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Gladstone Investment Corp
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Overview Fund Activity

73 hedge funds and large institutions have $76.1M invested in Gladstone Investment Corp in 2013 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 29 increasing their positions, 17 reducing their positions, and 7 closing their positions.

Holders
73
Holders Change
+7
Holders Change %
+10.61%
% of All Funds
2.12%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
14
Increased
29
Reduced
17
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
VBA
1
Van Berkom & Associates
Quebec, Canada
$18.4M
2
LSV Asset Management
2
LSV Asset Management
Illinois
$1.77M
3
Morgan Stanley
3
Morgan Stanley
New York
$2.2M
4
Two Sigma Advisers
4
Two Sigma Advisers
New York
$2.31M
5
Two Sigma Investments
5
Two Sigma Investments
New York
$1.99M

Top Sellers

1
BAM
1
Burgundy Asset Management
Ontario, Canada
$0
2
BI
2
Bulldog Investors
New Jersey
$1.63M
3
Bank of New York Mellon
3
Bank of New York Mellon
New York
$731K
4
Goldman Sachs
4
Goldman Sachs
New York
$394K
5
PPA
5
Parametric Portfolio Associates
Washington
$0
Name Market Value Shares Shares
Change 		Shares
Change %
VBA
1
Van Berkom & Associates
Quebec, Canada
$18.4M 2,281,286 +1,066,131 +88%
BFA
2
BlackRock Fund Advisors
California
$5.93M 735,599 -28,517 -4%
DC
3
Davenport & Co
Virginia
$4.27M 530,095 +90,016 +20%
U
4
UBS
Switzerland
$3.27M 405,397 +26,927 +7%
AAM
5
Advisors Asset Management
Colorado
$2.85M 353,179 +63,350 +22%
State Street
6
State Street
Massachusetts
$2.84M 352,005 +2,078 +0.6%
BIT
7
BlackRock Institutional Trust
California
$2.72M 337,442 -26,563 -7%
Northern Trust
8
Northern Trust
Illinois
$2.5M 310,667 +2,552 +0.8%
Wells Fargo
9
Wells Fargo
California
$2.42M 300,617 +61,549 +26%
CIM
10
Confluence Investment Management
Missouri
$2.35M 291,979 – –
Two Sigma Advisers
11
Two Sigma Advisers
New York
$2.31M 286,121 +188,500 +193%
Morgan Stanley
12
Morgan Stanley
New York
$2.2M 272,379 +209,290 +332%
Two Sigma Investments
13
Two Sigma Investments
New York
$1.99M 246,442 +171,849 +230%
OA
14
Outfitter Advisors
Virginia
$1.98M 246,196 +36,450 +17%
LSV Asset Management
15
LSV Asset Management
Illinois
$1.77M 219,600 +219,600 New
Vanguard Group
16
Vanguard Group
Pennsylvania
$1.75M 217,002 +1,852 +0.9%
BI
17
Bulldog Investors
New Jersey
$1.63M 202,214 -751,703 -79%
BG
18
BlackRock Group
United Kingdom
$1.19M 148,140 +3,843 +3%
Millennium Management
19
Millennium Management
New York
$971K 120,510 +120,510 New
TCIM
20
TIAA CREF Investment Management
New York
$950K 117,811 – –
Janney Montgomery Scott
21
Janney Montgomery Scott
Pennsylvania
$916K 113,671 +16,487 +17%
D.E. Shaw & Co
22
D.E. Shaw & Co
New York
$823K 102,114 +87,561 +602%
BIM
23
BlackRock Investment Management
Delaware
$737K 91,460 -2,778 -3%
Bank of New York Mellon
24
Bank of New York Mellon
New York
$731K 90,702 -210,849 -70%
Citadel Advisors
25
Citadel Advisors
Florida
$701K 87,014 +87,014 New
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