% less funds holding
Funds holding: 76 → 69 (-7)
29% less repeat investments, than reductions
Existing positions increased: 17 | Existing positions reduced: 24
32% less first-time investments, than exits
New positions opened: 15 | Existing positions closed: 22
100% less funds holding in top 10
Funds holding in top 10: 1 → 0 (-1)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
LPL Financial
San Diego,
California
|
+$881K |
| 2 |
Morgan Stanley
New York
|
+$431K |
| 3 |
ECM
ExodusPoint Capital Management
New York
|
+$410K |
| 4 |
Legal & General Group
London,
United Kingdom
|
+$341K |
| 5 |
VanEck Associates
New York
|
+$332K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Marshall Wace
London,
United Kingdom
|
-$2.09M |
| 2 |
VEA
Virtus ETF Advisers
New York
|
-$1.49M |
| 3 |
Osaic Holdings
Scottsdale,
Arizona
|
-$1.4M |
| 4 |
APW
Aurora Private Wealth
Rockaway,
New Jersey
|
-$1.16M |
| 5 |
Arrowstreet Capital
Boston,
Massachusetts
|
-$880K |
GAIN Hedge Fund Activity: Q2 2020 in Review
69 of the 4,878 institutional investors tracked by Wall St. Rank reported a position in Gladstone Investment Corp (GAIN) for Q2 2020, worth a combined $44M — up 9.2% from $40.3M a quarter earlier.
Sellers outnumbered buyers: 22 funds closed out of GAIN and 15 opened new positions — a net loss of 7 holders — while 24 trimmed existing stakes and 17 added.
The largest buyer was LPL Financial, opening a new position worth an estimated $881K. The largest seller was Marshall Wace, cutting an estimated $2.09M.
- 69 institutional investors held Gladstone Investment Corp (GAIN) as of Q2 2020, down from 76 in Q1 2020.
- Funds reported $44M of Gladstone Investment Corp stock for Q2 2020, up 9.2% quarter-over-quarter.
- 15 funds opened new Gladstone Investment Corp positions in Q2 2020 and 22 closed out, a net change of -7 holders.
- The largest Gladstone Investment Corp buyer in Q2 2020 was LPL Financial, an estimated $881K added.
- The largest Gladstone Investment Corp seller in Q2 2020 was Marshall Wace, an estimated $2.09M sold.
Based on aggregated 13F filings for Q2 2020.