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Gladstone Investment Corp

87 hedge funds and large institutions have $125M invested in Gladstone Investment Corp in 2025 Q3 according to their latest regulatory filings, with 16 funds opening new positions, 30 increasing their positions, 22 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

36% more repeat investments, than reductions

Existing positions increased: 30 | Existing positions reduced: 22

33% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 12

4% more funds holding

Funds holding: 8487 (+3)

5% more capital invested

Capital invested by funds: $119M → $125M (+$5.81M)

0.97% more ownership

Funds ownership: 15.06%16.03% (+0.97%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

11% less call options, than puts

Call options by funds: $710K | Put options by funds: $798K

Holders
87
Holders Change
+3
Holders Change %
+3.57%
% of All Funds
1.14%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.01%
New
16
Increased
30
Reduced
22
Closed
12
Calls
$710K
Puts
$798K
Net Calls
-$88K
Net Calls Change
-$62K
Name Holding Trade Value Shares
Change
Change in
Stake
UBP
1
Union Bancaire Privee
Switzerland
$40.8M
MW
2
Melia Wealth
Oklahoma
$16.6M +$910K +64,564 +6%
VanEck Associates
3
VanEck Associates
New York
$11.8M +$255K +18,089 +2%
UBS Group
4
UBS Group
Switzerland
$6.7M +$3.23M +229,192 +90%
Morgan Stanley
5
Morgan Stanley
New York
$4.39M +$444K +31,541 +11%
BlackRock
6
BlackRock
New York
$4.36M +$907K +64,397 +26%
Marshall Wace
7
Marshall Wace
United Kingdom
$4.08M +$3.74M +265,370 +885%
Legal & General Group
8
Legal & General Group
United Kingdom
$3.08M -$282K -20,053 -8%
OF
9
Outfitter Financial
Maine
$2.79M -$5.63K -400 -0.2%
LPL Financial
10
LPL Financial
California
$2.71M +$107K +7,565 +4%
William Blair & Company
11
William Blair & Company
Illinois
$2.28M -$65.6K -4,657 -3%
DC
12
Davenport & Co
Virginia
$1.87M
CCWM
13
Cassaday & Co Wealth Management
Virginia
$1.77M +$218K +15,500 +14%
AAM
14
Advisors Asset Management
Colorado
$1.57M -$14.6K -1,033 -0.9%
LCWP
15
Legacy Capital Wealth Partners
Arkansas
$1.4M -$14.8K -1,051 -1%
AUB
16
Atlantic Union Bankshares
Virginia
$1.38M +$200K +14,176 +17%
PA
17
PFG Advisors
Arizona
$1.38M -$9.3K -660 -0.7%
Baird Financial Group
18
Baird Financial Group
Wisconsin
$1.25M
UAG
19
United Advisor Group
Ohio
$1.08M
VIA
20
Virtus Investment Advisers
Connecticut
$971K +$232K +16,486 +31%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$874K -$206K -14,640 -19%
Invesco
22
Invesco
Georgia
$822K +$112K +7,969 +15%
ADMI
23
Albert D. Mason Inc
Massachusetts
$705K +$41.7K +2,957 +6%
Canada Life
24
Canada Life
Manitoba, Canada
$666K +$157K +11,133 +30%
Millennium Management
25
Millennium Management
New York
$616K -$1.76M -124,651 -74%

GAIN Hedge Fund Activity: Q3 2025 in Review

87 of the 7,619 institutional investors tracked by Wall St. Rank reported a position in Gladstone Investment Corp (GAIN) for Q3 2025, worth a combined $125M — up 4.9% from $119M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new GAIN positions and 12 closed out — a net gain of 4 holders — while 30 added to existing stakes and 22 trimmed.

The largest buyer was Marshall Wace, adding an estimated $3.74M. The largest seller was Millennium Management, cutting an estimated $1.76M.

  • 87 institutional investors held Gladstone Investment Corp (GAIN) as of Q3 2025, up from 84 in Q2 2025.
  • Funds reported $125M of Gladstone Investment Corp stock for Q3 2025, up 4.9% quarter-over-quarter.
  • 16 funds opened new Gladstone Investment Corp positions in Q3 2025 and 12 closed out, a net change of +4 holders.
  • The largest Gladstone Investment Corp buyer in Q3 2025 was Marshall Wace, an estimated $3.74M added.
  • The largest Gladstone Investment Corp seller in Q3 2025 was Millennium Management, an estimated $1.76M sold.

Based on aggregated 13F filings for Q3 2025.