GAIN icon

Gladstone Investment Corp
GAIN

Overview Fund Activity

80 hedge funds and large institutions have $92.1M invested in Gladstone Investment Corp in 2014 Q1 according to their latest regulatory filings, with 17 funds opening new positions, 28 increasing their positions, 22 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
80
Holders Change
+7
Holders Change %
+9.59%
% of All Funds
2.31%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
17
Increased
28
Reduced
22
Closed
10
Calls
–
Puts
$3K
Net Calls
-$3K
Net Calls Change
-$3K

Top Buyers

1
AL
AJO LP
Pennsylvania
+$6.84M
2
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
+$4.43M
3
AAM
Advisors Asset Management
Colorado
+$3.36M
4
SFM
Systematic Financial Management
New Jersey
+$1.87M
5
TC
TFS Capital
Pennsylvania
+$1.06M

Top Sellers

1
BI
Bulldog Investors
New Jersey
-$1.63M
2
Vanguard Group
Vanguard Group
Pennsylvania
-$1.45M
3
Millennium Management
Millennium Management
New York
-$903K
4
D.E. Shaw & Co
D.E. Shaw & Co
New York
-$823K
5
Citadel Advisors
Citadel Advisors
Florida
-$701K
Name Holding Trade Value Shares
Change 		Shares
Change %
VBA
1
Van Berkom & Associates
Quebec, Canada
$18.7M -$123K -14,844 -0.7%
AL
2
AJO LP
Pennsylvania
$6.84M +$6.84M +827,359 New
AAM
3
Advisors Asset Management
Colorado
$6.28M +$3.36M +405,969 +115%
BFA
4
BlackRock Fund Advisors
California
$6.14M +$56.4K +6,819 +0.9%
DC
5
Davenport & Co
Virginia
$4.49M +$109K +13,151 +2%
JPMorgan Chase & Co
6
JPMorgan Chase & Co
New York
$4.43M +$4.43M +535,007 New
U
7
UBS
Switzerland
$3.89M +$534K +64,586 +16%
State Street
8
State Street
Massachusetts
$3.57M +$656K +79,334 +23%
BIT
9
BlackRock Institutional Trust
California
$2.67M -$119K -14,432 -4%
LSV Asset Management
10
LSV Asset Management
Illinois
$2.56M +$743K +89,900 +41%
CIM
11
Confluence Investment Management
Missouri
$2.36M -$57.9K -7,000 -2%
Northern Trust
12
Northern Trust
Illinois
$2.33M -$236K -28,482 -9%
Wells Fargo
13
Wells Fargo
California
$2.26M -$228K -27,612 -9%
Two Sigma Advisers
14
Two Sigma Advisers
New York
$1.92M -$451K -54,500 -19%
SFM
15
Systematic Financial Management
New Jersey
$1.87M +$1.87M +226,065 New
Morgan Stanley
16
Morgan Stanley
New York
$1.84M -$415K -50,233 -18%
OA
17
Outfitter Advisors
Virginia
$1.82M -$218K -26,375 -11%
Two Sigma Investments
18
Two Sigma Investments
New York
$1.63M -$407K -49,184 -20%
BG
19
BlackRock Group
United Kingdom
$1.34M +$112K +13,586 +9%
TC
20
TFS Capital
Pennsylvania
$1.34M +$1.06M +128,237 +385%
Janney Montgomery Scott
21
Janney Montgomery Scott
Pennsylvania
$1.02M +$83.9K +10,146 +9%
TCIM
22
TIAA CREF Investment Management
New York
$943K -$31.2K -3,770 -3%
BIM
23
BlackRock Investment Management
Delaware
$765K +$8.32K +1,006 +1%
NFA
24
Nationwide Fund Advisors
Ohio
$737K +$567K +68,600 +334%
Bank of New York Mellon
25
Bank of New York Mellon
New York
$733K -$17.1K -2,070 -2%
1
2 3 4