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Gladstone Investment Corp

77 hedge funds and large institutions have $49.6M invested in Gladstone Investment Corp in 2022 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 25 increasing their positions, 23 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

542% more call options, than puts

Call options by funds: $1.25M | Put options by funds: $194K

9% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 23

0.82% more ownership

Funds ownership: 11.51%12.33% (+0.82%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

5% less funds holding

Funds holding: 8177 (-4)

6% less capital invested

Capital invested by funds: $52.8M → $49.6M (-$3.22M)

31% less first-time investments, than exits

New positions opened: 9 | Existing positions closed: 13

Holders
77
Holders Change
-4
Holders Change %
-4.94%
% of All Funds
1.33%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
9
Increased
25
Reduced
23
Closed
13
Calls
$1.25M
Puts
$194K
Net Calls
+$1.05M
Net Calls Change
+$215K
Name Holding Trade Value Shares
Change
Change in
Stake
VanEck Associates
1
VanEck Associates
New York
$5.29M -$554K -38,522 -8%
AAM
2
Advisors Asset Management
Colorado
$3.65M +$247K +17,208 +6%
BlackRock
3
BlackRock
New York
$3.14M +$226K +15,750 +6%
DC
4
Davenport & Co
Virginia
$2.92M -$118K -8,219 -3%
OF
5
Outfitter Financial
Maine
$2.69M -$10.1K -700 -0.3%
Legal & General Group
6
Legal & General Group
United Kingdom
$2.58M +$279K +19,379 +10%
Osaic Holdings
7
Osaic Holdings
Arizona
$2.29M +$30K +2,083 +1%
LPL Financial
8
LPL Financial
California
$1.9M +$615K +42,771 +37%
William Blair & Company
9
William Blair & Company
Illinois
$1.89M +$24.2K +1,680 +1%
Two Sigma Investments
10
Two Sigma Investments
New York
$1.79M -$303K -21,089 -12%
Two Sigma Advisers
11
Two Sigma Advisers
New York
$1.67M -$493K -34,300 -20%
PA
12
PFG Advisors
Arizona
$1.65M -$43.1K -3,000 -2%
AUB
13
Atlantic Union Bankshares
Virginia
$1.41M
Morgan Stanley
14
Morgan Stanley
New York
$1.3M -$11.4K -796 -0.7%
Baird Financial Group
15
Baird Financial Group
Wisconsin
$1.25M +$1.48M +103,173 New
Millennium Management
16
Millennium Management
New York
$994K +$767K +53,344 +185%
IAIM
17
International Assets Investment Management
Florida
$905K
LCWP
18
Legacy Capital Wealth Partners
Arkansas
$850K +$22.9K +1,591 +2%
ADMI
19
Albert D. Mason Inc
Massachusetts
$831K +$532 +37 +0.1%
Citadel Advisors
20
Citadel Advisors
Florida
$707K +$585K +40,649 +229%
CAM
21
Concorde Asset Management
Michigan
$595K +$707K +49,195 New
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$592K -$7.68K -534 -1%
Janney Montgomery Scott
23
Janney Montgomery Scott
Pennsylvania
$529K +$45.3K +3,153 +8%
Marshall Wace
24
Marshall Wace
United Kingdom
$525K +$623K +43,344 New
Mackenzie Financial
25
Mackenzie Financial
Ontario, Canada
$524K -$110K -7,661 -15%

GAIN Hedge Fund Activity: Q3 2022 in Review

77 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in Gladstone Investment Corp (GAIN) for Q3 2022, worth a combined $49.6M — down 6.1% from $52.8M a quarter earlier.

Sellers outnumbered buyers: 13 funds closed out of GAIN and 9 opened new positions — a net loss of 4 holders — while 23 trimmed existing stakes and 25 added.

The largest buyer was Baird Financial Group, opening a new position worth an estimated $1.48M. The largest seller was VanEck Associates, cutting an estimated $554K.

  • 77 institutional investors held Gladstone Investment Corp (GAIN) as of Q3 2022, down from 81 in Q2 2022.
  • Funds reported $49.6M of Gladstone Investment Corp stock for Q3 2022, down 6.1% quarter-over-quarter.
  • 9 funds opened new Gladstone Investment Corp positions in Q3 2022 and 13 closed out, a net change of -4 holders.
  • The largest Gladstone Investment Corp buyer in Q3 2022 was Baird Financial Group, an estimated $1.48M added.
  • The largest Gladstone Investment Corp seller in Q3 2022 was VanEck Associates, an estimated $554K sold.

Based on aggregated 13F filings for Q3 2022.