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Gladstone Investment Corp

78 hedge funds and large institutions have $74.6M invested in Gladstone Investment Corp in 2019 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 27 increasing their positions, 17 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

138% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 8

59% more repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 17

33% more capital invested

Capital invested by funds: $56M → $74.6M (+$18.6M)

18% more call options, than puts

Call options by funds: $218K | Put options by funds: $184K

15% more funds holding

Funds holding: 6878 (+10)

3.23% more ownership

Funds ownership: 13.93%17.16% (+3.2%)

Holders
78
Holders Change
+10
Holders Change %
+14.71%
% of All Funds
1.54%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
19
Increased
27
Reduced
17
Closed
8
Calls
$218K
Puts
$184K
Net Calls
+$34K
Net Calls Change
-$1.48M
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$6.78M -$517K -38,218 -7%
VanEck Associates
2
VanEck Associates
New York
$5.12M +$952K +70,360 +22%
LTFS
3
Ladenburg Thalmann Financial Services
Florida
$4.54M +$130K +9,596 +3%
Arrowstreet Capital
4
Arrowstreet Capital
Massachusetts
$4.13M +$4.22M +311,807 New
AAM
5
Advisors Asset Management
Colorado
$4.07M -$215K -15,904 -5%
DC
6
Davenport & Co
Virginia
$3.58M -$676K -49,925 -16%
VEA
7
Virtus ETF Advisers
New York
$2.73M -$857K -63,353 -24%
Morgan Stanley
8
Morgan Stanley
New York
$2.63M +$855K +63,186 +47%
Marshall Wace
9
Marshall Wace
United Kingdom
$2.52M +$2.58M +190,368 New
BlackRock
10
BlackRock
New York
$2.43M +$152K +11,243 +7%
Legal & General Group
11
Legal & General Group
United Kingdom
$2.37M +$217K +16,012 +10%
DCM
12
Driehaus Capital Management
Illinois
$2.34M +$2.39M +176,305 New
PA
13
PFG Advisors
Arizona
$2.27M +$81.2K +6,000 +4%
AUB
14
Atlantic Union Bankshares
Virginia
$2.1M -$8.12K -600 -0.4%
Janney Montgomery Scott
15
Janney Montgomery Scott
Pennsylvania
$1.98M -$160K -11,852 -7%
APW
16
Aurora Private Wealth
New Jersey
$1.76M +$1.8M +133,074 New
William Blair & Company
17
William Blair & Company
Illinois
$1.76M +$86.5K +6,392 +5%
GSM
18
Global Strategic Management
Puerto Rico
$1.73M -$50K -3,695 -3%
Susquehanna International Group
19
Susquehanna International Group
Pennsylvania
$1.34M +$141K +10,407 +11%
Citadel Advisors
20
Citadel Advisors
Florida
$1.31M +$482K +35,608 +56%
California Public Employees Retirement System
21
California Public Employees Retirement System
California
$1.26M +$35.2K +2,600 +3%
Two Sigma Advisers
22
Two Sigma Advisers
New York
$1.21M -$67.7K -5,000 -5%
ECM
23
ExodusPoint Capital Management
New York
$1.09M +$1.11M +82,102 New
Invesco
24
Invesco
Georgia
$922K -$195K -14,427 -17%
WS
25
Wedbush Securities
California
$742K +$66.5K +4,914 +10%

GAIN Hedge Fund Activity: Q4 2019 in Review

78 of the 5,076 institutional investors tracked by Wall St. Rank reported a position in Gladstone Investment Corp (GAIN) for Q4 2019, worth a combined $74.6M — up 33% from $56M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new GAIN positions and 8 closed out — a net gain of 11 holders — while 27 added to existing stakes and 17 trimmed.

The largest buyer was Arrowstreet Capital, opening a new position worth an estimated $4.22M. The largest seller was Two Sigma Investments, cutting an estimated $968K.

  • 78 institutional investors held Gladstone Investment Corp (GAIN) as of Q4 2019, up from 68 in Q3 2019.
  • Funds reported $74.6M of Gladstone Investment Corp stock for Q4 2019, up 33% quarter-over-quarter.
  • 19 funds opened new Gladstone Investment Corp positions in Q4 2019 and 8 closed out, a net change of +11 holders.
  • The largest Gladstone Investment Corp buyer in Q4 2019 was Arrowstreet Capital, an estimated $4.22M added.
  • The largest Gladstone Investment Corp seller in Q4 2019 was Two Sigma Investments, an estimated $968K sold.

Based on aggregated 13F filings for Q4 2019.