We are live on ! Find out more
GAIN icon

Gladstone Investment Corp

72 hedge funds and large institutions have $105M invested in Gladstone Investment Corp in 2018 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 20 increasing their positions, 28 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 9

9% more funds holding

Funds holding: 6672 (+6)

0.48% less ownership

Funds ownership: 16.52%16.04% (-0.48%)

4% less capital invested

Capital invested by funds: $109M → $105M (-$4.04M)

29% less repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 28

Holders
72
Holders Change
+6
Holders Change %
+9.09%
% of All Funds
1.65%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
15
Increased
20
Reduced
28
Closed
9
Calls
$844K
Puts
Net Calls
+$844K
Net Calls Change
+$249K
Name Holding Trade Value Shares
Change
Change in
Stake
CWM
1
Cornerstone Wealth Management
Missouri
$50.3M -$1.76M -149,295 -24%
UBS Group
2
UBS Group
Switzerland
$5.43M +$1.94M +164,339 +53%
AAM
3
Advisors Asset Management
Colorado
$5.04M -$242K -20,541 -4%
LSV Asset Management
4
LSV Asset Management
Illinois
$4.3M -$934K -79,100 -17%
LTFS
5
Ladenburg Thalmann Financial Services
Florida
$4.09M +$160K +13,536 +4%
VanEck Associates
6
VanEck Associates
New York
$3.1M +$292K +24,734 +10%
DC
7
Davenport & Co
Virginia
$2.83M -$82.4K -6,984 -3%
Bank of Montreal
8
Bank of Montreal
Ontario, Canada
$2.37M -$1.85M -157,000 -43%
CAS
9
Cue Advisory Services
Arizona
$2.27M -$1.96K -166 -0.1%
Janney Montgomery Scott
10
Janney Montgomery Scott
Pennsylvania
$2.02M -$39.4K -3,336 -2%
Millennium Management
11
Millennium Management
New York
$1.95M +$2.01M +170,194 New
Two Sigma Advisers
12
Two Sigma Advisers
New York
$1.86M -$299K -25,300 -13%
BlackRock
13
BlackRock
New York
$1.8M +$139K +11,768 +8%
Arrowstreet Capital
14
Arrowstreet Capital
Massachusetts
$1.72M +$1.78M +150,650 New
LPL Financial
15
LPL Financial
California
$1.56M -$187K -15,861 -10%
Legal & General Group
16
Legal & General Group
United Kingdom
$1.46M +$79K +6,693 +6%
California Public Employees Retirement System
17
California Public Employees Retirement System
California
$1.37M +$376K +31,900 +36%
Morgan Stanley
18
Morgan Stanley
New York
$1.27M -$84.4K -7,152 -6%
William Blair & Company
19
William Blair & Company
Illinois
$1.05M +$18K +1,523 +2%
Invesco
20
Invesco
Georgia
$778K -$3.5K -297 -0.4%
SIS
21
Sound Income Strategies
Florida
$633K -$2.27K -192 -0.3%
GAMC
22
Garner Asset Management Corp
Texas
$576K -$29.5K -2,497 -5%
AR
23
Advisory Research
Illinois
$574K +$593K +50,260 New
SMDAM
24
Sumitomo Mitsui DS Asset Management
Japan
$530K +$548K +46,448 New
ACS
25
Archford Capital Strategies
Illinois
$484K

GAIN Hedge Fund Activity: Q3 2018 in Review

72 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in Gladstone Investment Corp (GAIN) for Q3 2018, worth a combined $105M — down 3.7% from $109M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new GAIN positions and 9 closed out — a net gain of 6 holders — while 20 added to existing stakes and 28 trimmed.

The largest buyer was Millennium Management, opening a new position worth an estimated $2.01M. The largest seller was Bank of Montreal, cutting an estimated $1.85M.

  • 72 institutional investors held Gladstone Investment Corp (GAIN) as of Q3 2018, up from 66 in Q2 2018.
  • Funds reported $105M of Gladstone Investment Corp stock for Q3 2018, down 3.7% quarter-over-quarter.
  • 15 funds opened new Gladstone Investment Corp positions in Q3 2018 and 9 closed out, a net change of +6 holders.
  • The largest Gladstone Investment Corp buyer in Q3 2018 was Millennium Management, an estimated $2.01M added.
  • The largest Gladstone Investment Corp seller in Q3 2018 was Bank of Montreal, an estimated $1.85M sold.

Based on aggregated 13F filings for Q3 2018.