Gladstone Investment Corp
GAIN
80 hedge funds and large institutions have $92.1M invested in Gladstone Investment Corp in 2014 Q1 according to their latest regulatory filings, with 17 funds opening new positions, 28 increasing their positions, 22 reducing their positions, and 10 closing their positions.
70% more first-time investments, than exits
New positions opened: 17 | Existing positions closed: 10
27% more repeat investments, than reductions
Existing positions increased: 28 | Existing positions reduced: 22
21% more capital invested
Capital invested by funds: $76.1M → $92.1M (+$15.9M)
10% more funds holding
Funds holding: 73 → 80 (+7)
100% less call options, than puts
Call options by funds: $0 | Put options by funds: $3K
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
AL
AJO LP
Philadelphia,
Pennsylvania
|
+$6.68M |
| 2 |
JP Morgan Chase
New York
|
+$4.32M |
| 3 |
AAM
Advisors Asset Management
Monument,
Colorado
|
+$3.28M |
| 4 |
SFM
Systematic Financial Management
Teaneck,
New Jersey
|
+$1.82M |
| 5 |
TC
TFS Capital
West Chester,
Pennsylvania
|
+$1.03M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
BI
Bulldog Investors
Saddle Brook,
New Jersey
|
-$1.63M |
| 2 |
Vanguard Group
Malvern,
Pennsylvania
|
-$1.41M |
| 3 |
Millennium Management
New York
|
-$879K |
| 4 |
D.E. Shaw & Co
New York
|
-$823K |
| 5 |
Citadel Advisors
Miami,
Florida
|
-$701K |
GAIN Hedge Fund Activity: Q1 2014 in Review
80 of the 3,464 institutional investors tracked by Wall St. Rank reported a position in Gladstone Investment Corp (GAIN) for Q1 2014, worth a combined $92.1M — up 21% from $76.1M a quarter earlier.
Buyers outnumbered sellers: 17 funds opened new GAIN positions and 10 closed out — a net gain of 7 holders — while 28 added to existing stakes and 22 trimmed.
The largest buyer was AJO LP, opening a new position worth an estimated $6.68M. The largest seller was Bulldog Investors, exiting entirely with an estimated $1.63M sold.
- 80 institutional investors held Gladstone Investment Corp (GAIN) as of Q1 2014, up from 73 in Q4 2013.
- Funds reported $92.1M of Gladstone Investment Corp stock for Q1 2014, up 21% quarter-over-quarter.
- 17 funds opened new Gladstone Investment Corp positions in Q1 2014 and 10 closed out, a net change of +7 holders.
- The largest Gladstone Investment Corp buyer in Q1 2014 was AJO LP, an estimated $6.68M added.
- The largest Gladstone Investment Corp seller in Q1 2014 was Bulldog Investors, an estimated $1.63M sold.
Based on aggregated 13F filings for Q1 2014.