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Gladstone Investment Corp
GAIN

Overview Fund Activity

72 hedge funds and large institutions have $105M invested in Gladstone Investment Corp in 2018 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 20 increasing their positions, 28 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
72
Holders Change
+6
Holders Change %
+9.09%
% of All Funds
1.65%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
15
Increased
20
Reduced
28
Closed
9
Calls
$844K
Puts
–
Net Calls
+$844K
Net Calls Change
+$249K

Top Buyers

1
Millennium Management
Millennium Management
New York
+$1.95M
2
UBS Group
UBS Group
Switzerland
+$1.88M
3
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
+$1.72M
4
AR
Advisory Research
Illinois
+$574K
5
SMDAM
Sumitomo Mitsui DS Asset Management
Japan
+$530K

Top Sellers

1
CWM
Cornerstone Wealth Management
Missouri
-$15.6M
2
Bank of Montreal
Bank of Montreal
Ontario, Canada
-$1.79M
3
LSV Asset Management
LSV Asset Management
Illinois
-$904K
4
Two Sigma Investments
Two Sigma Investments
New York
-$657K
5
GCP
GSA Capital Partners
United Kingdom
-$638K
Name Holding Trade Value Shares
Change 		Shares
Change %
CWM
1
Cornerstone Wealth Management
Missouri
$50.3M -$15.6M -149,295 -24%
UBS Group
2
UBS Group
Switzerland
$5.43M +$1.88M +164,339 +53%
AAM
3
Advisors Asset Management
Colorado
$5.04M -$235K -20,541 -4%
LSV Asset Management
4
LSV Asset Management
Illinois
$4.3M -$904K -79,100 -17%
LTFS
5
Ladenburg Thalmann Financial Services
Florida
$4.09M +$155K +13,536 +4%
VanEck Associates
6
VanEck Associates
New York
$3.1M +$283K +24,734 +10%
DC
7
Davenport & Co
Virginia
$2.83M -$79.8K -6,984 -3%
Bank of Montreal
8
Bank of Montreal
Ontario, Canada
$2.37M -$1.79M -157,000 -43%
CAS
9
Cue Advisory Services
Arizona
$2.27M -$1.9K -166 -0.1%
Janney Montgomery Scott
10
Janney Montgomery Scott
Pennsylvania
$2.02M -$38.1K -3,336 -2%
Millennium Management
11
Millennium Management
New York
$1.95M +$1.95M +170,194 New
Two Sigma Advisers
12
Two Sigma Advisers
New York
$1.86M -$289K -25,300 -13%
BlackRock
13
BlackRock
New York
$1.8M +$135K +11,768 +8%
Arrowstreet Capital
14
Arrowstreet Capital
Massachusetts
$1.72M +$1.72M +150,650 New
LPL Financial
15
LPL Financial
California
$1.56M -$181K -15,861 -10%
Legal & General Group
16
Legal & General Group
United Kingdom
$1.46M +$76.6K +6,693 +6%
California Public Employees Retirement System
17
California Public Employees Retirement System
California
$1.37M +$365K +31,900 +36%
Morgan Stanley
18
Morgan Stanley
New York
$1.27M -$81.8K -7,152 -6%
William Blair & Company
19
William Blair & Company
Illinois
$1.05M +$17.4K +1,523 +2%
Invesco
20
Invesco
Georgia
$778K -$3.39K -297 -0.4%
SIS
21
Sound Income Strategies
Florida
$633K -$2.19K -192 -0.3%
GAMC
22
Garner Asset Management Corp
Texas
$576K -$28.5K -2,497 -5%
AR
23
Advisory Research
Illinois
$574K +$574K +50,260 New
SMDAM
24
Sumitomo Mitsui DS Asset Management
Japan
$530K +$530K +46,448 New
ACS
25
Archford Capital Strategies
Illinois
$484K – – –
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